Q4 2014 Holdings
Filed 2015-02-11 | 77 holdings | $12.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Vantage Drilling Company | Common | G93205113 | $10 | 20,000 | 0.0% |
| Rait Financial Trust - Putable at 100 | Conv Bond | 749227AA2 | $178 | $140,000 | 0.0% |
| Activis PLC | Common | G0083B108 | $202 | 785 | 0.0% |
| Royal Dutch Shell Plc Cl(RDS/A) | Common | 780259206 | $205 | 3,057 | 0.0% |
| Fiserv Inc Wisconsin(FISV) | Common | 337738108 | $215 | 3,036 | 0.0% |
| Under Armour Inc(UAA) | Common | 904311107 | $221 | 3,260 | 0.0% |
| Schwab International Equity Fund ETF(SCHF) | Common | 808524805 | $232 | 8,015 | 0.0% |
| Cintas Corp(CTAS) | Common | 172908105 | $232 | 2,962 | 0.0% |
| Pepsico Inc(PEP) | Common | 713448108 | $240 | 2,537 | 0.0% |
| State National Companies Inc. | Common | 85711T305 | $240 | 20,000 | 0.0% |
| Union Pacific Corp(UNP) | Common | 907818108 | $250 | 2,098 | 0.0% |
| Vanguard Total World Stock ETF(VT) | Common | 922042742 | $261 | 4,335 | 0.0% |
| Boeing Co(BA) | Common | 097023105 | $273 | 2,101 | 0.0% |
| Rait Financial Trust | Common | 749227609 | $277 | 36,077 | 0.0% |
| Emerson Electric Co(EMR) | Common | 291011104 | $286 | 4,641 | 0.0% |
| Eli Lilly & Co(LLY) | Common | 532457108 | $294 | 4,261 | 0.0% |
| Time Warner Inc | Common | 887317303 | $309 | 3,618 | 0.0% |
| Bank of New York Mellon(BK) | Common | 064058100 | $321 | 7,905 | 0.0% |
| Newmont Mining Corp(NEM) | Common | 651639106 | $325 | 17,207 | 0.0% |
| AT&T Inc(T) | Common | 00206R102 | $331 | 9,851 | 0.0% |
| Abbott Laboratories(ABT) | Common | 002824100 | $344 | 7,642 | 0.0% |
| Anadarko Petroleum Corp(APC3EUR) | Common | 032511107 | $348 | 4,221 | 0.0% |
| CenturyLink, Inc.(CTLEUR) | Common | 156700106 | $355 | 8,961 | 0.0% |
| Coca-Cola Co(KO) | Common | 191216100 | $356 | 8,441 | 0.0% |
| Mednax Inc(MD) | Common | 58502B106 | $370 | 5,596 | 0.0% |
| Bristol-Myers Squibb Co(BMY) | Common | 110122108 | $388 | 6,575 | 0.0% |
| Paychex Inc(PAYX) | Common | 704326107 | $390 | 8,450 | 0.0% |
| Dean Foods Company(DFODQ) | Common | 242370203 | $400 | 20,664 | 0.0% |
| Waste Management Inc(WM) | Common | 94106L109 | $421 | 8,201 | 0.0% |
| Wal-Mart Stores Inc(WMT) | Common | 931142103 | $421 | 4,905 | 0.0% |
| Altria Group Inc(MO) | Common | 02209S103 | $458 | 9,300 | 0.0% |
| First Financial Bancorp Warrants | Warrant | 320209117 | $469 | 72,720 | 0.0% |
| Exxon Mobil Corp(XOM) | Common | 30231G102 | $471 | 5,099 | 0.0% |
| Air Industries Group Inc(AIRIEUR) | Common | 00912N205 | $478 | 45,466 | 0.0% |
| General Electric Co | Common | 369604103 | $509 | 20,157 | 0.0% |
| Capital One Financial Corp. | Warrant | 14040H139 | $553 | 13,440 | 0.0% |
| Servisfirst Bancshares Inc(SFBS) | Common | 81768T108 | $665 | 20,180 | 0.0% |
| Lincoln National Corp Warrants | Warrant | 534187117 | $817 | 16,540 | 0.0% |
| FCB Financial Holdings | Common | 30255G103 | $1.3K | 52,380 | 0.0% |
| American River Bankshares(AMRB) | Common | 029326105 | $1.5K | 155,162 | 0.0% |
| Rait Financial Trust - Putable at 100 | Conv Bond | 749227AB0 | $2.0K | $2,200,000 | 0.0% |
| Park National Corp(PRK) | Common | 700658107 | $2.0K | 22,823 | 0.0% |
| Jefferies Group - Putable at 100 | Conv Bond | 472319AG7 | $2.1K | $2,040,000 | 0.0% |
| Sandisk Corp. | Conv Bond | 80004CAD3 | $2.1K | $1,100,000 | 0.0% |
| Redwood Trust Inc. | Conv Bond | 758075AB1 | $2.3K | $2,300,000 | 0.0% |
| RTI Intl Metals | Conv Bond | 74973WAB3 | $2.3K | $2,400,000 | 0.0% |
| Ares Capital Corp. | Conv Bond | 04010LAB9 | $2.4K | $2,300,000 | 0.0% |
| Fair Isaac & Co(FICO) | Common | 303250104 | $2.4K | 33,709 | 0.0% |
| Google Inc - Cl C Non-Voting | Common | 38259P706 | $3.0K | 5,638 | 0.0% |
| Google Inc | Common | 38259P508 | $3.4K | 6,354 | 0.0% |