Q4 2014 Holdings
Filed 2015-02-17 | 50 holdings | $529.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alere Inc 3% 31Dec49 SER B PFD | CVPFD | 01449J204 | $66.3K | 208,775 | 12.5% |
| Spdr Barclays High Yield Bond | COM | 78464A417 | $38.7K | 1,003,272 | 7.3% |
| Sunpower Corp 4.5% 15Mar15 | SDBCV | 867652AE9 | $38.4K | $32,723,000 | 7.3% |
| Starwood Prprty Tr3.75 15Oct17 | SDBCV | 85571BAC9 | $37.5K | $36,863,000 | 7.1% |
| Apollo Cmmrl Real 5.5% 15Mar19 | SDBCV | 03762UAA3 | $37.1K | $37,480,000 | 7.0% |
| Vector Group LTD 1.75% 15Apr20 | SDBCV | 92240MBC1 | $36.3K | $34,195,000 | 6.9% |
| Depomed Inc 2.5 1Sep21 | SDBCV | 249908AA2 | $35.7K | $32,845,000 | 6.7% |
| Pennymac Corp 5.375% 1May20 | SDBCV | 70932AAB9 | $28.5K | $29,787,000 | 5.4% |
| Quidel Corp 3.25% 15Dec20 | SDBCV | 74838JAA9 | $26.8K | $24,000,000 | 5.1% |
| Spectranetics Co 2.625% 1Jun34 | SDBCV | 84760CAA5 | $19.5K | $15,126,000 | 3.7% |
| Sina Corp 1% 01Dec18 | SDBCV | 82922RAD5 | $14.8K | $15,997,000 | 2.8% |
| Insulet Corp 2% 15Jun19 | SDBCV | 45784PAD3 | $14.0K | $11,768,000 | 2.6% |
| Vipshop Hldg LTD 1.5% 15Mar19 | SDBCV | 92763WAA1 | $14.0K | $11,683,000 | 2.6% |
| Acorda Therapeuti 1.75%15jun21 | SDBCV | 00484MAA4 | $11.4K | $9,910,000 | 2.2% |
| Ishares Iboxx H/Y Corp Bond(HYG) | COM | 464288513 | $11.2K | 125,002 | 2.1% |
| NXP Semiconductors NV(NXPI) | COM | N6596X109 | $10.3K | 134,550 | 1.9% |
| Iridium Commun Cvpfd Perp | CVPFD | 46269C409 | $10.2K | 28,000 | 1.9% |
| Synchronoss Tech 0.75% 15Aug19 | SDBCV | 87157BAA1 | $7.5K | $7,088,000 | 1.4% |
| Colony Financia 3.875% 15Jan21 | SDBCV | 19624RAB2 | $5.8K | $5,644,000 | 1.1% |
| Ishares Msci Canada(EWC)Put | COM | 464286509 | $5.8K | 200,000 | 1.1% |
| Sunpower Corp.75 1Jun18 | SDBCV | 867652AG4 | $5.6K | $4,604,000 | 1.1% |
| Citigroup Inc(C)Call | COM | 172967424 | $5.4K | 100,000 | 1.0% |
| Finisar Corporation(FNSR)Call | COM | 31787A507 | $3.9K | 200,000 | 0.7% |
| Bank of America Corp(BAC)Call | COM | 060505104 | $3.6K | 201,300 | 0.7% |
| Netsuite Inc 0.25% 01Jul18 | SDBCV | 64118QAB3 | $3.4K | $3,000,000 | 0.6% |
| American Realty 3% 1Aug18 | SDBCV | 02917TAA2 | $3.2K | $3,500,000 | 0.6% |
| Molycorp Inc | COM | 608753109 | $3.1K | 3,519,638 | 0.6% |
| Seacor Holdings 3% 15Nov28 | SDBCV | 81170YAB5 | $3.1K | $3,336,000 | 0.6% |
| Fxcm Inc 2.25 15Jun18 | SDBCV | 302693AB2 | $2.7K | $2,600,000 | 0.5% |
| PDL Biopharma 4% 01Feb18 | SDBCV | 69329YAF1 | $2.7K | $2,743,000 | 0.5% |
| Herbalife LTD(HLF) | COM | G4412G101 | $2.6K | 69,500 | 0.5% |
| American Realty 3.75 15Dec20 | SDBCV | 02917TAB0 | $2.3K | $2,500,000 | 0.4% |
| Alere Inc CV 3% 15May16 | SDBCV | 01449JAA3 | $2.0K | $1,865,000 | 0.4% |
| Omnicare Inc CV 3.25% 15Dec203 | SDBCV | 681904AL2 | $1.8K | $1,700,000 | 0.3% |
| General Motors Co(GM) | COM | 37045V100 | $1.7K | 49,965 | 0.3% |
| Protalix Biotherap 4.5 15Sep18 | SDBCV | 74365AAB7 | $1.5K | $2,000,000 | 0.3% |
| Renewable Energy Group Inc | COM | 75972A301 | $1.2K | 127,242 | 0.2% |
| Mercadolibre Inc(MELI) | COM | 58733R102 | $1.2K | 9,672 | 0.2% |
| Navios Maritime Acquisition | COM | Y62159101 | $1.2K | 332,289 | 0.2% |
| 51Job Inc(JOBSUSD) | COM | 316827104 | $1.1K | 31,731 | 0.2% |
| Colony Financial 5% 15Apr23 | SDBCV | 19624RAA4 | $1.1K | $1,000,000 | 0.2% |
| Medidata Solutions Inc | COM | 58471A105 | $1.1K | 22,100 | 0.2% |
| Finisar Corporation(FNSR) | COM | 31787A507 | $1.0K | 53,400 | 0.2% |
| National Bank of GreeceCall | ADR | 633643705 | $895 | 500,000 | 0.2% |
| Pros Holdings Inc(PRO) | COM | 74346Y103 | $435 | 15,825 | 0.1% |
| Genworth Financial Inc(GNW) | COM | 37247D106 | $425 | 50,000 | 0.1% |
| Diana Shipping Inc | COM | Y2066G104 | $415 | 61,800 | 0.1% |
| Scorpio Bulkers Inc | COM | Y7546A106 | $236 | 120,000 | 0.0% |
| General Motors-Cw15 | RT | 37045V134 | $194 | 174,950 | 0.0% |
| Dryships Inc | COM | Y2109Q101 | $80 | 75,563 | 0.0% |