Q1 2015 Holdings
Filed 2015-05-15 | 54 holdings | $615.0K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alere Inc 3% 31Dec49 SER B PFD | CVPFD | 01449J204 | $88.8K | 262,662 | 14.4% |
| Sunedison Inc 2% 01Oct18 | SDBCV | 86732YAC3 | $53.4K | $31,000,000 | 8.7% |
| Vector Group LTD 1.75% 15Apr20 | SDBCV | 92240MBC1 | $44.2K | $41,195,000 | 7.2% |
| Apollo Cmmrl Real 5.5% 15Mar19 | SDBCV | 03762UAA3 | $40.3K | $39,800,000 | 6.5% |
| Quidel Corp 3.25% 15Dec20 | SDBCV | 74838JAA9 | $34.3K | $31,500,000 | 5.6% |
| Colony Financia 3.875% 15Jan21 | SDBCV | 19624RAB2 | $34.1K | $31,661,000 | 5.6% |
| Sandisk Corp CV 1.5% 15Aug17 | SDBCV | 80004CAD3 | $27.7K | $20,260,000 | 4.5% |
| Pennymac Corp 5.375% 1May20 | SDBCV | 70932AAB9 | $26.1K | $27,011,000 | 4.2% |
| Sina Corp 1% 01Dec18 | SDBCV | 82922RAD5 | $26.1K | $28,672,000 | 4.2% |
| Canadian Solar 4.25% 15Feb19 | SDBCV | 136635AE9 | $25.2K | $24,150,000 | 4.1% |
| Spectranetics Co 2.625% 1Jun34 | SDBCV | 84760CAA5 | $24.5K | $18,876,000 | 4.0% |
| Sandisk Corp.5% 15Oct20 | SDBCV | 80004CAF8 | $17.1K | $17,000,000 | 2.8% |
| Bristol Myers Squibb(BMY)Call | COM | 110122108 | $12.0K | 185,546 | 1.9% |
| Cheniere Energy 4.25 15Mar45 | SDBCV | 16411RAG4 | $11.6K | $14,000,000 | 1.9% |
| Iridium Commun Cvpfd Perp | CVPFD | 46269C409 | $11.4K | 32,000 | 1.8% |
| Depomed Inc 2.5 1Sep21 | SDBCV | 249908AA2 | $10.6K | $8,030,000 | 1.7% |
| Sunedison Inc 2.75% 01Jan21 | SDBCV | 86732YAD1 | $9.8K | $5,595,000 | 1.6% |
| Netsuite Inc 0.25% 01Jul18 | SDBCV | 64118QAB3 | $9.7K | $9,352,000 | 1.6% |
| Envestnet Inc 1.75% 15Dec19 | SDBCV | 29404KAA4 | $9.3K | $8,311,000 | 1.5% |
| Resource Cap Corp 8% 15Jan20 | SDBCV | 76120WAB0 | $8.8K | $9,000,000 | 1.4% |
| Ctrip.com Inter 1.25% 15Oct18 | SDBCV | 22943FAD2 | $7.4K | $7,040,000 | 1.2% |
| Insulet Corp 2% 15Jun19 | SDBCV | 45784PAD3 | $6.9K | $6,823,000 | 1.1% |
| Yahoo Inc 0% 1Dec18 | SDBCV | 984332AF3 | $5.9K | $5,466,000 | 1.0% |
| 51Job Inc(JOBSUSD) | COM | 316827104 | $5.7K | 177,622 | 0.9% |
| Southwestern 6.25% 15Jan18 | CVPFD | 845467208 | $5.3K | 105,250 | 0.9% |
| Rovi Corp | COM | 779376102 | $5.3K | 289,841 | 0.9% |
| Vipshop Hldg LTD 1.5% 15Mar19 | SDBCV | 92763WAA1 | $4.7K | $2,992,000 | 0.8% |
| American Realty 3% 1Aug18 | SDBCV | 02917TAA2 | $4.4K | $4,550,000 | 0.7% |
| Workday Inc 1.5% 15Jul20 | SDBCV | 98138HAD3 | $4.4K | $3,500,000 | 0.7% |
| Ishares Msci Canada(EWC)Put | COM | 464286509 | $4.1K | 152,452 | 0.7% |
| Colony Financial 5% 15Apr23 | SDBCV | 19624RAA4 | $4.0K | $3,500,000 | 0.6% |
| Gogo Inc(GOGO) | COM | 38046C109 | $3.6K | 186,518 | 0.6% |
| Albany Molecular 2.25% 15Nov18 | SDBCV | 012423AB5 | $3.2K | $2,500,000 | 0.5% |
| Molina Healthcar 1.625%15aug44 | SDBCV | 60855RAD2 | $3.1K | $2,415,000 | 0.5% |
| Herbalife LTD(HLF) | COM | G4412G101 | $3.0K | 69,500 | 0.5% |
| DHT Holdings Inc 4.5% 01Oct19 | SDBCV | 23335SAB2 | $2.3K | $2,100,000 | 0.4% |
| Sunpower Corp.75 1Jun18 | SDBCV | 867652AG4 | $2.2K | $1,604,000 | 0.4% |
| Alere Inc CV 3% 15May16 | SDBCV | 01449JAA3 | $2.2K | $1,865,000 | 0.4% |
| General Motors Co(GM) | COM | 37045V100 | $1.9K | 49,965 | 0.3% |
| JDS Uniphase 0.625% 15Aug33 | SDBCV | 46612JAF8 | $1.6K | $1,500,000 | 0.3% |
| Protalix Biotherap 4.5 15Sep18 | SDBCV | 74365AAB7 | $1.5K | $2,000,000 | 0.2% |
| Tesaro Inc 3% 01Oct21 | SDBCV | 881569AA5 | $1.3K | $730,000 | 0.2% |
| Navios Maritime Acquisition | COM | Y62159101 | $1.2K | 332,289 | 0.2% |
| Renewable Energy Group Inc | COM | 75972A301 | $1.2K | 127,242 | 0.2% |
| Molycorp Inc | COM | 608753109 | $778 | 2,019,638 | 0.1% |
| Molycorp IncCall | COM | 608753109 | $472 | 1,225,968 | 0.1% |
| Anglogold Ashanti(AU3EUR) | ADR | 035128206 | $464 | 49,700 | 0.1% |
| Gold Fields LTD(EDG) | ADR | 38059T106 | $401 | 100,000 | 0.1% |
| Diana Shipping Inc | COM | Y2066G104 | $378 | 61,800 | 0.1% |
| Genworth Financial Inc(GNW) | COM | 37247D106 | $366 | 50,000 | 0.1% |