Q3 2014 Holdings
Filed 2014-11-14 | 11451 holdings | $1.8B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2015-06-26) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Geron Corp CMN StockPut | Cmn | 374163953 | $14 | 6,800 | 0.0% |
| Anthera Pharmaceuticals IncPut | Cmn | 03674U951 | $15 | 7,700 | 0.0% |
| Antares Pharma Inc. Common StockPut | Cmn | 036642956 | $15 | 8,100 | 0.0% |
| Alexandria RE Equities Inc CMN StockCall | Cmn | 015271909 | $15 | 200 | 0.0% |
| U S Energy Corp CMN STKPut | Cmn | 911805959 | $15 | 4,700 | 0.0% |
| Full Circle Capital CorpCall | Cmn | 359671904 | $15 | 2,400 | 0.0% |
| Lumos Networks CorpCall | Cmn | 550283905 | $15 | 900 | 0.0% |
| Iridium Communications IncPut | Cmn | 46269C952 | $15 | 1,700 | 0.0% |
| Intrawest Resorts Holdings ICall | Cmn | 46090K909 | $15 | 1,500 | 0.0% |
| Silvercorp Metals IncCall | Cmn | 82835P903 | $15 | 9,200 | 0.0% |
| Discovery CommunicationsPut | Cmn | 25470F952 | $15 | 400 | 0.0% |
| Perion Network LTDCall | Cmn | M78673906 | $15 | 2,700 | 0.0% |
| Getty Realty CMN STKCall | Cmn | 374297909 | $15 | 900 | 0.0% |
| Quantum Corp -Dlt & Storage CMN Stock | Cmn | 747906204 | $15 | 12,507 | 0.0% |
| Permian Basin Royalty Trust CMN STKCall | Cmn | 714236906 | $15 | 1,100 | 0.0% |
| Powershares Senior LoanCallA | Cmn | 73936Q909 | $15 | 600 | 0.0% |
| Counterpath Corp Common Stock | Cmn | 22228P203 | $15 | 16,023 | 0.0% |
| Q2 Holdings IncCall | Cmn | 74736L909 | $15 | 1,100 | 0.0% |
| Cesca Therapeutics Inc | Cmn | 157131103 | $15 | 12,692 | 0.0% |
| Richmont Mines Inc CMN Stock | Cmn | 76547T106 | $15 | 7,695 | 0.0% |
| China Recycling Energy Corp Common Stock | Cmn | 168913101 | $15 | 12,472 | 0.0% |
| SFX Entertainment IncPut | Cmn | 784178953 | $15 | 2,900 | 0.0% |
| Apricus Biosciences Inc | Cmn | 03832V109 | $15 | 10,239 | 0.0% |
| Blonder Tongue Labs Inc CMN Stock(BDRLQ) | Cmn | 093698108 | $15 | 11,740 | 0.0% |
| Eagle Bulk Shipping Inc Common StockCall | Cmn | Y2187A909 | $15 | 16,300 | 0.0% |
| Osiris Therapeutics Common StockCall | Cmn | 68827R908 | $15 | 1,200 | 0.0% |
| Rubicon Project IncPut | Cmn | 78112V952 | $15 | 1,300 | 0.0% |
| Arcos Dorados Holdings Inc(ARCO) | Cmn | G0457F107 | $15 | 2,591 | 0.0% |
| Durata Therapeutics IncCall | Cmn | 26658A907 | $15 | 1,200 | 0.0% |
| Empire State Realty Trust inPut | Cmn | 292104956 | $15 | 1,000 | 0.0% |
| MSA Safety IncCall | Cmn | 553498906 | $15 | 300 | 0.0% |
| Oncothera Pharmaceuticals Inc Common Stock | Cmn | 15117N404 | $15 | 5,039 | 0.0% |
| Vertex Energy IncCall | Cmn | 92534K907 | $15 | 2,100 | 0.0% |
| OFG BancorpPut | Cmn | 67103X952 | $15 | 1,000 | 0.0% |
| Sonic Automotive Inc. CMN StockPut | Cmn | 83545G952 | $15 | 600 | 0.0% |
| Gulf Resources Inc Common Stock | Cmn | 40251W309 | $16 | 11,367 | 0.0% |
| Armco Metals Holdings Inc | Cmn | 042182105 | $16 | 105,857 | 0.0% |
| Bonso Electronics Intl Inc CMN STK(BNSOF) | Cmn | 098529308 | $16 | 11,995 | 0.0% |
| Semileds Corp | Cmn | 816645105 | $16 | 35,015 | 0.0% |
| Fabrinet(FN)Put | Cmn | G3323L950 | $16 | 1,100 | 0.0% |
| Benefitfocus IncCall | Cmn | 08180D906 | $16 | 600 | 0.0% |
| PGT IncPut | Cmn | 69336V951 | $16 | 1,700 | 0.0% |
| Kalobios Pharmaceuticals Inc | Cmn | 48344T100 | $16 | 10,084 | 0.0% |
| Agria Corp | Depository Receipt | 00850H103 | $16 | 14,836 | 0.0% |
| China Ceramics Co LTD | Cmn | G2113X100 | $16 | 16,480 | 0.0% |
| Voltari Corp | Cmn | 92870X309 | $16 | 10,695 | 0.0% |
| S&W Seed Co | Cmn | 785135104 | $16 | 3,801 | 0.0% |
| Paylocity Holding CorpCall | Cmn | 70438V906 | $16 | 800 | 0.0% |
| Powershares Wilderh Clean ENPutA | Cmn | 73935X950 | $16 | 2,600 | 0.0% |
| Navidea Biopharmaceuticals Inc | Cmn | 63937X103 | $16 | 11,779 | 0.0% |