Q3 2014 Holdings
Filed 2014-11-14 | 11451 holdings | $1.8B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2015-06-26) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Gran Tierra Energy Inc Common StockPut | Cmn | 38500T951 | $6 | 1,100 | 0.0% |
| Quest Rare Minerals LTD | Cmn | 74836T101 | $6 | 36,913 | 0.0% |
| Merit Medical Systems Inc CMN STKPut | Cmn | 589889954 | $6 | 500 | 0.0% |
| Enteromedics IncCall | Cmn | 29365M908 | $6 | 5,000 | 0.0% |
| Cubist Pharmaceutic-Cvr | Cmn | 229678123 | $6 | 51,491 | 0.0% |
| U S Energy Corp CMN STKCall | Cmn | 911805909 | $6 | 1,900 | 0.0% |
| Stancorp Finl Group Inc CMN StockCall | Cmn | 852891900 | $6 | 100 | 0.0% |
| Springleaf Holdings LLCCall | Cmn | 85172J901 | $6 | 200 | 0.0% |
| 2U IncPut | Cmn | 90214J951 | $6 | 400 | 0.0% |
| Uranium Energy Corp Common Stock(UEC) | Cmn | 916896103 | $6 | 4,439 | 0.0% |
| Simpson Manufacturing Inc CMN STKPut | Cmn | 829073955 | $6 | 200 | 0.0% |
| Enteromedics IncPut | Cmn | 29365M958 | $6 | 5,000 | 0.0% |
| Resources Global ProfessionalsCall | Cmn | 76122Q905 | $6 | 400 | 0.0% |
| Seachange Intl Inc CMN StockPut | Cmn | 811699957 | $6 | 900 | 0.0% |
| HSN IncPut | Cmn | 404303959 | $6 | 100 | 0.0% |
| Telecommunication SystemsCall | Cmn | 87929J903 | $6 | 2,000 | 0.0% |
| Baltic Trading LTDCall | Cmn | Y0553W903 | $6 | 1,500 | 0.0% |
| Regis Corp CMN STKCall | Cmn | 758932907 | $6 | 400 | 0.0% |
| Rexnord CorpPut | Cmn | 76169B952 | $6 | 200 | 0.0% |
| China Pharma Holdings Inc Common Stock | Cmn | 16941T104 | $6 | 24,176 | 0.0% |
| Athersys IncPut | Cmn | 04744L956 | $6 | 4,500 | 0.0% |
| Lightbridge Corp | Cmn | 53224K104 | $6 | 2,400 | 0.0% |
| Tuesday Morning Corp CMN STK NewPut | Cmn | 899035955 | $6 | 300 | 0.0% |
| ZBB Energy Corp | Cmn | 98876R303 | $7 | 12,828 | 0.0% |
| Xenoport Inc Common StockPut | Cmn | 98411C950 | $7 | 1,300 | 0.0% |
| ZIX Corp CMN STKCall | Cmn | 98974P900 | $7 | 2,100 | 0.0% |
| Mines Mgmt Co Common Stock | Cmn | 603432105 | $7 | 12,078 | 0.0% |
| BPZ Resources Inc CMN StockCall | Cmn | 055639908 | $7 | 3,500 | 0.0% |
| Entropic Communications IncPut | Cmn | 29384R955 | $7 | 2,500 | 0.0% |
| Taseko Mines LTD CMN StockCall | Cmn | 876511906 | $7 | 4,400 | 0.0% |
| Maxlinear IncPut | Cmn | 57776J950 | $7 | 1,000 | 0.0% |
| Samson Oil & Gas LTD | Depository Receipt | 796043107 | $7 | 21,684 | 0.0% |
| Taubman Ctrs Inc CMN STKPut | Cmn | 876664953 | $7 | 100 | 0.0% |
| Peregrine Pharmaceuticals Inc Common StockPut | Cmn | 713661954 | $7 | 5,500 | 0.0% |
| MKS Instruments Inc CMN StockCall | Cmn | 55306N904 | $7 | 200 | 0.0% |
| Bruker CorpCall | Cmn | 116794908 | $7 | 400 | 0.0% |
| Kratos Defense & Security SOL CMN StockCall | Cmn | 50077B907 | $7 | 1,100 | 0.0% |
| Accuride CorporationPut | Cmn | 00439T956 | $7 | 1,900 | 0.0% |
| Neptune Tech & BioressourcesCall | Cmn | 64077P908 | $7 | 3,800 | 0.0% |
| Metalico Inc Common StockPut | Cmn | 591176952 | $7 | 6,100 | 0.0% |
| Enteromedics Inc | Cmn | 29365M208 | $7 | 5,349 | 0.0% |
| Geron Corp CMN StockCall | Cmn | 374163903 | $7 | 3,400 | 0.0% |
| Corenergy Infrastructure TrustPut | Cmn | 21870U955 | $7 | 900 | 0.0% |
| Perficient IncPut | Cmn | 71375U951 | $7 | 500 | 0.0% |
| Uranium Energy Corp Common StockPut | Cmn | 916896953 | $7 | 5,200 | 0.0% |
| Bazaarvoice IncPut | Cmn | 073271958 | $7 | 1,000 | 0.0% |
| DDR CorpPut | Cmn | 23317H952 | $7 | 400 | 0.0% |
| Denison Mines Corp Common StockCall | Cmn | 248356907 | $7 | 6,500 | 0.0% |
| OFG BancorpCall | Cmn | 67103X902 | $7 | 500 | 0.0% |
| Premier IncCall | Cmn | 74051N902 | $7 | 200 | 0.0% |