Q2 2015 Holdings
Filed 2015-08-13 | 223 holdings | $133.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Axion PWR Intl Inc | *W EXP 10/24/201 | 05460X117 | $1 | 13,000 | 0.0% |
| Speed Comm Inc | COM | 84764T106 | $6 | 22,746 | 0.0% |
| Capnia Inc | *W EXP 11/12/201 | 14066L113 | $26 | 40,000 | 0.0% |
| Fintech Acquisition Corp | *W EXP 02/19/202 | 31809H118 | $71 | 191,100 | 0.0% |
| MGT Capital Invts Inc(MGTI) | COM NEW | 55302P202 | $82 | 210,300 | 0.0% |
| Provectus Biopharmaceuticals | *W EXP 06/24/202 | 74373P116 | $124 | 577,066 | 0.0% |
| Novogen Limited | SPON ADR 1:25 SH | 67010F202 | $241 | 60,000 | 0.0% |
| China Information Technology | COM | G21174100 | $259 | 75,000 | 0.0% |
| Ring Energy Inc(REI) | COM | 76680V108 | $280 | 25,000 | 0.0% |
| Cenveo Inc | COM | 15670S105 | $297 | 140,000 | 0.0% |
| Alpha NAT RES Inc(ANRZQEUR) | COM | 02076X102 | $318 | 1,054,864 | 0.0% |
| Viggle Inc | COM NEW | 92672V204 | $359 | 175,204 | 0.0% |
| Axovant Sciences LTD | COM | G0750W104 | $408 | 20,000 | 0.0% |
| Spirit Airls Inc(SAVEEUR) | COM | 848577102 | $453 | 7,295 | 0.0% |
| Delhaize Group | SPONSORED ADR | 29759W101 | $488 | 23,635 | 0.0% |
| Allison Transmission Hldgs I(ALSN) | COM | 01973R101 | $527 | 18,000 | 0.0% |
| Kansas City Southern | COM NEW | 485170302 | $534 | 5,850 | 0.0% |
| Tetralogic Pharmaceuticals C | NOTE 8.000% 6/1 | 88165UAB5 | $596 | $1,000,000 | 0.0% |
| Arowana Inc | SHS | G05011104 | $599 | 60,000 | 0.0% |
| Wright MED Group Inc | RIGHT 03/01/2019 | 98235T115 | $647 | 161,442 | 0.0% |
| C&J Energy Svcs LTDCall | CALL | G3164Q901 | $661 | 50,100 | 0.0% |
| Tyco Intl PLC | SHS | G91442106 | $766 | 19,900 | 0.0% |
| Alpha NAT RES Inc | NOTE 4.875%12/1 | 02076XAF9 | $790 | $11,640,000 | 0.0% |
| Dynegy Inc New delCall | CALL | 26817R908 | $804 | 27,500 | 0.0% |
| Magna Intl Inc(MGA) | COM | 559222401 | $853 | 15,200 | 0.0% |
| Micron Technology IncPut | PUT | 595112953 | $863 | 45,800 | 0.0% |
| SPX Corp | COM | 784635104 | $905 | 12,500 | 0.0% |
| Axalta Coating SYS LTD(AXTA) | COM | G0750C108 | $941 | 28,454 | 0.0% |
| Harmony Merger Corp | COM | 413247107 | $976 | 100,000 | 0.0% |
| Ferro Corp(FOE) | COM | 315405100 | $1.0K | 60,000 | 0.0% |
| Dish Network CorpPut | PUT | 25470M959 | $1.0K | 15,000 | 0.0% |
| Visteon Corp(VC) | COM NEW | 92839U206 | $1.1K | 10,272 | 0.0% |
| W & T Offshore Inc(WTI) | COM | 92922P106 | $1.1K | 200,000 | 0.0% |
| Real Goods Solar Inc | CL A NEW | 75601N203 | $1.1K | 550,518 | 0.0% |
| Nova Lifestyle Inc | COM | 66979P102 | $1.2K | 620,887 | 0.0% |
| Tribune Pubg Co | COM | 896082104 | $1.2K | 75,000 | 0.0% |
| Titan Intl Inc ILL(TWI) | COM | 88830M102 | $1.2K | 109,922 | 0.0% |
| BWX Technologies Inc(BWXT) | COM | 05605H100 | $1.2K | 51,154 | 0.0% |
| Johnson Ctls Inc | COM | 478366107 | $1.2K | 24,350 | 0.0% |
| Cameron International Corp | COM | 13342B105 | $1.3K | 25,000 | 0.0% |
| Sealed AIR Corp New(SEE) | COM | 81211K100 | $1.4K | 26,700 | 0.0% |
| Boeing CoCall | CALL | 097023905 | $1.4K | 10,000 | 0.0% |
| Western Refng Logistics LPPut | PUT | 95931Q955 | $1.5K | 50,000 | 0.0% |
| Arowana Inc | UNIT 99/99/9999 | G05011138 | $1.5K | 150,000 | 0.0% |
| Rockwell Automation IncPut | PUT | 773903959 | $1.6K | 12,600 | 0.0% |
| AIR Lease Corp(AL) | CL A | 00912X302 | $1.7K | 50,200 | 0.0% |
| 1347 Cap Corp | COM | 68245V103 | $1.7K | 175,000 | 0.0% |
| Continental Bldg Prods Inc(CBPXEUR) | COM | 211171103 | $1.7K | 81,900 | 0.0% |
| Precision Castparts Corp | COM | 740189105 | $1.8K | 8,865 | 0.0% |
| United Contl Hldgs Inc(UAL) | COM | 910047109 | $2.1K | 38,800 | 0.0% |