Q3 2015 Holdings
Filed 2015-11-05 | 452 holdings | $10.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Prudential SHT Duration HG Y | COM | 74442F107 | $396 | 27,000 | 0.0% |
| Thoratec Corp | COM NEW | 885175307 | $399 | 6,300 | 0.0% |
| Nike Inc(NKE) | CL B | 654106103 | $406 | 3,300 | 0.0% |
| Western Asset MTG DEF Oppty(DMO) | COM | 95790B109 | $421 | 16,900 | 0.0% |
| First TR Aberdeen Glbl OPP F | COM SHS | 337319107 | $445 | 46,000 | 0.0% |
| Templeton Emerg Mkts Income(TEI) | COM | 880192109 | $485 | 50,000 | 0.0% |
| Aircastle LTD(AYR) | COM | G0129K104 | $487 | 23,500 | 0.0% |
| Eaton Vance SR Fltng RTE TR(XEFRX) | COM | 27828Q105 | $502 | 38,000 | 0.0% |
| Nuveen Floating Rate Income(JFR) | COM | 67072T108 | $503 | 50,000 | 0.0% |
| BlackRock TAX Municpal BD TR(BBN) | SHS | 09248X100 | $505 | 25,000 | 0.0% |
| Wynn Resorts LTD(WYNN) | COM | 983134107 | $563 | 10,600 | 0.0% |
| Nuveen Flexible Invt Income | COM | 67075B104 | $621 | 41,800 | 0.0% |
| Western Asset Worldwide Inco | COM | 957668106 | $629 | 64,000 | 0.0% |
| Flaherty & Crumrine Total RE(FLC) | COM | 338479108 | $763 | 41,000 | 0.0% |
| Schlumberger LTD(SLB) | COM | 806857108 | $807 | 11,700 | 0.0% |
| Aegon N V | NY REGISTRY SH | 007924103 | $922 | 160,426 | 0.0% |
| Solar SR Cap LTD | COM | 83416M105 | $924 | 65,000 | 0.0% |
| One Liberty Pptys Inc(OLP) | COM | 682406103 | $928 | 43,517 | 0.0% |
| Wells Fargo Advantage Multi(ERC) | COM SHS | 94987D101 | $942 | 83,000 | 0.0% |
| New SR Invt Group Inc | COM | 648691103 | $942 | 90,000 | 0.0% |
| Apollo Residential MTG Inc | COM | 03763V102 | $975 | 77,000 | 0.0% |
| Eaton Vance Fltg Rate Incom | COM SHS BEN INT | 278284104 | $977 | 66,500 | 0.0% |
| TRI Contl Corp(TY) | COM | 895436103 | $980 | 50,239 | 0.0% |
| Western Asset GLB HI Income(EHI) | COM | 95766B109 | $987 | 110,000 | 0.0% |
| CM FIN Inc | COM | 12574Q103 | $1.0K | 100,000 | 0.0% |
| Starwood Ppty TR Inc(STWD) | COM | 85571B105 | $1.0K | 50,000 | 0.0% |
| Johnson & Johnson(JNJ) | COM | 478160104 | $1.0K | 11,000 | 0.0% |
| First TR High Income L/S FD | COM | 33738E109 | $1.1K | 74,900 | 0.0% |
| KKR Income Opportunities FD(KIO) | COM | 48249T106 | $1.1K | 75,000 | 0.0% |
| Western Asset GLB Ptnrs Inco | COM | 95766G108 | $1.1K | 140,000 | 0.0% |
| Spdr SER Trust(SJNK) | CAP S/T HI YLD | 78468R408 | $1.1K | 42,000 | 0.0% |
| Monroe Cap Corp(MRCC) | COM | 610335101 | $1.2K | 83,000 | 0.0% |
| Intersil Corp | CL A | 46069S109 | $1.2K | 100,000 | 0.0% |
| Metlife Inc(MET) | COM | 59156R108 | $1.2K | 25,000 | 0.0% |
| LMP Corporate LN FD Inc | COM | 50208B100 | $1.2K | 115,000 | 0.0% |
| Old REP Intl Corp(ORI) | COM | 680223104 | $1.3K | 80,000 | 0.0% |
| HSBC Hldgs PLC(HBC2) | SPON ADR NEW | 404280406 | $1.3K | 33,300 | 0.0% |
| Nuveen PFD & Income Term FD(XJPIX) | COM | 67075A106 | $1.3K | 60,000 | 0.0% |
| Advisorshares TR | NEWFLT MULSINC | 00768Y727 | $1.3K | 27,000 | 0.0% |
| Cigna Corporation | COM | 125509109 | $1.4K | 10,000 | 0.0% |
| Invesco High Income TR II(VLT) | COM | 46131F101 | $1.4K | 105,000 | 0.0% |
| Validus Holdings LTD | COM SHS | G9319H102 | $1.4K | 30,000 | 0.0% |
| Managed High Yield Plus FD I | COM | 561911108 | $1.4K | 860,000 | 0.0% |
| Nuveen SHT DUR CR OPP FD | COM | 67074X107 | $1.4K | 92,500 | 0.0% |
| Deutsche High Income TR | SHS | 25155R100 | $1.4K | 180,000 | 0.0% |
| City Office REIT Inc(CIO) | COM | 178587101 | $1.4K | 124,266 | 0.0% |
| Alcentra Cap Corp(ABDCUSD) | COM | 01374T102 | $1.4K | 125,000 | 0.0% |
| Astrazeneca PLC(AZN) | SPONSORED ADR | 046353108 | $1.5K | 46,400 | 0.0% |
| BlackRock Floating Rate Inco(BGT) | COM | 091941104 | $1.5K | 120,071 | 0.0% |
| Brookfield High Income FD in | COM | 11272P102 | $1.5K | 205,000 | 0.0% |