Q3 2015 Holdings
Filed 2015-11-10 | 205 holdings | $114.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| BOX Ships Incorporated | SHS | Y09675102 | $0 | 250,000 | 0.0% |
| Global Partner Acquisition C | *W EXP 07/01/202 | 37954X113 | $9 | 30,000 | 0.0% |
| Capnia Inc | *W EXP 11/12/201 | 14066L113 | $24 | 30,000 | 0.0% |
| Harmony Merger Corp | *W EXP 01/01/202 | 413247123 | $25 | 83,000 | 0.0% |
| Vringo Inc | COM | 92911N104 | $26 | 47,293 | 0.0% |
| Fintech Acquisition Corp | *W EXP 02/19/202 | 31809H118 | $27 | 75,000 | 0.0% |
| Perseon Corp | *W EXP 99/99/999 | 715270112 | $33 | 363,450 | 0.0% |
| MGT Capital Invts Inc(MGTI) | COM NEW | 55302P202 | $47 | 210,300 | 0.0% |
| Apricus Biosciences Inc | COM | 03832V109 | $76 | 51,814 | 0.0% |
| Gaslog LTD | SHS | G37585109 | $109 | 11,300 | 0.0% |
| Aeterna Zentaris Inc | COM NEW | 007975303 | $119 | 1,367,344 | 0.0% |
| Finjan Hldgs Inc(FNJNUSD) | COM NEW | 31788H303 | $144 | 87,556 | 0.0% |
| Skyline MED Inc | UNIT 99/99/9999 | 83084T408 | $193 | 25,077 | 0.0% |
| Unit Corp | COM | 909218109 | $194 | 17,200 | 0.0% |
| Vapor Corp del | UNIT 99/99/9999 | 922099502 | $216 | 24,112 | 0.0% |
| HCC INS Hldgs Inc | COM | 404132102 | $232 | 3,000 | 0.0% |
| Sandridge Energy IncCall | CALL | 80007P907 | $277 | 1,027,500 | 0.0% |
| MRC Global IncCall | CALL | 55345K903 | $279 | 25,000 | 0.0% |
| Ascent Solar Technologies in | COM NEW | 043635309 | $304 | 1,601,939 | 0.0% |
| Comstock RES Inc | COM NEW | 205768203 | $324 | 169,623 | 0.0% |
| Arch Coal IncPut | PUT | 393803958 | $330 | 100,000 | 0.0% |
| PHH Corp | COM NEW | 693320202 | $358 | 25,320 | 0.0% |
| Rowan Companies PLC | SHS CL A | G7665A101 | $404 | 25,000 | 0.0% |
| Weatherford Intl PLC(WFRD) | ORD SHS | G48833100 | $424 | 50,000 | 0.0% |
| Hennessy Cap Acquisition COR | COM | 42588J100 | $480 | 50,000 | 0.0% |
| Tetralogic Pharmaceuticals C | NOTE 8.000% 6/1 | 88165UAB5 | $564 | $1,000,000 | 0.0% |
| Nantkwest Inc | COM | 63016Q102 | $574 | 50,100 | 0.0% |
| China Information Technology | COM | G21174100 | $617 | 656,165 | 0.0% |
| Dealertrack Technologies IncPut | PUT | 242309952 | $632 | 10,000 | 0.0% |
| Dealertrack Technologies Inc | COM | 242309102 | $638 | 10,100 | 0.0% |
| Micron Technology IncPut | PUT | 595112953 | $686 | 45,800 | 0.0% |
| Shell Midstream Partners L PCall | CALL | 822634901 | $736 | 25,000 | 0.0% |
| Wright MED Group Inc | RIGHT 03/01/2019 | 98235T115 | $738 | 163,217 | 0.0% |
| Noble Energy Inc(NBL2EUR) | COM | 655044105 | $779 | 25,800 | 0.0% |
| Starwood Waypoint ResidentlCall | CALL | 85571W909 | $801 | 33,600 | 0.0% |
| Exterran Partners LPPut | PUT | 30225N955 | $822 | 50,000 | 0.0% |
| Amedica Corp | COM | 023435100 | $870 | 2,789,867 | 0.0% |
| Vulcan Matls CoPut | PUT | 929160959 | $892 | 10,000 | 0.0% |
| Antero Midstream Partners LPCall | CALL | 03673L903 | $893 | 50,000 | 0.0% |
| Block H & R Inc(HRB) | COM | 093671105 | $926 | 25,580 | 0.0% |
| Global Partner Acquisition C | COM | 37954X105 | $965 | 100,000 | 0.0% |
| Visteon Corp(VC) | COM NEW | 92839U206 | $976 | 9,637 | 0.0% |
| Stancorp Finl Group Inc | COM | 852891100 | $1.0K | 8,814 | 0.0% |
| Hollyfrontier CorpCall | CALL | 436106908 | $1.0K | 21,300 | 0.0% |
| Atmel CorpCall | CALL | 495131904 | $1.0K | 130,000 | 0.0% |
| Morgan Stanley China A SH FD(XCAFX) | COM | 617468103 | $1.0K | 46,755 | 0.0% |
| General Mtrs CoCall | CALL | 37045V900 | $1.1K | 35,000 | 0.0% |
| Teco Energy Inc | COM | 872375100 | $1.1K | 42,000 | 0.0% |
| Rayonier IncPut | PUT | 754907953 | $1.1K | 50,000 | 0.0% |
| Summit Matls Inc(7SU) | CL A | 86614U100 | $1.2K | 61,750 | 0.0% |