Q3 2015 Holdings
Filed 2015-11-13 | 14899 holdings | $2.7B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cesca Therapeutics Inc | COM | 157131103 | $0 | 100 | 0.0% |
| Nanosphere Inc | COM NEW | 63009F204 | $0 | 102 | 0.0% |
| China New Borun Corp | ADR | 16890T105 | $0 | 600 | 0.0% |
| Payment Data SYS Inc | COM NEW | 70438S202 | $0 | 50 | 0.0% |
| Escalera RES Co | COM | 296064108 | $0 | 2,839 | 0.0% |
| ETF SER Solutions | FALAH RUS LG CAP | 26922A800 | $0 | 18 | 0.0% |
| Corenergy Infrastructure TR | COM | 21870U205 | $0 | 105 | 0.0% |
| Pathfinder Bancorp Inc MD(PBHC) | COM | 70319R109 | $0 | 42 | 0.0% |
| Epirus Biopharmaceuticals in | COM | 29428P107 | $0 | 8 | 0.0% |
| Parkervision IncPut | COM | 701354102 | $0 | 100 | 0.0% |
| Parkervision IncCall | COM | 701354102 | $0 | 1,500 | 0.0% |
| NET Element Inc | COM | 64111R102 | $0 | 200 | 0.0% |
| Delcath SYS Inc | COM NEW | 24661P401 | $0 | 75 | 0.0% |
| OI S.A. | SPN ADR NEW | 670851302 | $0 | 541 | 0.0% |
| New England Rlty Assoc LTD P(NEN) | DEPOSITRY RCPT | 644206104 | $0 | 7 | 0.0% |
| Abeona Therapeutics Inc | *W EXP 12/19/201 | 00289Y115 | $1 | 762 | 0.0% |
| BEL Fuse Inc(BELFB) | CL B | 077347300 | $1 | 69 | 0.0% |
| Donegal Group Inc(DGICA) | CL A | 257701201 | $1 | 44 | 0.0% |
| Deutsche BK AG London BRH(BDDXF) | DB BASE MET DBL | 25154K841 | $1 | 258 | 0.0% |
| Portfolio Recovery Assocs in | NOTE 3.000% 8/0 | 73640QAB1 | $1 | $1,000 | 0.0% |
| Pharmathene Inc | COM | 71714G102 | $1 | 400 | 0.0% |
| Cambium Learning GRP Inc | COM | 13201A107 | $1 | 172 | 0.0% |
| Chanticleer Hldgs Inc | COM PAR $.0001 N | 15930P404 | $1 | 509 | 0.0% |
| NRG Energy Inc(NRG)Call | COM NEW | 629377508 | $1 | 100 | 0.0% |
| Electro Scientific Inds | COM | 285229100 | $1 | 175 | 0.0% |
| Hornbeck Offshore Svcs Inc N | NOTE 1.500% 9/0 | 440543AN6 | $1 | $1,000 | 0.0% |
| Krispy Kreme Doughnuts IncCall | COM | 501014104 | $1 | 100 | 0.0% |
| Alarm COM Hldgs Inc(ALRM) | COM | 011642105 | $1 | 94 | 0.0% |
| Drdgold Limited(DRD) | SPON ADR REPSTG | 26152H301 | $1 | 400 | 0.0% |
| Neonode Inc | COM NEW | 64051M402 | $1 | 315 | 0.0% |
| AR Cap Acquisition Corp | COM | 00191R109 | $1 | 100 | 0.0% |
| China Recycling Energy Corp | COM | 168913101 | $1 | 1,274 | 0.0% |
| Christopher & Banks Corp(CBKCQ) | COM | 171046105 | $1 | 734 | 0.0% |
| Hooper Holmes Inc | COM | 439104100 | $1 | 8,942 | 0.0% |
| Dynasil Corp Amer | COM | 268102100 | $1 | 516 | 0.0% |
| AK STL Hldg Corp(AKS1EUR)Put | COM | 001547108 | $1 | 300 | 0.0% |
| JOY Global IncPut | COM | 481165108 | $1 | 100 | 0.0% |
| Ambac Finl Group Inc | *W EXP 04/30/202 | 023139116 | $1 | 102 | 0.0% |
| Dejour Energy Inc | COM | 24486R103 | $1 | 6,150 | 0.0% |
| Deswell Inds Inc(DSWL) | COM | 250639101 | $1 | 347 | 0.0% |
| Amber RD Inc(AMBRUSD) | COM | 02318Y108 | $1 | 295 | 0.0% |
| AAC Hldgs Inc(AACH) | COM | 000307108 | $1 | 34 | 0.0% |
| Cathay GEN Bancorp | *W EXP 12/05/201 | 149150112 | $1 | 100 | 0.0% |
| Developers Diversified Rlty | NOTE 1.750%11/1 | 251591AX1 | $1 | $1,000 | 0.0% |
| CEL SCI Corp | *W EXP 10/11/201 | 150837177 | $1 | 3,221 | 0.0% |
| Cyanotech Corp | COM PAR $0.02 | 232437301 | $1 | 129 | 0.0% |
| Celator Pharmaceuticals Inc | COM | 15089R102 | $1 | 500 | 0.0% |
| Cyclacel Pharmaceuticals Inc | PFD CONV EX 6% | 23254L207 | $1 | 163 | 0.0% |
| DSP Group Inc(DSPGEUR) | COM | 23332B106 | $1 | 148 | 0.0% |
| Dawson Geophysical Co New(DWSN) | COM | 239360100 | $1 | 176 | 0.0% |