Q3 2015 Holdings
Filed 2015-11-13 | 14899 holdings | $2.7B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ampio Pharmaceuticals IncPut | COM | 03209T109 | $2 | 800 | 0.0% |
| Boston Scientific Corp(BSX)Call | COM | 101137107 | $2 | 100 | 0.0% |
| Urstadt Biddle Pptys Inc | PFD-G CV 6.75% | 917286809 | $2 | 79 | 0.0% |
| Tejon Ranch Co | *W EXP 08/31/201 | 879080133 | $2 | 12,027 | 0.0% |
| Hovnanian Enterprises IncCall | CL A | 442487203 | $2 | 1,300 | 0.0% |
| Hhgregg Inc(HGGG) | COM | 42833L108 | $2 | 496 | 0.0% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $2 | $2,000 | 0.0% |
| Globalscape Inc | COM | 37940G109 | $2 | 478 | 0.0% |
| Cipher Pharmaceuticals Inc(CPHRF) | COM | 17253X105 | $2 | 422 | 0.0% |
| American Software Inc(AMSWAUSD) | CL A | 029683109 | $2 | 175 | 0.0% |
| Ciber Inc | COM | 17163B102 | $2 | 691 | 0.0% |
| Asterias Biotherapeutics Inc | COM SER A | 04624N107 | $2 | 443 | 0.0% |
| Sutor Tech Group LTD | COM NEW | 869362202 | $2 | 1,300 | 0.0% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $2 | $3,000 | 0.0% |
| Western Copper & Gold Corp(WRN) | COM | 95805V108 | $2 | 7,741 | 0.0% |
| First Majestic Silver Corp(AG)Put | COM | 32076V103 | $2 | 700 | 0.0% |
| Cryoport Inc(CYRX) | COM PAR $0.001 | 229050307 | $2 | 1,046 | 0.0% |
| Global X FDS | GLBX MSCI COLUM | 37950E200 | $2 | 198 | 0.0% |
| Skyline MED Inc | COM NEW | 83084T309 | $2 | 753 | 0.0% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $2 | $1,000 | 0.0% |
| Barclays BK PLC | IPATH S&P MT ETN | 06740C519 | $2 | 179 | 0.0% |
| Cryoport Inc | *W EXP 07/29/202 | 229050125 | $2 | 3,600 | 0.0% |
| First South Bancorp Inc VA | COM | 33646W100 | $2 | 315 | 0.0% |
| Supervalu IncCall | COM | 868536103 | $2 | 300 | 0.0% |
| CAS MED SYS Inc | COM PAR $0.004 | 124769209 | $2 | 1,607 | 0.0% |
| Eleven Biotherapeutics Inc | COM | 286221106 | $2 | 1,000 | 0.0% |
| Citigroup Inc | *W EXP 10/28/201 | 172967234 | $2 | 200,000 | 0.0% |
| Sphere 3D Corp New | COM | 84841L100 | $2 | 955 | 0.0% |
| Lake Shore Bancorp Inc | COM | 510700107 | $2 | 184 | 0.0% |
| Bank Mutual Corp New | COM | 063750103 | $2 | 303 | 0.0% |
| United STS Diesel Heating OI | UNIT | 911783108 | $2 | 100 | 0.0% |
| Amyris Inc | COM | 03236M101 | $2 | 1,000 | 0.0% |
| WL Ross Hldg Corp | *W EXP 06/11/201 | 92939D112 | $2 | 2,225 | 0.0% |
| Egalet Corp | COM | 28226B104 | $2 | 174 | 0.0% |
| United STS Brent Oil FD LP(BNO) | UNIT | 91167Q100 | $2 | 135 | 0.0% |
| United States Antimony Corp(UAMY) | COM | 911549103 | $2 | 5,428 | 0.0% |
| Sypris Solutions Inc(SYPR) | COM | 871655106 | $2 | 1,861 | 0.0% |
| Senior HSG Pptys TRCall | SH BEN INT | 81721M109 | $2 | 100 | 0.0% |
| A H Belo Corp | COM CL A | 001282102 | $2 | 320 | 0.0% |
| Chanticleer Hldgs Inc | *W EXP 06/11/201 | 15930P131 | $2 | 15,728 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $2 | 830 | 0.0% |
| Vivus IncCall | COM | 928551100 | $2 | 1,000 | 0.0% |
| Hailiang ED Group Inc | SPONSORED ADR | 40522L108 | $2 | 206 | 0.0% |
| Sunpower Corp | DBCV 0.750% 6/0 | 867652AG4 | $2 | $2,000 | 0.0% |
| ECA Marcellus TR I | COM UNIT | 26827L109 | $2 | 896 | 0.0% |
| Hc2 Hldgs Inc | COM | 404139107 | $2 | 330 | 0.0% |
| Dynegy Inc New del | *W EXP 10/02/201 | 26817R116 | $2 | 1,777 | 0.0% |
| Virnetx Hldg CorpCall | COM | 92823T108 | $2 | 600 | 0.0% |
| Transenterix Inc | COM NEW | 89366M201 | $2 | 1,000 | 0.0% |
| Advaxis Inc | *W EXP 07/15/201 | 007624117 | $2 | 311 | 0.0% |