Q3 2015 Holdings
Filed 2015-11-13 | 10036 holdings | $420.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Universal Technical Inst Inc(UTI) | COM | 913915104 | $63 | 17,898 | 0.0% |
| Ares Cap Corp | NOTE 4.375% 1/1 | 04010LAM5 | $63 | $61,000 | 0.0% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $63 | $57,000 | 0.0% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $65 | $67,000 | 0.0% |
| Tidewater Inc | COM | 886423102 | $66 | 5,040 | 0.0% |
| Swedish Expt CR Corp | ROG TTL ETN 22 | 870297801 | $66 | 12,700 | 0.0% |
| Agenus Inc(AGENEUR) | COM NEW | 00847G705 | $66 | 14,276 | 0.0% |
| Sandisk Corp | NOTE 0.500%10/1 | 80004CAF8 | $69 | $71,000 | 0.0% |
| Akamai Technologies Inc | DBCV 2/1 | 00971TAG6 | $70 | $67,000 | 0.0% |
| Pacific Mercantile Bancorp(PMBC) | COM | 694552100 | $71 | 10,500 | 0.0% |
| MFS Govt Mkts Income TR(MGF) | SH BEN INT | 552939100 | $72 | 13,421 | 0.0% |
| Sandstorm Gold LTD(AYS1) | COM NEW | 80013R206 | $72 | 27,021 | 0.0% |
| Toll Bros FIN Corp | NOTE 0.500% 9/1 | 88947EAM2 | $72 | $70,000 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $73 | 16,227 | 0.0% |
| Felcor Lodging TR Inc | COM | 31430F101 | $74 | 10,485 | 0.0% |
| Apollo Invt Corp | NOTE 5.750% 1/1 | 03761UAE6 | $75 | $75,000 | 0.0% |
| Cloud Peak Energy Inc(CLDEUR) | COM | 18911Q102 | $75 | 28,353 | 0.0% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $76 | $79,000 | 0.0% |
| Royal Gold Inc | NOTE 2.875% 6/1 | 780287AA6 | $77 | $80,000 | 0.0% |
| Homeaway Inc | NOTE 0.125% 4/0 | 43739QAB6 | $77 | $83,000 | 0.0% |
| Alpine Total Dynamic Divid F | COM SH BEN INT N | 021060207 | $78 | 10,342 | 0.0% |
| Cepheid | DBCV 1.250% 2/0 | 15670RAC1 | $79 | $78,000 | 0.0% |
| Medley Cap Corp | COM | 58503F106 | $79 | 10,759 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $79 | 19,000 | 0.0% |
| Linn Energy LLC | UNIT LTD LIAB | 536020100 | $80 | 29,855 | 0.0% |
| Strategic Global Income FD | COM | 862719101 | $80 | 10,147 | 0.0% |
| AU Optronics Corp(AUOUSD) | SPONSORED ADR | 002255107 | $82 | 27,757 | 0.0% |
| Energous Corp | COM | 29272C103 | $83 | 12,000 | 0.0% |
| Viavi Solutions Inc(VIAV) | COM | 925550105 | $83 | 15,415 | 0.0% |
| Synthetic Biologics Inc | COM | 87164U102 | $83 | 36,451 | 0.0% |
| Greenbrier COS Inc | NOTE 3.500% 4/0 | 393657AH4 | $83 | $77,000 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $85 | 14,580 | 0.0% |
| Aberdeen Australia Eqty FD I | COM | 003011103 | $87 | 16,231 | 0.0% |
| CYS Invts Inc | COM | 12673A108 | $87 | 11,902 | 0.0% |
| Vale S A(VALE) | ADR | 91912E105 | $89 | 21,162 | 0.0% |
| Denbury RES Inc(DNREUR) | COM NEW | 247916208 | $89 | 36,027 | 0.0% |
| General FIN Corp del(GFN) | COM | 369822101 | $93 | 25,000 | 0.0% |
| Sunedison Inc | COM | 86732Y109 | $93 | 13,085 | 0.0% |
| Alliancebernstein Income FUN | COM | 01881E101 | $95 | 12,053 | 0.0% |
| Kronos Worldwide Inc(KRO) | COM | 50105F105 | $101 | 16,291 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $105 | 17,864 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $107 | 10,794 | 0.0% |
| Office Depot Inc | COM | 676220106 | $107 | 16,736 | 0.0% |
| Cliffs NAT RES Inc | COM | 18683K101 | $110 | 45,190 | 0.0% |
| Immunogen Inc(IMGNEUR) | COM | 45253H101 | $111 | 11,515 | 0.0% |
| Flextronics Intl LTD(FLEX) | ORD | Y2573F102 | $111 | 10,453 | 0.0% |
| Hhgregg Inc(HGGG) | COM | 42833L108 | $112 | 23,000 | 0.0% |
| Grupo Financiero Santander M | SPON ADR SHS B | 40053C105 | $114 | 15,559 | 0.0% |
| ARC Document Solutions Inc | COM | 00191G103 | $114 | 19,105 | 0.0% |
| Genworth Finl Inc(GNW) | COM CL A | 37247D106 | $116 | 25,138 | 0.0% |