Q3 2015 Holdings
Filed 2015-11-16 | 76 holdings | $1.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Yahoo Inc 0% 1Dec18 | SDBCV | 984332AF3 | $197.0K | $202,630,000 | 13.5% |
| Alere Inc 3% 31Dec49 SER B PFD | CVPFD | 01449J204 | $94.9K | 289,513 | 6.5% |
| Molina Health 1.125% 15Jan20 | SDBCV | 60855RAC4 | $92.2K | $52,850,000 | 6.3% |
| Ligand Pharma 0.75% 15Aug19 | SDBCV | 53220KAD0 | $60.1K | $46,415,000 | 4.1% |
| Colony Financia 3.875% 15Jan21 | SDBCV | 19624RAB2 | $51.7K | $54,137,000 | 3.6% |
| Starwood Waypoint 3% 1Jul19 | SDB | 85571WAB5 | $50.1K | $52,569,000 | 3.4% |
| S&P 500 Depository Receipt(SPY)Call | COM | 78462F103 | $47.9K | 250,000 | 3.3% |
| Apollo Cmmrl Real 5.5% 15Mar19 | SDBCV | 03762UAA3 | $46.2K | $46,550,000 | 3.2% |
| Sina Corp 1% 01Dec18 | SDBCV | 82922RAD5 | $41.9K | $44,101,000 | 2.9% |
| TAL Education GRP 2.5 15May19 | SDBCV | 874080AB0 | $39.9K | $30,000,000 | 2.7% |
| Vector Group LTD 1.75% 15Apr20 | SDBCV | 92240MBC1 | $39.2K | $35,295,000 | 2.7% |
| Quidel Corp 3.25% 15Dec20 | SDBCV | 74838JAA9 | $38.0K | $40,750,000 | 2.6% |
| Trina Solar LTD 3.5% 15Jun19 | SDBCV | 89628EAC8 | $35.4K | $39,905,000 | 2.4% |
| Molina Healthcar 1.625%15aug44 | SDBCV | 60855RAD2 | $29.9K | $23,000,000 | 2.1% |
| Tesaro Inc 3% 01Oct21 | SDBCV | 881569AA5 | $29.4K | $21,145,000 | 2.0% |
| Clovis Oncology 2.5% 15Sep21 | SDBCV | 189464AB6 | $28.4K | $16,994,000 | 2.0% |
| Qihoo 360 Tech Co 2.5% 15Sep18 | SDBCV | 74734MAB5 | $28.3K | $29,250,000 | 1.9% |
| Amag Pharmaceutls 2.5% 15Feb19 | SDBCV | 00163UAA4 | $27.4K | $17,000,000 | 1.9% |
| Canadian Solar 4.25% 15Feb19 | SDBCV | 136635AE9 | $26.6K | $31,595,000 | 1.8% |
| Depomed Inc 2.5 1Sep21 | SDBCV | 249908AA2 | $24.4K | $20,418,000 | 1.7% |
| Spdr S&P Homebuilders ETF(XHB)Call | COM | 78464A888 | $24.0K | 700,000 | 1.6% |
| Sunpower Corp.75 1Jun18 | SDBCV | 867652AG4 | $21.9K | $20,498,000 | 1.5% |
| Spirit Realty 2.875% 15May19 | SDBCV | 84860WAA0 | $20.7K | $22,182,000 | 1.4% |
| Envestnet Inc 1.75% 15Dec19 | SDBCV | 29404KAA4 | $20.2K | $22,836,000 | 1.4% |
| 51Job Inc 3.25 15Apr19 | SDBCV | 316827AC8 | $19.5K | $20,585,000 | 1.3% |
| Palo Alto NET 0 1Jul19 | SDBCV | 697435AB1 | $18.3K | $11,250,000 | 1.3% |
| Workday Inc 1.5% 15Jul20 | SDBCV | 98138HAD3 | $17.2K | $15,500,000 | 1.2% |
| Cheniere Energy 4.25 15Mar45 | SDBCV | 16411RAG4 | $16.9K | $27,000,000 | 1.2% |
| Ctrip.com Inter 1.25% 15Oct18 | SDBCV | 22943FAD2 | $16.0K | $14,779,000 | 1.1% |
| Ishares Tr-Russell 2000 IDX(IWM)Call | COM | 464287655 | $15.7K | 144,000 | 1.1% |
| Medicines Company1.375% 1Jun17 | SDBCV | 584688AC9 | $15.3K | $10,500,000 | 1.1% |
| Exelixis Inc 4.25% 15Aug19 | SDBCV | 30161QAC8 | $14.6K | $12,132,000 | 1.0% |
| Micron Techn 3.125% 01May32 A | SDBCV | 595112AX1 | $12.5K | $7,500,000 | 0.9% |
| Biomarin Pharma 0.75 15Oct18 | SDBCV | 09061GAE1 | $12.4K | $9,500,000 | 0.9% |
| Hologic Inc FRN 1Mar42 | SDBCV | 436440AC5 | $12.2K | $9,000,000 | 0.8% |
| Sunedison Inc 2% 01Oct18 | SDBCV | 86732YAC3 | $11.4K | $15,000,000 | 0.8% |
| Tesla Motors Inc 1.5% 1Jun18 | SDBCV | 88160RAA9 | $10.2K | $5,000,000 | 0.7% |
| Fireeye Inc(FEYECHF) | COM | 31816Q101 | $10.1K | 316,767 | 0.7% |
| Colony Financial 5% 15Apr23 | SDBCV | 19624RAA4 | $8.8K | $8,919,000 | 0.6% |
| Industrial Select Sect Spdr(XLI)Call | ETF | 81369Y704 | $8.7K | 175,000 | 0.6% |
| Micron Tech 2.375% 01May32 A | SDBCV | 595112AW3 | $8.3K | $5,000,000 | 0.6% |
| Servicenow Inc 0% 1Nov18 | SDBCV | 81762PAB8 | $7.4K | $6,500,000 | 0.5% |
| Nvidia Corp 1% 01Dec18 | SDBCV | 67066GAC8 | $6.6K | $5,000,000 | 0.5% |
| 51Job Inc(JOBSUSD) | COM | 316827104 | $6.5K | 238,890 | 0.5% |
| Sunedison Inc 2.75% 01Jan21 | SDBCV | 86732YAD1 | $6.1K | $8,500,000 | 0.4% |
| JDS Uniphase 0.625% 15Aug33 | SDBCV | 46612JAF8 | $6.1K | $6,500,000 | 0.4% |
| Gogo Inc(GOGO) | COM | 38046C109 | $5.9K | 388,200 | 0.4% |
| S&P 500 Depository Receipt(SPY)Put | COM | 78462F103 | $5.7K | 30,000 | 0.4% |
| RED HAT Inc | COM | 756577102 | $5.7K | 79,798 | 0.4% |
| Gores Holdings Inc | COM | 382866200 | $5.1K | 500,000 | 0.3% |