Q4 2015 Holdings
Filed 2016-02-09 | 14986 holdings | $1.7B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Fate Therapeutics Inc(FATE) | COM | 31189P102 | $0 | 12 | 0.0% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $0 | $7,000 | 0.0% |
| *female Health Co | COM | 314462102 | $0 | 143 | 0.0% |
| Fenix PTS Inc | COM | 31446L100 | $0 | 54 | 0.0% |
| Turtle Beach Corp | COM | 900450107 | $0 | 47 | 0.0% |
| Green Bancorp Inc | COM | 39260X100 | $0 | 26 | 0.0% |
| *synta Pharmaceuticals Corp | COM | 87162T206 | $0 | 400 | 0.0% |
| *emerald Oil Inc | COM PAR 0.001 | 29101U407 | $0 | 50 | 0.0% |
| *emcore Corp(EMKREUR) | COM NEW | 290846203 | $0 | 5 | 0.0% |
| *tenax Therapeutics Inc | COM | 88032L100 | $0 | 2 | 0.0% |
| Toll Bros FIN Corp | NOTE 0.500% 9/1 | 88947EAM2 | $0 | $4,000 | 0.0% |
| Independence Contract Dril I | COM | 453415309 | $0 | 61 | 0.0% |
| *imprivata Inc | COM | 45323J103 | $0 | 38 | 0.0% |
| Elephant Talk Comm Corp | COM NEW | 286202205 | $0 | 1 | 0.0% |
| Tokai Pharmaceuticals Inc | COM | 88907J107 | $0 | 38 | 0.0% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $0 | $4,000 | 0.0% |
| *ehealth Inc(EHTH) | COM | 28238P109 | $0 | 16 | 0.0% |
| Hancock John Finl Opptys FD(BTO) | SH BEN INT NEW | 409735206 | $0 | 13 | 0.0% |
| *eclipse RES Corp | COM | 27890G100 | $0 | 225 | 0.0% |
| ECO Stim Energy Solutions in | COM | 27888D101 | $0 | 22 | 0.0% |
| *echelon Corp | COM NEW | 27874N303 | $0 | 36 | 0.0% |
| *hansen Medical Inc | COM NEW | 411307200 | $0 | 60 | 0.0% |
| Dragonwave Inc | *W EXP 08/01/201 | 26144M129 | $0 | 2,500 | 0.0% |
| Hartford Finl Svcs Group Inc | *W EXP 06/26/201 | 416515120 | $0 | 1,800 | 0.0% |
| *harvest Natural Resources in | COM | 41754V103 | $0 | 558 | 0.0% |
| Heat Biologics Inc | COM | 42237K102 | $0 | 200 | 0.0% |
| Duff & Phelps GLB UTL Inc FD(DPG) | COM | 26433C105 | $0 | 31 | 0.0% |
| Hercules Offshore Inc | COM NEW | 427093307 | $0 | 2 | 0.0% |
| *ultrapetrol Bahamas LTD | COM | P94398107 | $0 | 101 | 0.0% |
| *yingli Green Energy Hldg Co | ADR NEW | 98584B202 | $0 | 20 | 0.0% |
| *manchester UTD PLC New(MANU) | ORD CL A | G5784H106 | $0 | 1 | 0.0% |
| Wmih Corp | COM | 92936P100 | $0 | 46 | 0.0% |
| *chc Group LTD | SHS NEW | G07021127 | $0 | 4 | 0.0% |
| *aeropostale | COM | 007865108 | $0 | 568 | 0.0% |
| *nanosphere Inc | COM NEW | 63009F204 | $0 | 300 | 0.0% |
| *united States Natl Gas Fund | UNIT PAR $0.001 | 912318201 | $0 | 15 | 0.0% |
| *investors Real Estate TR | SH BEN INT | 461730103 | $0 | 4 | 0.0% |
| Isramco Inc | COM NEW | 465141406 | $0 | 3 | 0.0% |
| *vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $0 | 63 | 0.0% |
| *intrepid Potash Inc | COM | 46121Y102 | $0 | 16 | 0.0% |
| Global Sources LTD | ORD | G39300101 | $0 | 6 | 0.0% |
| *la Quinta Hldgs Inc | COM | 50420D108 | $0 | 4 | 0.0% |
| LAM Research Corp | NOTE 0.500% 5/1 | 512807AJ7 | $0 | $7,000 | 0.0% |
| *xplore Technologies Corp | COM PAR $0.001 | 983950700 | $0 | 2 | 0.0% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $0 | $14,742 | 0.0% |
| *unilife Corp New | COM | 90478E103 | $0 | 679 | 0.0% |
| *safe Bulkers Inc(SB) | COM | Y7388L103 | $0 | 199 | 0.0% |
| Fiat Chrysler Automobiles N | MAN COV SEC 16 | N31738110 | $0 | $16 | 0.0% |
| *accuride Corp New | COM NEW | 00439T206 | $0 | 264 | 0.0% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $0 | $2,000 | 0.0% |