Q4 2015 Holdings
Filed 2016-02-12 | 185 holdings | $44.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Harmony Merger Corp | *W EXP 01/01/202 | 413247123 | $0 | 120,000 | 0.0% |
| Arowana Inc | RIGHT 01/01/2017 | G05011120 | $0 | 45,000 | 0.0% |
| Perseon Corp | *W EXP 99/99/999 | 715270112 | $8 | 293,450 | 0.0% |
| Electrum SPL Acquisition COR | *W EXP 99/99/999 | G3105C112 | $13 | 58,400 | 0.0% |
| Capnia Inc | *W EXP 11/12/201 | 14066L113 | $15 | 30,000 | 0.0% |
| Capitol Acquisition Corp III | *W EXP 10/13/202 | 14055M114 | $15 | 30,464 | 0.0% |
| Boulevard Acquisition | *W EXP 09/25/202 | 10157Q110 | $19 | 24,700 | 0.0% |
| Global Partner Acquisition C | *W EXP 07/01/202 | 37954X113 | $23 | 80,000 | 0.0% |
| Fintech Acquisition Corp | *W EXP 02/19/202 | 31809H118 | $26 | 75,000 | 0.0% |
| Gores Hldgs Inc | *W EXP 08/13/202 | 382866119 | $30 | 74,600 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $39 | 34,218 | 0.0% |
| Pace Hldgs Corp | *W EXP 99/99/999 | G6865N111 | $40 | 79,640 | 0.0% |
| MGT Capital Invts Inc(MGTI) | COM NEW | 55302P202 | $50 | 210,300 | 0.0% |
| Apricus Biosciences Inc | COM | 03832V109 | $51 | 51,814 | 0.0% |
| Double Eagle Acquisition COR | *W EXP 09/16/202 | G28195116 | $69 | 121,800 | 0.0% |
| Finjan Hldgs Inc(FNJNUSD) | COM NEW | 31788H303 | $101 | 87,556 | 0.0% |
| Northern Oil & Gas Inc NEV | COM | 665531109 | $137 | 35,378 | 0.0% |
| Wright MED Group N V | RIGHT 03/01/2019 | N96617126 | $161 | 160,617 | 0.0% |
| Constellium NV(CSTM) | CL A | N22035104 | $186 | 24,091 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $197 | $600,000 | 0.0% |
| Fidelity & GTY Life | COM | 315785105 | $225 | 8,850 | 0.0% |
| PHH Corp | COM NEW | 693320202 | $234 | 14,420 | 0.0% |
| Vapor Corp del | UNIT 99/99/9999 | 922099502 | $260 | 24,112 | 0.0% |
| Ferro Corp(FOE) | COM | 315405100 | $273 | 24,535 | 0.0% |
| CSX CorpCall | CALL | 126408903 | $278 | 10,700 | 0.0% |
| Jarden Corp | COM | 471109108 | $286 | 5,000 | 0.0% |
| Ishares TR(IWM) | RUSSELL 2000 ETF | 464287655 | $293 | 2,600 | 0.0% |
| Ability Inc | SHS | G8789K108 | $297 | 30,000 | 0.0% |
| Transalta Corp(TAC) | COM | 89346D107 | $355 | 100,000 | 0.0% |
| Potash Corp Sask Inc | COM | 73755L107 | $411 | 24,000 | 0.0% |
| Amedica Corp | COM | 023435100 | $423 | 3,766,964 | 0.0% |
| Tetralogic Pharmaceuticals C | NOTE 8.000% 6/1 | 88165UAB5 | $426 | $1,000,000 | 0.0% |
| Biomed Realty Trust Inc | COM | 09063H107 | $455 | 19,195 | 0.0% |
| Ishares | MSCI SINGAP ETF | 464286673 | $473 | 46,000 | 0.0% |
| Ctrip COM Intl LTD(CTRPUSD) | AMERICAN DEP SHS | 22943F100 | $482 | 10,400 | 0.0% |
| Boulevard Acquisition | CL A | 10157Q102 | $495 | 50,000 | 0.0% |
| Spirit Aerosystems Hldgs IncPut | PUT | 848574959 | $501 | 10,000 | 0.0% |
| Ishares TR | MSCI UTD KNGDM | 46434V548 | $518 | 32,100 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $535 | 75,200 | 0.0% |
| Caesarstone Sdot-Yam LTD(CSTE) | ORD SHS | M20598104 | $555 | 12,800 | 0.0% |
| Micron Technology IncPut | PUT | 595112953 | $649 | 45,800 | 0.0% |
| AIR Lease CorpCall | CALL | 00912X902 | $670 | 20,000 | 0.0% |
| Continental Resources Inc(CLRUSD) | COM | 212015101 | $712 | 31,000 | 0.0% |
| CRH PLC | ADR | 12626K203 | $724 | 25,124 | 0.0% |
| Carrizo Oil & Gas Inc(CRZOEUR) | COM | 144577103 | $740 | 25,000 | 0.0% |
| Exterran Corp(EXTNUSD) | COM | 30227H106 | $803 | 50,000 | 0.0% |
| China Information Technology | COM | G21174100 | $877 | 521,966 | 0.0% |
| Ishares TR(ACWI) | MSCI ACWI ETF | 464288257 | $915 | 16,400 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V118 | $929 | 38,180 | 0.0% |
| Illumina Inc(ILMN) | COM | 452327109 | $1.1K | 5,550 | 0.0% |