Q4 2015 Holdings
Filed 2016-02-16 | 70 holdings | $1.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Yahoo Inc 0% 1Dec18 | SDBCV | 984332AF3 | $228.3K | $233,630,000 | 13.7% |
| S&P 500 Depository Receipt(SPY)Call | COM | 78462F103 | $203.9K | 1,000,000 | 12.3% |
| Molina Health 1.125% 15Jan20 | SDBCV | 60855RAC4 | $93.0K | $59,650,000 | 5.6% |
| Ligand Pharma 0.75% 15Aug19 | SDBCV | 53220KAD0 | $89.7K | $57,915,000 | 5.4% |
| Alere Inc 3% 31Dec49 SER B PFD | CVPFD | 01449J204 | $81.8K | 293,186 | 4.9% |
| Colony Financia 3.875% 15Jan21 | SDBCV | 19624RAB2 | $53.4K | $57,037,000 | 3.2% |
| Starwood Waypoint 3% 1Jul19 | SDB | 85571WAB5 | $48.9K | $52,567,000 | 2.9% |
| Tesaro Inc 3% 01Oct21 | SDBCV | 881569AA5 | $47.8K | $28,395,000 | 2.9% |
| Ctrip.com Inter 1.25% 15Oct18 | SDBCV | 22943FAD2 | $44.0K | $33,129,000 | 2.7% |
| Apollo Cmmrl Real 5.5% 15Mar19 | SDBCV | 03762UAA3 | $43.5K | $42,550,000 | 2.6% |
| Vector Group LTD 1.75% 15Apr20 | SDBCV | 92240MBC1 | $41.4K | $36,095,000 | 2.5% |
| Starwood Waypoint 4.5 15Oct17 | SDBCV | 85571WAD1 | $39.9K | $39,934,000 | 2.4% |
| Trina Solar LTD 3.5% 15Jun19 | SDBCV | 89628EAC8 | $39.5K | $39,905,000 | 2.4% |
| Lexicon Pharma 5.25 1Dec21 | SDBCV | 528872AB0 | $38.8K | $22,180,000 | 2.3% |
| Qihoo 360 Tech Co 2.5% 15Sep18 | SDBCV | 74734MAB5 | $38.7K | $39,250,000 | 2.3% |
| Quidel Corp 3.25% 15Dec20 | SDBCV | 74838JAA9 | $36.8K | $37,750,000 | 2.2% |
| Molina Healthcar 1.625%15aug44 | SDBCV | 60855RAD2 | $34.1K | $28,250,000 | 2.1% |
| Micron Tech Inc 2.125% 15Feb33 | SDBCV | 595112AV5 | $33.8K | $23,000,000 | 2.0% |
| 51Job Inc 3.25 15Apr19 | SDBCV | 316827AC8 | $30.2K | $30,685,000 | 1.8% |
| Spirit Realty 2.875% 15May19 | SDBCV | 84860WAA0 | $29.5K | $30,865,000 | 1.8% |
| Canadian Solar 4.25% 15Feb19 | SDBCV | 136635AE9 | $29.3K | $31,605,000 | 1.8% |
| Sina Corp 1% 01Dec18 | SDBCV | 82922RAD5 | $27.8K | $28,601,000 | 1.7% |
| Sunpower Corp.75 1Jun18 | SDBCV | 867652AG4 | $24.6K | $18,780,000 | 1.5% |
| Micron Techn 3.125% 01May32 A | SDBCV | 595112AX1 | $23.9K | $14,975,000 | 1.4% |
| Twitter Inc 0.25% 15Sep19 | SDBCV | 90184LAB8 | $21.1K | $24,770,000 | 1.3% |
| Trina Solar LTD 4% 15Oct17 | SDBCV | 89628EAE4 | $20.8K | $21,500,000 | 1.3% |
| Micron Tech 2.375% 01May32 A | SDBCV | 595112AW3 | $18.9K | $12,000,000 | 1.1% |
| Radian Group CV 2.25% 01Mar19 | SDBCV | 750236AN1 | $18.7K | $14,500,000 | 1.1% |
| Pacira Pharma 3.25% 1Feb19 | SDBCV | 695127AB6 | $14.3K | $4,582,000 | 0.9% |
| Cheniere Energy 4.25 15Mar45 | SDBCV | 16411RAG4 | $13.6K | $25,900,000 | 0.8% |
| Envestnet Inc 1.75% 15Dec19 | SDBCV | 29404KAA4 | $12.7K | $14,341,000 | 0.8% |
| Starwood Prprty Tr3.75 15Oct17 | SDBCV | 85571BAC9 | $9.4K | $9,500,000 | 0.6% |
| Colony Financial 5% 15Apr23 | SDBCV | 19624RAA4 | $8.6K | $8,919,000 | 0.5% |
| Spirit Realty Cap 3.75 15May21 | SDBCV | 84860WAB8 | $8.5K | $8,941,000 | 0.5% |
| Micron Tech 1.625% 15Feb33 | SDBCV | 595112AU7 | $7.8K | $5,500,000 | 0.5% |
| Fireeye Inc(FEYECHF) | COM | 31816Q101 | $7.6K | 365,691 | 0.5% |
| Double Eagle Acquisition COR | COM | G28195108 | $7.5K | 750,000 | 0.5% |
| Gogo Inc(GOGO) | COM | 38046C109 | $6.9K | 388,200 | 0.4% |
| Pandora Media Inc | COM | 698354107 | $6.7K | 498,131 | 0.4% |
| Qiho360 Tecco LTD 0.5% 15Aug20 | SDBCV | 74734MAE9 | $5.3K | $5,500,000 | 0.3% |
| Pace Holdings Corp | COM | G6865N129 | $5.0K | 500,000 | 0.3% |
| Global Partner Acquisition C | COM | 37954X204 | $5.0K | 500,000 | 0.3% |
| Gores Holdings Inc | COM | 382866200 | $5.0K | 500,000 | 0.3% |
| Endologix Inc 3.25 1Nov20 | SDBCV | 29266SAB2 | $4.9K | $4,500,000 | 0.3% |
| Integrated 0.875% 15Nov22 144A | SDBCV | 458118AB2 | $4.3K | $4,200,000 | 0.3% |
| Moduslink Global 5.25 1Mar19 | SDB | 60786LAB3 | $3.9K | $5,000,000 | 0.2% |
| Herbalife LTD(HLF) | COM | G4412G101 | $3.7K | 69,500 | 0.2% |
| National Health I 3.25% 1Apr21 | SDBCV | 63633DAE4 | $3.6K | $3,704,000 | 0.2% |
| Extra Space Storage Inc(EXR) | COM | 30225T102 | $3.5K | 40,200 | 0.2% |
| Ishares Msci Emerging MKT in(EEM)Call | COM | 464287234 | $3.2K | 100,000 | 0.2% |