Q4 2015 Holdings
Filed 2016-02-16 | 15204 holdings | $2.9B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Turquoise Hill RES LTDCall | COM | 900435108 | $1 | 500 | 0.0% |
| Wisdomtree TR | JAPAN HDG FINL | 97717W463 | $1 | 20 | 0.0% |
| Proshares TR II(AGQ) | ULTRA SILVER NEW | 74347W353 | $1 | 21 | 0.0% |
| Opexa Therapeutics Inc | *W EXP 03/13/201 | 68372T129 | $1 | 10,640 | 0.0% |
| Opgen Inc | *W EXP 05/05/202 | 68373L117 | $1 | 2,950 | 0.0% |
| Opko Health Inc(OPK)Call | COM | 68375N103 | $1 | 100 | 0.0% |
| UBS AG London BRH | E TRACS LKD 45 | 90274D531 | $1 | 100 | 0.0% |
| Semler Scientific Inc(SMLR) | COM | 81684M104 | $1 | 401 | 0.0% |
| Semileds Corp | COM | 816645105 | $1 | 3,650 | 0.0% |
| Linnco LLCCall | COM SHS LTD INT | 535782106 | $1 | 600 | 0.0% |
| Linnco LLCPut | COM SHS LTD INT | 535782106 | $1 | 1,300 | 0.0% |
| Linn Energy LLCCall | UNIT LTD LIAB | 536020100 | $1 | 1,000 | 0.0% |
| Live OAK Bancshares Inc(LOB) | COM | 53803X105 | $1 | 97 | 0.0% |
| Luna Innovations(LUNA) | COM | 550351100 | $1 | 791 | 0.0% |
| Petrobras Argentina S A | SPONS ADR | 71646J109 | $1 | 162 | 0.0% |
| Vical IncCall | COM | 925602104 | $1 | 2,800 | 0.0% |
| Vicon Inds Inc | COM | 925811101 | $1 | 559 | 0.0% |
| Schwab Strategic TR(FNDA) | SCHWAB FDT US SC | 808524763 | $1 | 43 | 0.0% |
| Sphere 3D Corp New | COM | 84841L100 | $1 | 616 | 0.0% |
| Dawson Geophysical Co New(DWSN) | COM | 239360100 | $1 | 176 | 0.0% |
| Magic Software Enterprises L(MGIC) | ORD | 559166103 | $1 | 160 | 0.0% |
| Viggle Inc | COM NEW | 92672V204 | $1 | 4,244 | 0.0% |
| Valley Natl Bancorp | *W EXP 11/14/201 | 919794131 | $1 | 6,629 | 0.0% |
| Market Vectors ETF TR | INDONESA S CAP | 57060U167 | $1 | 149 | 0.0% |
| Sajan Inc | COM NEW | 79379T202 | $1 | 391 | 0.0% |
| DBX ETF TR | INVT GD BD INT | 233051739 | $1 | 31 | 0.0% |
| Cyclacel Pharmaceuticals Inc | PFD CONV EX 6% | 23254L207 | $1 | 162 | 0.0% |
| Marrone BIO Innovations Inc | COM | 57165B106 | $1 | 634 | 0.0% |
| Penn West Pete LTD NewPut | COM | 707887105 | $1 | 800 | 0.0% |
| Medley Mgmt Inc | CL A COM | 58503T106 | $1 | 107 | 0.0% |
| Meritor Inc(MTOR)Call | COM | 59001K100 | $1 | 100 | 0.0% |
| Credit Suisse AG Nassau BRH | ETN LKD 34 | 22539T456 | $1 | 100 | 0.0% |
| Mesoblast LTD | SPONSORED ADR | 590717104 | $1 | 233 | 0.0% |
| Pluristem Therapeutics Inc | COM | 72940R102 | $1 | 1,000 | 0.0% |
| MOL Global Inc | SPONSORED ADR | 60845Q105 | $1 | 1,433 | 0.0% |
| Vivus IncCall | COM | 928551100 | $1 | 1,000 | 0.0% |
| Sito Mobile LTD(STTO) | COM NEW | 82988R203 | $1 | 352 | 0.0% |
| Portfolio Recovery Assocs in | NOTE 3.000% 8/0 | 73640QAB1 | $1 | $1,000 | 0.0% |
| Synthesis Energy SYS Inc | COM | 871628103 | $1 | 1,000 | 0.0% |
| Synta Pharmaceuticals CorpCall | COM | 87162T206 | $1 | 2,000 | 0.0% |
| Morgans Hotel Group Co | COM | 61748W108 | $1 | 400 | 0.0% |
| SB Finl Group Inc | DEP SHS PFD 6.5% | 78408D204 | $1 | 100 | 0.0% |
| NRG Energy Inc(NRG)Call | COM NEW | 629377508 | $1 | 100 | 0.0% |
| Skullcandy Inc | COM | 83083J104 | $1 | 141 | 0.0% |
| Digital Rlty TR Inc | 6.35% PFD CUM CV | 253868863 | $1 | 39 | 0.0% |
| National Storage Affiliates(NSA) | COM SHS BEN IN | 637870106 | $1 | 73 | 0.0% |
| Cogentix MED Inc | COM | 19243A104 | $1 | 821 | 0.0% |
| Natuzzi S P A | ADR | 63905A101 | $1 | 735 | 0.0% |
| Rockwell MED IncCall | COM | 774374102 | $1 | 100 | 0.0% |
| Tasman Metals LTD | COM | 87652B103 | $1 | 3,599 | 0.0% |