Q4 2015 Holdings
Filed 2016-03-10 | 877 holdings | $14.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ST Jude Medical Inc | COM | 790849103 | $19 | 300 | 0.0% |
| Canadian APT Pptys(CDPYF) | REIT, MLP | 134921105 | $19 | 1,000 | 0.0% |
| Linkedin Corp | COM | 53578A108 | $19 | 85 | 0.0% |
| Hannon Armstrong SUS(HASI) | REIT, MLP | 41068X100 | $19 | 1,000 | 0.0% |
| Wisdomtree SC ETF(DES) | ETF | 97717W604 | $19 | 300 | 0.0% |
| Oneok Partners | REIT, MLP | 68268N103 | $19 | 624 | 0.0% |
| New York MTG Preferred | PREFERRED | 649604808 | $19 | 1,000 | 0.0% |
| Sempra Energy(SRE) | COM | 816851109 | $19 | 200 | 0.0% |
| Express Scripts Hldg | COM | 302182100 | $19 | 220 | 0.0% |
| Triad Hospitals | COM | 89579K109 | $20 | 530 | 0.0% |
| Exelisis Inc(EXEL) | COM | 30161Q104 | $20 | 3,500 | 0.0% |
| General Electric Cap | NOTE 3.35% 10/17/2016 | 36962G5H3 | $20 | 20,000 | 0.0% |
| Cisco Systems Inc | NOTE 5.50% 2/22/2016 | 17275RAC6 | $20 | 20,000 | 0.0% |
| Ecolab Inc(ECL) | COM | 278865100 | $20 | 175 | 0.0% |
| PPG Industries Inc(PPG) | COM | 693506107 | $20 | 206 | 0.0% |
| JPMorgan Chase & Co | NOTE 3.45% 3/1/2016 | 46625HHX1 | $20 | 20,000 | 0.0% |
| Raytheon Co(RTN1USD) | COM | 755111507 | $20 | 159 | 0.0% |
| Resmed Inc(RMD) | COM | 761152107 | $21 | 400 | 0.0% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $21 | 1,459 | 0.0% |
| Banning CA FIN AGY | NOTE 5.00% 6/1/2021 | 066614AN8 | $21 | 20,000 | 0.0% |
| Arista Networks Inc(ANETEUR) | COM | 040413106 | $21 | 270 | 0.0% |
| Morgan Stanley | NOTE 4.75% 3/22/2017 | 61747YDT9 | $21 | 20,000 | 0.0% |
| Washington CA USD | NOTE 5.00% 8/1/2025 | 937416BB0 | $21 | 20,000 | 0.0% |
| Gaslog Partners LP | COM | Y2687W108 | $21 | 1,500 | 0.0% |
| Mentor Graphics Corp | NOTE 4.00% 4/1/2031 | 587200AK2 | $21 | 20,000 | 0.0% |
| General Cable Corp | NOTE 4.50% 11/15/2029 | 369300AL2 | $21 | 35,000 | 0.0% |
| Ishares Russell 1000(IWF) | ETF | 464287614 | $21 | 208 | 0.0% |
| Cardinal Health Inc(CAH) | COM | 14149Y108 | $21 | 231 | 0.0% |
| Goldman Sachs Group | NOTE 5.50% 2/15/2031 | 38141E2V0 | $21 | 20,000 | 0.0% |
| American Airlines GR(AAL) | COM | 02376R102 | $21 | 499 | 0.0% |
| Douglas Co SD #1 | NOTE 5.00% 1/15/2025 | 258887CQ9 | $22 | 20,000 | 0.0% |
| General Electric Cap | NOTE 5.75% 8/15/2021 | 36966R4C7 | $22 | 19,000 | 0.0% |
| Unilever NV(UNUSD) | COM | 904784709 | $22 | 500 | 0.0% |
| Amer Muni Power OH | NOTE 6.00% 2/15/2027 | 02765UDA9 | $22 | 20,000 | 0.0% |
| Northern Trust Corp(NTRS) | COM | 665859104 | $22 | 300 | 0.0% |
| Union Pacific Corp(UNP) | COM | 907818108 | $22 | 275 | 0.0% |
| Washington ST | NOTE 5.00% 2/1/2019 | 93974CGB0 | $22 | 20,000 | 0.0% |
| Universal Display Co(OLED) | COM | 91347P105 | $22 | 400 | 0.0% |
| Univ PL WA | NOTE 5.92% 12/1/2019 | 91480QDS6 | $22 | 20,000 | 0.0% |
| Diageo PLC(DGED) | COM | 25243Q205 | $22 | 200 | 0.0% |
| Analog Devices Inc(ADI) | COM | 032654105 | $22 | 400 | 0.0% |
| Vermilion Energy Inc(VET) | COM | 923725105 | $22 | 800 | 0.0% |
| Altrius Minerals COR(ATUSF) | COM | 020936100 | $23 | 3,200 | 0.0% |
| China Mobile LTD (HO | COM | 16941M109 | $23 | 400 | 0.0% |
| Frontier Comm Corp | COM | 35906A108 | $23 | 5,000 | 0.0% |
| Cognizant Tech Solul(CTSH) | COM | 192446102 | $23 | 380 | 0.0% |
| Halliburton Co(HAL) | COM | 406216101 | $24 | 716 | 0.0% |
| Irvine CA SPL T | NOTE 5.38% 9/1/2033 | 46360TDV2 | $24 | 25,000 | 0.0% |
| Allstate COR Preferred | PREFERRED | 020002408 | $24 | 940 | 0.0% |
| Hewlett-Packard Co | NOTE 4.38% 9/15/2021 | 428236BQ5 | $24 | 25,000 | 0.0% |