Q4 2015 Holdings
Filed 2016-03-10 | 877 holdings | $14.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Univ TX Univ | NOTE 5.25% 8/15/2018 | 915137W90 | $28 | 25,000 | 0.0% |
| Allstate COR Preferred | PREFERRED | 020002804 | $28 | 1,000 | 0.0% |
| Contra Costa CA P | NOTE 6.90% 6/1/2035 | 21226PKD9 | $28 | 25,000 | 0.0% |
| GSI Commerce Inc | NOTE 2.50% 6/1/2027 | 36238GAD4 | $28 | 25,000 | 0.0% |
| Farminton MN ISD | NOTE 4.00% 2/1/2020 | 311315UC7 | $28 | 25,000 | 0.0% |
| Orlando FL Util | NOTE 4.00% 10/1/2019 | 686507DN1 | $28 | 25,000 | 0.0% |
| New York Cmty Bancor(NYCBEUR) | COM | 649445103 | $29 | 1,800 | 0.0% |
| Powershares High YIE | COM | 73935X302 | $29 | 2,140 | 0.0% |
| Parker-Hannifin Corp(PH) | COM | 701094104 | $29 | 300 | 0.0% |
| Unvl Health Rlty Inc | REIT, MLP | 91359E109 | $29 | 571 | 0.0% |
| NXP Semis NV(NXPI) | COM | N6596X109 | $29 | 350 | 0.0% |
| Anheuser-Busch Inc | NOTE 5.00% 3/1/2019 | 035229CW1 | $29 | 27,000 | 0.0% |
| Bank of America Corp(BAC) | COM | 060505104 | $29 | 1,720 | 0.0% |
| Canadian Pacific RAI | COM | 13645T100 | $29 | 227 | 0.0% |
| Aetna Inc | COM | 00817Y108 | $30 | 275 | 0.0% |
| Union Carbide Corp | NOTE 7.88% 4/1/2023 | 905572AD5 | $30 | 25,000 | 0.0% |
| Aust & New Zealand B | COM | 052528304 | $30 | 1,500 | 0.0% |
| Philadelphia PA | NOTE 5.00% 8/1/2016 | 717813GG8 | $31 | 30,000 | 0.0% |
| Cons Comm Hldgs(CNSLEUR) | COM | 209034107 | $31 | 1,480 | 0.0% |
| AZ Hlth FAC Auth | NOTE 4.00% 1/1/2044 | 040507NS0 | $31 | 30,000 | 0.0% |
| Muurieta VY CA U | NOTE 4.75% 9/1/2036 | 62719TBJ6 | $31 | 30,000 | 0.0% |
| RMR Group Inc(RMR) | COM | 74967R106 | $32 | 2,251 | 0.0% |
| Healthcare Select SE(XLV) | ETF | 81369Y209 | $32 | 440 | 0.0% |
| Middleby Corp(MIDD) | COM | 596278101 | $32 | 300 | 0.0% |
| Univ AZ MED CTR | NOTE 5.50% 7/1/2033 | 914062EC4 | $32 | 25,000 | 0.0% |
| Western Alliance BAN(WAL) | COM | 957638109 | $32 | 900 | 0.0% |
| Hilton Head ISL SC | NOTE 3.50% 3/1/2027 | 432841NM2 | $32 | 30,000 | 0.0% |
| Zimmer Biomet Holdin(ZBH) | COM | 98956P102 | $33 | 320 | 0.0% |
| Horizon Pharma PLC | COM | G4617B105 | $33 | 1,500 | 0.0% |
| Ford Motor Co(F) | COM | 345370860 | $33 | 2,337 | 0.0% |
| Alcoa Inc | NOTE 5.40% 4/15/2021 | 013817AV3 | $33 | 34,000 | 0.0% |
| Nvidia(NVDA) | COM | 67066G104 | $33 | 1,000 | 0.0% |
| Bojangles' Inc | COM | 097488100 | $33 | 2,050 | 0.0% |
| Southwest Airlines C(LUV) | COM | 844741108 | $33 | 765 | 0.0% |
| Charles Schwab Corp(SCHW) | COM | 808513105 | $33 | 1,000 | 0.0% |
| Pitney Bowes Inc | NOTE 4.75% 1/15/2016 | 72447XAA5 | $33 | 33,000 | 0.0% |
| Egalet Corp | COM | 28226B104 | $33 | 3,000 | 0.0% |
| Abbott Labs(ABT) | COM | 002824100 | $33 | 745 | 0.0% |
| Taiwan Semi Manu Co(TSM) | COM | 874039100 | $34 | 1,514 | 0.0% |
| Evansville IND Redev | NOTE 6.05% 2/1/2023 | 299398BK2 | $34 | 30,000 | 0.0% |
| Tech Select Sector S(XLK) | ETF | 81369Y803 | $34 | 802 | 0.0% |
| Consolidated Edison(ED) | COM | 209115104 | $34 | 522 | 0.0% |
| Verizon Communicatio | NOTE 6.35% 4/1/2019 | 92343VAV6 | $34 | 30,000 | 0.0% |
| Kenosha WI USD | NOTE 4.50% 4/1/2016 | 489836LF1 | $35 | 35,000 | 0.0% |
| Ishares Russell 2000(IWN) | ETF | 464287630 | $36 | 323 | 0.0% |
| IA ST BRD Regent HS | NOTE 3.00% 9/1/2017 | 46256QCT1 | $36 | 35,000 | 0.0% |
| Pimco 1-5 YR US Tips(STPZ) | ETF | 72201R205 | $36 | 700 | 0.0% |
| Mesa AZ Util SYS | NOTE 2.25% 7/1/2020 | 590545UC1 | $36 | 35,000 | 0.0% |
| Goldman Sachs Group | NOTE 4.20% 12/15/2016 | 38141E5H8 | $36 | 35,000 | 0.0% |
| General Moly Inc(GMOLQ) | COM | 370373102 | $36 | 179,807 | 0.0% |