Q4 2015 Holdings
Filed 2016-03-10 | 877 holdings | $14.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| IA ST BRD Regent HS | NOTE 3.00% 9/1/2017 | 46256QCT1 | $36 | 35,000 | 0.0% |
| Ishares Russell 2000(IWN) | ETF | 464287630 | $36 | 323 | 0.0% |
| General Moly Inc(GMOLQ) | COM | 370373102 | $36 | 179,807 | 0.0% |
| Goldman Sachs Group | NOTE 4.20% 12/15/2016 | 38141E5H8 | $36 | 35,000 | 0.0% |
| Yum! Brands Inc(YUM) | COM | 988498101 | $37 | 500 | 0.0% |
| Stag Industrial Inc(STAG) | REIT, MLP | 85254J102 | $37 | 2,000 | 0.0% |
| City of Phoenix | NOTE 5.00% 7/1/2017 | 75902JAG4 | $37 | 35,000 | 0.0% |
| Concho Resources Inc(CXOEUR) | COM | 20605P101 | $37 | 400 | 0.0% |
| Proshs Ultra Silver | COM | 74347W841 | $38 | 1,400 | 0.0% |
| Peoria AZ W/W | NOTE 4.00% 7/1/2019 | 712851AJ3 | $38 | 35,000 | 0.0% |
| Phoenix AZ CVC A | NOTE 4.25% 7/1/2018 | 71883MEZ3 | $38 | 35,000 | 0.0% |
| Calcasie PAR LA Sd3 | NOTE 4.00% 2/15/2019 | 128533ED4 | $38 | 35,000 | 0.0% |
| Miami-Dade Cnty FL | NOTE 3.50% 7/1/2019 | 59333FKF6 | $38 | 35,000 | 0.0% |
| Clark Cnty WA Pud00 | NOTE 5.00% 1/1/2018 | 181108UK5 | $38 | 35,000 | 0.0% |
| Coconino ETC AZ | NOTE 4.50% 7/1/2018 | 191800CY5 | $38 | 35,000 | 0.0% |
| Energy Transfer Part | REIT, MLP | 29273R109 | $39 | 1,170 | 0.0% |
| RR Donnelley & Sons | NOTE 6.13% 1/15/2017 | 257867AT8 | $39 | 38,000 | 0.0% |
| Accelerate Diagnosti | COM | 00430H102 | $39 | 1,795 | 0.0% |
| ANI Pharma Inc | NOTE 3.00% 12/1/2019 | 00182CAA1 | $39 | 40,000 | 0.0% |
| BP Prudhoe BAY Royal(BMI) | COM | 055630107 | $39 | 1,575 | 0.0% |
| Alkermes PLC(ALKS) | COM | G01767105 | $40 | 500 | 0.0% |
| Total SA | COM | 89151E113 | $40 | 900 | 0.0% |
| Vereit Inc | REIT, MLP | 92339V100 | $40 | 5,000 | 0.0% |
| Keycorp | COM | 493267405 | $40 | 300 | 0.0% |
| Harley-Davidson Inc(HOG) | COM | 412822108 | $41 | 900 | 0.0% |
| Ferrellgas Ptnrs LP | REIT, MLP | 315293100 | $42 | 2,500 | 0.0% |
| Stryker Corp(SYK) | COM | 863667101 | $42 | 450 | 0.0% |
| B&G Foods Inc(BGS) | COM | 05508R106 | $42 | 1,200 | 0.0% |
| Raptor Pharma Corp N | COM | 75382F106 | $43 | 8,245 | 0.0% |
| Crown Castle CNV Preferred | PREFERRED | 228227500 | $43 | 400 | 0.0% |
| Sanofi(SNY) | COM | 80105N105 | $44 | 1,040 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $44 | 16,050 | 0.0% |
| Norfolk Southern COR(NSC) | COM | 655844108 | $45 | 538 | 0.0% |
| Fresno CA WTR SY | NOTE 6.75% 6/1/2040 | 358240FC8 | $45 | 40,000 | 0.0% |
| Goodyear Tire & Rubb(GT) | COM | 382550101 | $45 | 1,377 | 0.0% |
| Medtronic Inc | COM | 585055106 | $46 | 601 | 0.0% |
| Fairfax Financial HL(FRFHF) | COM | 303901102 | $47 | 100 | 0.0% |
| Baxter Intl(BAX) | COM | 071813109 | $47 | 1,245 | 0.0% |
| Precision Castparts | COM | 740189105 | $48 | 207 | 0.0% |
| Boeing Co(BA) | COM | 097023105 | $48 | 335 | 0.0% |
| Independent C CA | NOTE 4.20% 9/15/2036 | 45385LHC0 | $49 | 50,000 | 0.0% |
| Market Vectors India | ETF | 57061R551 | $49 | 1,125 | 0.0% |
| Baxalta Inc | COM | 07177M103 | $49 | 1,245 | 0.0% |
| Wisdomtree India EAR(EPI) | ETF | 97717W422 | $49 | 2,450 | 0.0% |
| Noble Energy Inc(NBL2EUR) | COM | 655044105 | $50 | 1,519 | 0.0% |
| Moog Inc CL A(MOG/A) | COM | 615394202 | $51 | 837 | 0.0% |
| AZ ST Trans BRD HWY | NOTE 5.00% 7/1/2017 | 040654PP4 | $51 | 50,000 | 0.0% |
| CA Hlth Facs FA REV | NOTE 5.00% 4/1/2037 | 13033F6M7 | $51 | 50,000 | 0.0% |
| IVY Tech Cclg I | NOTE 5.13% 7/1/2025 | 46603AAW1 | $51 | 50,000 | 0.0% |
| Fedex Corp(FDX) | COM | 31428X106 | $52 | 351 | 0.0% |