Q4 2015 Holdings
Filed 2016-03-10 | 877 holdings | $14.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Omnicom Group Inc | NOTE 5.90% 4/15/2016 | 681919AS5 | $8 | 8,000 | 0.0% |
| Crown Media Hldg Inc | COM | 228411104 | $8 | 1,500 | 0.0% |
| Capital One Finl | NOTE 6.15% 9/1/2016 | 14040HAN5 | $8 | 8,000 | 0.0% |
| Alibaba Group Hldg A(BABA) | COM | 01609W102 | $8 | 100 | 0.0% |
| Vale SA | COM | 91912E109 | $8 | 2,350 | 0.0% |
| Empire District Elec | COM | 291641108 | $8 | 300 | 0.0% |
| Cenovus Energy Inc(CVE) | COM | 15135U109 | $8 | 622 | 0.0% |
| Petroleo Brasileiro(PBR) | COM | 71654V408 | $8 | 1,850 | 0.0% |
| Medco Hlth Solutions | NOTE 7.13% 3/15/2018 | 58405UAD4 | $8 | 7,000 | 0.0% |
| Granite Construction(GVA) | COM | 387328107 | $9 | 200 | 0.0% |
| Synchronoss Tech Inc | COM | 87157B103 | $9 | 250 | 0.0% |
| Barrick Gold Corp(ABX) | COM | 067901108 | $9 | 1,200 | 0.0% |
| Teck Resources LTD(TECK) | COM | 878742204 | $9 | 2,427 | 0.0% |
| Vodafone Group PLC | COM | 92857W209 | $9 | 289 | 0.0% |
| Caterpillar Finl SVC | NOTE 7.05% 10/1/2018 | 14912L4D0 | $9 | 8,000 | 0.0% |
| Southern Co(SO) | COM | 842587107 | $9 | 200 | 0.0% |
| Baidu Inc(BIDUN) | COM | 056752108 | $9 | 50 | 0.0% |
| Welltower Inc Preferred SE | PREFERRED | 42217K700 | $9 | 350 | 0.0% |
| Ishares US FIN ETF(IYF) | ETF | 464287788 | $10 | 109 | 0.0% |
| Natl Oilwell Varco I(NOVEUR) | COM | 637071101 | $10 | 300 | 0.0% |
| Terra Nitrogen | REIT, MLP | 881005201 | $10 | 100 | 0.0% |
| Columbia Pipeline GR | COM | 198280109 | $10 | 500 | 0.0% |
| Texas Instruments in | NOTE 2.38% 5/16/2016 | 882508AR5 | $10 | 10,000 | 0.0% |
| Southern Copper Corp(SCCO) | COM | 84265V105 | $10 | 400 | 0.0% |
| EMC Corp | COM | 268648102 | $10 | 400 | 0.0% |
| Gamco Natural Resour | COM | 36249M106 | $10 | 1,666 | 0.0% |
| Redmond WA | NOTE 5.00% 12/1/2016 | 757674KM7 | $10 | 10,000 | 0.0% |
| Gilbert AZ MPC | NOTE 4.75% 10/1/2032 | 375306AU1 | $10 | 10,000 | 0.0% |
| Prudential Finl 5.7% | PREFERRED | 744320706 | $10 | 400 | 0.0% |
| Prestige Brands Hold(PBH) | COM | 74112D101 | $10 | 200 | 0.0% |
| King ETC WA SD #408 | NOTE 3.00% 12/1/2017 | 494619BR9 | $10 | 10,000 | 0.0% |
| Caterpillar Inc(CAT) | COM | 149123101 | $10 | 140 | 0.0% |
| Boston Properties in(BXP) | REIT, MLP | 101121101 | $10 | 81 | 0.0% |
| Nuveen Core Equity A(JCE) | COM | 67090X107 | $10 | 700 | 0.0% |
| Amphenol Corp(APH) | COM | 032095101 | $10 | 200 | 0.0% |
| MP Wstrn ST Univ | NOTE 5.00% 10/1/2020 | 606432BT8 | $10 | 10,000 | 0.0% |
| MO ST Hlth | NOTE 5.70% 10/1/2022 | 6069017U4 | $10 | 10,000 | 0.0% |
| Nordson Corp(NDSN) | COM | 655663102 | $10 | 150 | 0.0% |
| Nisource Inc Holding(NI) | COM | 65473P105 | $10 | 500 | 0.0% |
| Tampa BAY FL WTR | NOTE 5.00% 10/1/2016 | 875124FA2 | $10 | 10,000 | 0.0% |
| MA ST WTR RES Auth | NOTE 5.00% 8/1/2018 | 576051BG0 | $11 | 10,000 | 0.0% |
| CNT Puget SND WA | NOTE 5.25% 2/1/2018 | 155048AY7 | $11 | 10,000 | 0.0% |
| Regl Tran DST Co Co | NOTE 5.00% 6/1/2022 | 75913TJE5 | $11 | 10,000 | 0.0% |
| AZ ST Lottery | NOTE 5.00% 7/1/2023 | 040624AV0 | $11 | 10,000 | 0.0% |
| Tennessee ST | NOTE 5.00% 5/1/2021 | 880541MN4 | $11 | 10,000 | 0.0% |
| Spectra Energy Corp | COM | 847560109 | $11 | 468 | 0.0% |
| Wells Fargo & Co | NOTE 5.63% 12/11/2017 | 949746NX5 | $11 | 10,000 | 0.0% |
| MO ST HWY S | NOTE 5.00% 2/1/2019 | 60636WJH9 | $11 | 10,000 | 0.0% |
| Phoenix AZ WTR | NOTE 5.00% 7/1/2022 | 71883RJQ7 | $11 | 10,000 | 0.0% |
| H&R Block Inc(HRB) | COM | 093671105 | $11 | 330 | 0.0% |