Q1 2016 Holdings
Filed 2016-05-03 | 88 holdings | $26.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Five Oaks Invt Corp | COM | 33830W106 | $67 | 11,900 | 0.0% |
| AG MTG Invt TR Inc(MITTEUR) | COM | 001228105 | $245 | 18,709 | 0.0% |
| USA Technologies Inc | CONV PFD SER A | 90328S203 | $291 | 16,997 | 0.0% |
| Scientific Games Corp(LNWO) | CL A | 80874P109 | $363 | 38,460 | 0.0% |
| Retractable Technologies Inc(RVP) | COM | 76129W105 | $367 | 170,801 | 0.0% |
| Ambac Finl Group Inc | *W EXP 04/30/202 | 023139116 | $524 | 74,756 | 0.0% |
| Gogo Inc(GOGO) | COM | 38046C109 | $900 | 81,776 | 0.0% |
| Charter Communications Inc D | CL A NEW | 16117M305 | $906 | 4,476 | 0.0% |
| AES Corp(AES) | COM | 00130H105 | $989 | 51,267 | 0.0% |
| Stonegate MTG Corp | COM | 86181Q300 | $1.3K | 221,123 | 0.0% |
| Castle A M & Co | NOTE 7.000%12/1 | 148411AF8 | $1.8K | $3,855,000 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $1.8K | 16,160,449 | 0.0% |
| Mylan N VCall | CALL | N59465909 | $2.1K | 45,000 | 0.0% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $2.2K | $2,000,000 | 0.0% |
| Tetralogic Pharmaceuticals | C NOTE 8.000% 6/1 | 88165UAB5 | $2.3K | $10,804,000 | 0.0% |
| Sunpower Corp | DBCV 0.750% 6/0 | 867652AG4 | $2.8K | $2,500,000 | 0.0% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $3.0K | $5,910,000 | 0.0% |
| Altisource Portfolio Solns S | REG SHS | L0175J104 | $3.1K | 130,000 | 0.0% |
| Jinkosolar Hldg Co LTD | DEBT 4.000% 2/0 | G51385AA3 | $3.2K | $3,600,000 | 0.0% |
| Companhia Brasileira de | DIST SPN ADR PFD CL A | 20440T201 | $3.4K | 241,680 | 0.0% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $3.9K | $7,390,000 | 0.0% |
| GOL Linhas Aereas Intlg S A | SPON ADR PFD NEW | 38045R206 | $4.1K | 546,290 | 0.0% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $4.4K | $5,000,000 | 0.0% |
| Trina Solar Limited | NOTE 4.000%10/1 | 89628EAE4 | $4.5K | $5,000,000 | 0.0% |
| Alere Inc | PERP PFD CONV SE | 01449J204 | $4.8K | 12,800 | 0.0% |
| Whiting Pete Corp | NEW NOTE 5.000% 3/1 | 966387AR3 | $5.0K | $6,000,000 | 0.0% |
| Nationstar MTG Hldgs Inc | COM | 63861C109 | $5.4K | 544,146 | 0.0% |
| Imperial Hldgs Inc | NOTE 8.500% 2/1 | 452834AE4 | $5.5K | $6,300,000 | 0.0% |
| Enernoc Inc | DBCV 2.250% 8/1 | 292764AB3 | $5.6K | $8,000,000 | 0.0% |
| Office Depot Inc | COM | 676220106 | $6.5K | 910,054 | 0.0% |
| Ocwen Finl Corp | COM NEW | 675746309 | $7.4K | 2,998,500 | 0.0% |
| GSV Cap Corp | NOTE 5.250% 9/1 | 36191JAB7 | $7.5K | $8,245,000 | 0.0% |
| Layne Christensen Co | NOTE 8.000% 5/0 | 521050AD6 | $7.6K | $7,700,000 | 0.0% |
| Safeguard Scientifics Inc | DBCV 5.250% 5/1 | 786449AK4 | $7.9K | $7,316,000 | 0.0% |
| Green Plains Inc | NOTE 3.250%10/0 | 393222AD6 | $7.9K | $8,000,000 | 0.0% |
| Bank Amer Corp(BAC) | COM | 060505104 | $8.0K | 591,400 | 0.0% |
| Apollo Residential MTG Inc | COM | 03763V102 | $8.0K | 599,074 | 0.0% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $8.2K | $16,375,000 | 0.0% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $8.4K | $12,212,000 | 0.0% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $8.7K | $4,850,000 | 0.0% |
| NII Hldgs Inc | COM PAR $0.001 | 62913F508 | $8.9K | 1,601,157 | 0.0% |
| Herbalife LTD | NOTE 2.000% 8/1 | 42703MAB9 | $9.1K | $9,440,000 | 0.0% |
| Invesco Mortgage Capital Inc(IVREUR) | COM | 46131B100 | $9.6K | 787,644 | 0.0% |
| Charter Communications Inc DPut | PUT | 16117M955 | $9.8K | 48,400 | 0.0% |
| Hatteras Finl Corp | COM | 41902R103 | $9.8K | 687,098 | 0.0% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $10.0K | $13,008,000 | 0.0% |
| Cigna Corporation | COM | 125509109 | $10.1K | 73,563 | 0.0% |
| American Airls Group IncCall | CALL | 02376R902 | $10.3K | 250,000 | 0.0% |
| Rite AID Corp | COM | 767754104 | $10.3K | 1,264,756 | 0.0% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $12.5K | $4,850,000 | 0.0% |