Q1 2016 Holdings
Filed 2016-05-16 | 78 holdings | $1.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Yahoo Inc 0% 1Dec18 | SDBCV | 984332AF3 | $170.7K | $172,155,000 | 9.4% |
| Alere Inc 3% 31Dec49 SER B PFD | CVPFD | 01449J204 | $124.7K | 330,514 | 6.9% |
| Ligand Pharma 0.75% 15Aug19 | SDBCV | 53220KAD0 | $86.5K | $56,665,000 | 4.8% |
| S&P 500 Depository Receipt(SPY)Call | COM | 78462F103 | $61.7K | 300,000 | 3.4% |
| Colony Financia 3.875% 15Jan21 | SDBCV | 19624RAB2 | $59.1K | $65,826,000 | 3.3% |
| Apollo Cmmrl Real 5.5% 15Mar19 | SDBCV | 03762UAA3 | $51.1K | $50,651,000 | 2.8% |
| Qihoo 360 Tech Co 2.5% 15Sep18 | SDBCV | 74734MAB5 | $50.2K | $50,360,000 | 2.8% |
| Starwood Prprty Tr3.75 15Oct17 | SDBCV | 85571BAC9 | $50.2K | $50,723,000 | 2.8% |
| Starwood Waypoint 3% 1Jul19 | SDB | 85571WAB5 | $47.2K | $47,569,000 | 2.6% |
| Vector Group LTD 1.75% 15Apr20 | SDBCV | 92240MBC1 | $46.8K | $42,145,000 | 2.6% |
| Twitter Inc 0.25% 15Sep19 | SDBCV | 90184LAB8 | $45.5K | $51,670,000 | 2.5% |
| Spirit Realty 2.875% 15May19 | SDBCV | 84860WAA0 | $44.0K | $43,987,000 | 2.4% |
| Starwood Waypoint 4.5 15Oct17 | SDBCV | 85571WAD1 | $36.2K | $35,131,000 | 2.0% |
| Trina Solar LTD 3.5% 15Jun19 | SDBCV | 89628EAC8 | $35.8K | $38,905,000 | 2.0% |
| Workday Inc 1.5% 15Jul20 | SDBCV | 98138HAD3 | $35.4K | $30,000,000 | 2.0% |
| Incyte Corp LTD 1.25% 15Nov20 | SDBCV | 45337CAN2 | $35.1K | $22,232,000 | 1.9% |
| Quidel Corp 3.25% 15Dec20 | SDBCV | 74838JAA9 | $34.4K | $38,464,000 | 1.9% |
| 51Job Inc 3.25 15Apr19 | SDBCV | 316827AC8 | $33.6K | $32,885,000 | 1.9% |
| Lexicon Pharma 5.25 1Dec21 | SDBCV | 528872AB0 | $32.3K | $20,125,000 | 1.8% |
| Amex Energy Select Spdr IDX(XLE)Call | ETF | 81369Y506 | $30.9K | 500,000 | 1.7% |
| Tesaro Inc 3% 01Oct21 | SDBCV | 881569AA5 | $27.8K | $18,895,000 | 1.5% |
| Linkedin Corp 0.50% 01Nov19 | SDBCV | 53578AAB4 | $26.8K | $29,500,000 | 1.5% |
| Micron Techn 3.125% 01May32 A | SDBCV | 595112AX1 | $26.5K | $20,745,000 | 1.5% |
| Molina Healthcar 1.625%15aug44 | SDBCV | 60855RAD2 | $25.5K | $20,250,000 | 1.4% |
| Proofpoint Inc 1.25% 15Dec18 | SDBCV | 743424AB9 | $25.2K | $17,255,000 | 1.4% |
| Apple Inc(AAPL)Put | COM | 037833100 | $25.1K | 230,000 | 1.4% |
| Apple Inc(AAPL)Call | COM | 037833100 | $25.1K | 230,000 | 1.4% |
| Molina Health 1.125% 15Jan20 | SDBCV | 60855RAC4 | $24.6K | $14,936,000 | 1.4% |
| American Realty 3% 1Aug18 | SDBCV | 02917TAA2 | $24.4K | $25,000,000 | 1.3% |
| Workday Inc.75% 15Jul18 | SDBCV | 98138HAC5 | $23.7K | $20,920,000 | 1.3% |
| Alibaba Group Holding(BABA)Call | ADR | 01609W102 | $23.7K | 300,000 | 1.3% |
| Alibaba Group Holding(BABA)Put | ADR | 01609W102 | $23.7K | 300,000 | 1.3% |
| Micron Tech Inc 2.125% 15Feb33 | SDBCV | 595112AV5 | $23.7K | $19,750,000 | 1.3% |
| Sina Corp 1% 01Dec18 | SDBCV | 82922RAD5 | $21.5K | $21,906,000 | 1.2% |
| Trina Solar LTD 4% 15Oct17 | SDBCV | 89628EAE4 | $19.4K | $21,500,000 | 1.1% |
| Netsuite Inc 0.25% 01Jul18 | SDBCV | 64118QAB3 | $19.3K | $20,150,000 | 1.1% |
| Starwood Property 4.55% 1Mar18 | SDBCV | 85571BAA3 | $18.6K | $18,500,000 | 1.0% |
| American Realty 3.75 15Dec20 | SDBCV | 02917TAB0 | $16.7K | $17,400,000 | 0.9% |
| Biomarin Pharma 1.5 15Oct20 | SDBCV | 09061GAF8 | $15.1K | $12,760,000 | 0.8% |
| Pacira Pharma 3.25% 1Feb19 | SDBCV | 695127AB6 | $14.6K | $6,582,000 | 0.8% |
| Canadian Solar 4.25% 15Feb19 | SDBCV | 136635AE9 | $14.0K | $16,605,000 | 0.8% |
| Microsoft Corp(MSFT)Put | COM | 594918104 | $13.8K | 250,000 | 0.8% |
| Microsoft Corp(MSFT)Call | COM | 594918104 | $13.8K | 250,000 | 0.8% |
| Alphabet Inc(GOOG)Call | COM | 02079K107 | $13.4K | 18,000 | 0.7% |
| Alphabet Inc(GOOG)Put | COM | 02079K107 | $13.4K | 18,000 | 0.7% |
| Biomarin Pharma 0.75 15Oct18 | SDBCV | 09061GAE1 | $13.4K | $11,517,000 | 0.7% |
| Cheniere Energy 4.25 15Mar45 | SDBCV | 16411RAG4 | $13.3K | $25,393,000 | 0.7% |
| Micron Tech 2.375% 01May32 A | SDBCV | 595112AW3 | $13.2K | $10,500,000 | 0.7% |
| Qiho360 Tecco LTD 0.5% 15Aug20 | SDBCV | 74734MAE9 | $11.6K | $11,700,000 | 0.6% |
| Ctrip.com Inter 1.25% 15Oct18 | SDBCV | 22943FAD2 | $10.9K | $8,453,000 | 0.6% |