Q2 2016 Holdings
Filed 2016-07-27 | 90 holdings | $21.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Five Oaks Invt Corp | COM | 33830W106 | $65 | 11,900 | 0.0% |
| Stonegate MTG Corp | COM | 86181Q300 | $68 | 20,146 | 0.0% |
| Castle A M & Co | COM | 148411101 | $201 | 122,736 | 0.0% |
| Gogo Inc(GOGO) | COM | 38046C109 | $236 | 28,146 | 0.0% |
| AG MTG Invt TR Inc(MITTEUR) | COM | 001228105 | $270 | 18,709 | 0.0% |
| USA Technologies Inc | CONV PFD SER A | 90328S203 | $270 | 15,493 | 0.0% |
| Ambac Finl Group Inc | *W EXP 04/30/202 | 023139116 | $356 | 47,701 | 0.0% |
| Retractable Technologies Inc(RVP) | COM | 76129W105 | $430 | 170,801 | 0.0% |
| Ocwen Finl Corp | COM NEW | 675746309 | $610 | 356,849 | 0.0% |
| GOL Linhas Aereas Intlg S A | SPON ADR PFD NEW | 38045R206 | $1.5K | 141,014 | 0.0% |
| Bank Amer Corp(BAC) | COM | 060505104 | $1.6K | 120,200 | 0.0% |
| Tetralogic Pharmaceuticals | C NOTE 8.000% 6/1 | 88165UAB5 | $1.6K | $10,804,000 | 0.0% |
| Citigroup Inc(C) | COM NEW | 172967424 | $1.6K | 38,636 | 0.0% |
| Abbott LabsPut | PUT | 002824950 | $2.0K | 50,000 | 0.0% |
| Boyd Gaming CorpPut | PUT | 103304951 | $2.0K | 110,000 | 0.0% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $2.2K | $3,910,000 | 0.0% |
| Companhia Brasileira de | DIST SPN ADR PFD CL A | 20440T201 | $2.4K | 161,680 | 0.0% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $2.9K | $5,000,000 | 0.0% |
| Mylan N VCall | CALL | N59465909 | $3.0K | 70,000 | 0.0% |
| Media GEN Inc New | COM | 58441K100 | $3.1K | 179,300 | 0.0% |
| Enernoc Inc | DBCV 2.250% 8/1 | 292764AB3 | $3.2K | $4,500,000 | 0.0% |
| Jinkosolar Hldg Co LTD | DEBT 4.000% 2/0 | G51385AA3 | $3.3K | $3,600,000 | 0.0% |
| Advanced Micro Devices IncCall | CALL | 007903907 | $3.9K | 750,000 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $3.9K | 16,160,449 | 0.0% |
| Cypress Semiconductor Corp(CYEUR) | COM | 232806109 | $3.9K | 368,750 | 0.0% |
| Denbury RES Inc(DNREUR) | COM NEW | 247916208 | $4.2K | 1,176,120 | 0.0% |
| Trina Solar Limited | NOTE 4.000%10/1 | 89628EAE4 | $4.3K | $5,000,000 | 0.0% |
| MGM Resorts InternationalPut | PUT | 552953951 | $4.5K | 200,000 | 0.0% |
| NII Hldgs Inc | COM PAR $0.001 | 62913F508 | $4.9K | 1,542,257 | 0.0% |
| Tesla Mtrs IncPut | PUT | 88160R951 | $5.3K | 25,000 | 0.0% |
| Imperial Hldgs Inc | NOTE 8.500% 2/1 | 452834AE4 | $5.4K | $6,300,000 | 0.0% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $5.5K | $6,000,000 | 0.0% |
| Cliffs NAT RES IncCall | CALL | 18683K901 | $5.7K | 1,000,000 | 0.0% |
| Layne Christensen Co | NOTE 8.000% 5/0 | 521050AD6 | $5.8K | $5,700,000 | 0.0% |
| Nationstar MTG Hldgs Inc | COM | 63861C109 | $6.1K | 544,146 | 0.0% |
| Humana Inc(HUM) | COM | 444859102 | $6.3K | 35,007 | 0.0% |
| Ishares TRCall | CALL | 464287904 | $6.8K | 200,000 | 0.0% |
| American Airls Group IncCall | CALL | 02376R902 | $7.1K | 250,000 | 0.0% |
| Safeguard Scientifics Inc | DBCV 5.250% 5/1 | 786449AK4 | $7.2K | $7,316,000 | 0.0% |
| GSV Cap Corp | NOTE 5.250% 9/1 | 36191JAB7 | $7.5K | $8,245,000 | 0.0% |
| Gaming & Leisure Pptys IncPut | PUT | 36467J958 | $7.6K | 220,000 | 0.0% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $8.6K | $12,212,000 | 0.0% |
| ConocophillipsPut | PUT | 20825C954 | $8.7K | 200,000 | 0.0% |
| Green Plains Inc | NOTE 3.250%10/0 | 393222AD6 | $8.9K | $8,000,000 | 0.0% |
| Apollo Residential MTG Inc | COM | 03763V102 | $9.3K | 696,165 | 0.0% |
| American Capital Agency Corp | COM | 02503X105 | $9.3K | 471,427 | 0.0% |
| Invesco Mortgage Capital Inc(IVREUR) | COM | 46131B100 | $9.3K | 682,545 | 0.0% |
| American Cap LTD | COM | 02503Y103 | $9.8K | 617,357 | 0.0% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $10.4K | $13,008,000 | 0.0% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $11.3K | $4,850,000 | 0.1% |