Q2 2016 Holdings
Filed 2016-08-04 | 8551 holdings | $422.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cepheid | DBCV 1.250% 2/0 | 15670RAC1 | $34 | $39,000 | 0.0% |
| Live Nation Entertainment in | DBCV 2.500% 5/1 | 538034AJ8 | $35 | $35,000 | 0.0% |
| Salesforce COM Inc | NOTE 0.250% 4/0 | 79466LAD6 | $35 | $27,000 | 0.0% |
| Exxon Mobil Corp(XOM)Call | COM | 30231G102 | $36 | 82 | 0.0% |
| Cardtronics Inc | NOTE 1.000%12/0 | 14161HAG3 | $36 | $36,000 | 0.0% |
| Integra Lifesciences Hldgs C | NOTE 1.625%12/1 | 457985AK5 | $36 | $24,000 | 0.0% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $36 | $37,000 | 0.0% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $36 | $32,000 | 0.0% |
| Brookdale SR Living Inc | NOTE 2.750% 6/1 | 112463AA2 | $37 | $38,000 | 0.0% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $38 | $42,000 | 0.0% |
| Royal Gold Inc | NOTE 2.875% 6/1 | 780287AA6 | $39 | $37,000 | 0.0% |
| Allscripts Healthcare Solutn | NOTE 1.250% 7/0 | 01988PAD0 | $40 | $40,000 | 0.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $41 | $38,000 | 0.0% |
| Toll Bros FIN Corp | NOTE 0.500% 9/1 | 88947EAM2 | $41 | $42,000 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $42 | $46,000 | 0.0% |
| Proofpoint Inc | DBCV 0.750% 6/1 | 743424AD5 | $42 | $39,000 | 0.0% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $42 | $36,000 | 0.0% |
| Wright MED Group Inc | NOTE 2.000% 2/1 | 98235TAE7 | $43 | $47,000 | 0.0% |
| Facebook Inc(META)Call | CL A | 30303M102 | $44 | 15 | 0.0% |
| Interdigital Inc | NOTE 1.500% 3/0 | 458660AD9 | $47 | $45,000 | 0.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $49 | $44,000 | 0.0% |
| Macquarie Infrastructure COR | NOTE 2.875% 7/1 | 55608BAA3 | $49 | $43,000 | 0.0% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $50 | $46,000 | 0.0% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $53 | $53,000 | 0.0% |
| Genworth Finl Inc(GNW) | COM CL A | 37247D106 | $54 | 20,680 | 0.0% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $54 | $42,000 | 0.0% |
| Agenus Inc(AGENEUR) | COM NEW | 00847G705 | $55 | 13,666 | 0.0% |
| Ares Cap Corp | NOTE 4.375% 1/1 | 04010LAM5 | $55 | $53,000 | 0.0% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $55 | $51,000 | 0.0% |
| NAM TAI Ppty Inc | SHS | G63907102 | $55 | 10,195 | 0.0% |
| Kronos Worldwide Inc(KRO) | COM | 50105F105 | $56 | 10,591 | 0.0% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $59 | $57,000 | 0.0% |
| ALJ Regional Hldgs Inc | COM | 001627108 | $60 | 12,000 | 0.0% |
| MFS Govt Mkts Income TR(MGF) | SH BEN INT | 552939100 | $61 | 11,220 | 0.0% |
| Akamai Technologies Inc | DBCV 2/1 | 00971TAG6 | $64 | $65,000 | 0.0% |
| Synthetic Biologics Inc | COM | 87164U102 | $66 | 36,451 | 0.0% |
| Zynga Inc(ZNGAEUR) | CL A | 98986T108 | $67 | 27,475 | 0.0% |
| Mitsubishi UFJ Finl Group in(MUFG) | SPONSORED ADR | 606822104 | $70 | 15,841 | 0.0% |
| Arcelormittal SA Luxembourg | NY REGISTRY SH | 03938L104 | $74 | 15,931 | 0.0% |
| Endocyte Inc | COM | 29269A102 | $75 | 23,233 | 0.0% |
| Cloud Peak Energy Inc(CLDEUR) | COM | 18911Q102 | $76 | 36,855 | 0.0% |
| Maxwell Technologies Inc | COM | 577767106 | $82 | 15,500 | 0.0% |
| Apple Inc(AAPL)Call | COM | 037833100 | $83 | 97 | 0.0% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $84 | 11,433 | 0.0% |
| Stmicroelectronics N V(STM) | NY REGISTRY | 861012102 | $84 | 14,294 | 0.0% |
| Vermillion Inc | COM NEW | 92407M206 | $84 | 75,500 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $86 | 237 | 0.0% |
| Groupon Inc | COM CL A | 399473107 | $87 | 26,989 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $87 | 14,522 | 0.0% |
| Vedanta LTD | SPONSORED ADR | 92242Y100 | $89 | 11,300 | 0.0% |