Q3 2016 Holdings
Filed 2016-10-19 | 13282 holdings | $2.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| *galena Biopharma IncCall | COM | 363256108 | $0 | 300 | 0.0% |
| *midatech Pharma PLC | SPONSORED ADR | 59564R104 | $0 | 52 | 0.0% |
| *transatlantic Petroleum LTD | SHS NEW | G89982113 | $0 | 60 | 0.0% |
| *mindbody Inc | COM CL A | 60255W105 | $0 | 8 | 0.0% |
| *mobileiron Inc(MOBL) | COM NEW | 60739U204 | $0 | 100 | 0.0% |
| *seagate Technology PLC(STX)Call | SHS | G7945M107 | $0 | 12 | 0.0% |
| *ocean RIG UDW Inc | SHS | G66964100 | $0 | 1 | 0.0% |
| *anthem Inc(ELV) | COM | 036752103 | $0 | 526,923 | 0.0% |
| *manchester UTD PLC New(MANU) | ORD CL A | G5784H106 | $0 | 1 | 0.0% |
| Neos Therapeutics Inc(NEOS) | COM | 64052L106 | $0 | 46 | 0.0% |
| Neovasc Inc | COM | 64065J106 | $0 | 42 | 0.0% |
| *neptune Technologies Bioreso | COM | 64077P108 | $0 | 223 | 0.0% |
| *las Vegas Sands Corp(LVS)Call | COM | 517834107 | $0 | 7 | 0.0% |
| *lands END Inc New(LE) | COM | 51509F105 | $0 | 19 | 0.0% |
| *mateon Therapeutics Inc | COM | 57667K109 | $0 | 9 | 0.0% |
| *oceanfirst Finl Corp(OCFC) | COM | 675234108 | $0 | 1 | 0.0% |
| *yingli Green Energy Hldg Co | ADR NEW | 98584B202 | $0 | 20 | 0.0% |
| *kkr & Co L P delCall | COM UNITS | 48248M102 | $0 | 15 | 0.0% |
| *xplore Technologies Corp | COM PAR $0.001 | 983950700 | $0 | 3 | 0.0% |
| Overseas Shipholding Group I(OSG1EUR) | CL A NEW | 69036R863 | $0 | 23 | 0.0% |
| Broadvision Inc(BVSNEUR) | COM PAR $.001 | 111412706 | $0 | 1 | 0.0% |
| Cifc LLC | COM UNIT | 12547R105 | $0 | 6 | 0.0% |
| *park Electrochemical Corp | COM | 700416209 | $0 | 23 | 0.0% |
| *patriot Natl Inc | COM | 70338T102 | $0 | 7 | 0.0% |
| *caladrius Biosciences Inc(NBSEUR) | COM NEW | 128058203 | $0 | 100 | 0.0% |
| *pimco ETF TR(MUNI) | INTER MUN BD ACT | 72201R866 | $0 | 6 | 0.0% |
| *investors Real Estate TR | SH BEN INT | 461730103 | $0 | 14 | 0.0% |
| *chatham Lodging TR(CLDT) | COM | 16208T102 | $0 | 13 | 0.0% |
| Cinedigm Corp | COM NEW | 172406209 | $0 | 1 | 0.0% |
| Cipher Pharmaceuticals Inc(CPHRF) | COM | 17253X105 | $0 | 69 | 0.0% |
| *cleveland Biolabs Inc(CBLIEUR) | COM NEW | 185860202 | $0 | 31 | 0.0% |
| *comstock RES Inc(CRK) | COM | 205768302 | $0 | 1 | 0.0% |
| *radiant Logistics Inc(RLGT) | COM | 75025X100 | $0 | 65 | 0.0% |
| *regulus Therapeutics Inc | COM | 75915K101 | $0 | 16 | 0.0% |
| *rentech Inc | COM NEW | 760112201 | $0 | 10 | 0.0% |
| VSE Corp(VSEC) | COM | 918284100 | $0 | 10 | 0.0% |
| *uranium RES Inc | COM | 916901705 | $0 | 16 | 0.0% |
| *revolution Lighting Technolo | COM NEW | 76155G206 | $0 | 1 | 0.0% |
| *hanwha Q Cell Co LTD | SPONSORED ADR NE | 41135V301 | $0 | 40 | 0.0% |
| *rubicon Technology Inc | COM | 78112T107 | $0 | 620 | 0.0% |
| *cytrx Corp | COM PAR | 232828509 | $0 | 490 | 0.0% |
| *unilife Corp New | COM NEW | 90478E301 | $0 | 68 | 0.0% |
| *golden Minerals Co | COM | 381119106 | $0 | 500 | 0.0% |
| *general Electric CoPut | COM | 369604103 | $0 | 0 | 0.0% |
| *sandy Spring Bancorp Inc(SD2) | COM | 800363103 | $0 | 14 | 0.0% |
| *trilogy Metals Inc New(TMQ) | COM | 89621C105 | $0 | 815 | 0.0% |
| *donegal Group Inc(DGICA) | CL A | 257701201 | $0 | 8 | 0.0% |
| *transenterix Inc | COM NEW | 89366M201 | $0 | 166 | 0.0% |
| *fuelcell Energy Inc | COM NEW | 35952H502 | $0 | 5 | 0.0% |
| Sears Hldgs Corp | *W EXP 12/15/201 | 812350155 | $0 | 34 | 0.0% |