Q3 2016 Holdings
Filed 2016-11-01 | 79 holdings | $14.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ally Finl Inc(ALLY) | COM | 02005N100 | $9.7M | 497,550 | 67.5% |
| Ambac Finl Group Inc(OSG) | COM NEW | 023139884 | $2.3M | 123,546 | 15.8% |
| Spdr S&P 500 ETF TRPut | PUT | 78462F953 | $996.4K | 4,606,400 | 6.9% |
| Yahoo Inc | COM | 984332106 | $183.8K | 4,264,662 | 1.3% |
| PAR Pacific Holdings Inc(PARR) | COM NEW | 69888T207 | $104.6K | 7,994,337 | 0.7% |
| Linkedin Corp | NOTE 0.500%11/0 | 53578AAB4 | $70.7K | $71,400,000 | 0.5% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $66.7K | $47,250,000 | 0.5% |
| Whiting Pete Corp New | DBCV 1.250% 6/0 | 966387AU6 | $50.3K | $52,428,000 | 0.4% |
| Hutchinson Technology Inc | NOTE 8.500%10/3 | 448407AL0 | $49.4K | $37,500,000 | 0.3% |
| Spdr S&P 500 ETF TRCall | CALL | 78462F903 | $43.3K | 200,000 | 0.3% |
| Hewlett Packard Enterprise C(HPE) | COM | 42824C109 | $41.1K | 1,806,947 | 0.3% |
| American Cap MTG Invt Corp | COM | 02504A104 | $36.8K | 2,140,385 | 0.3% |
| Hornbeck Offshore Svcs Inc | N NOTE 1.500% 9/0 | 440543AN6 | $35.1K | $61,500,000 | 0.2% |
| Yahoo IncPut | PUT | 984332956 | $32.3K | 750,000 | 0.2% |
| Interoil Corp | COM | 460951106 | $30.6K | 601,242 | 0.2% |
| Encore Cap Group Inc | NOTE 3.000%11/2 | 292554AD4 | $30.5K | $30,776,000 | 0.2% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $29.4K | $57,707,000 | 0.2% |
| Corenergy Infrastructure TR | NOTE 7.000% 6/1 | 21870UAA4 | $28.3K | $28,125,000 | 0.2% |
| PDL Biopharma Inc | NOTE 4.000% 2/0 | 69329YAF1 | $26.9K | $27,730,000 | 0.2% |
| Gogo Inc | NOTE 3.750% 3/0 | 38046CAB5 | $25.6K | $33,740,000 | 0.2% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $25.3K | $30,450,000 | 0.2% |
| ST Jude MED Inc | COM | 790849103 | $23.9K | 299,674 | 0.2% |
| Tesla Mtrs Inc | NOTE 1.500% 6/0 | 88160RAA9 | $21.8K | $13,500,000 | 0.2% |
| Saexploration Hldgs Inc | COM NEW | 78636X204 | $21.4K | 2,609,039 | 0.1% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $21.0K | $21,900,000 | 0.1% |
| Two Hbrs Invt Corp | COM | 90187B101 | $20.8K | 2,440,082 | 0.1% |
| Invesco Mortgage Capital Inc(IVREUR) | COM | 46131B100 | $20.4K | 1,341,047 | 0.1% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $20.0K | $19,500,000 | 0.1% |
| Armour Residential REIT Inc(ARRUSD) | COM NEW | 042315507 | $18.5K | 819,760 | 0.1% |
| Pacira Pharmaceuticals Inc | NOTE 3.250% 2/0 | 695127AB6 | $17.1K | $11,350,000 | 0.1% |
| Spdr Series TrustPut | PUT | 78464A958 | $17.0K | 500,000 | 0.1% |
| Whiting Pete Corp New | NOTE 5.750% 3/1 | 966387AV4 | $14.4K | $14,036,400 | 0.1% |
| Liberty Media Corp | DEB 4.000%11/1 | 530715AG6 | $14.1K | $22,907,000 | 0.1% |
| Jazz US Hldgs Inc | NOTE 8.000%12/3 | 47216EAA8 | $14.0K | $8,779,000 | 0.1% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $13.2K | $15,191,000 | 0.1% |
| Alibaba Group Hldg LTDPut | PUT | 01609W952 | $13.0K | 122,500 | 0.1% |
| Allergan PLC | SHS | G0177J108 | $11.2K | 48,699 | 0.1% |
| Green Plains Inc | NOTE 3.250%10/0 | 393222AD6 | $11.1K | $8,000,000 | 0.1% |
| American Cap LTD | COM | 02503Y103 | $10.7K | 631,357 | 0.1% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $10.6K | $13,962,000 | 0.1% |
| Cowen Group Inc New | NOTE 3.000% 3/1 | 223622AB7 | $10.6K | $11,000,000 | 0.1% |
| Amtrust Finl Svcs Inc | NOTE 2.750%12/1 | 032359AG6 | $10.4K | $12,000,000 | 0.1% |
| Sina Corp | ORD | G81477104 | $9.5K | 129,000 | 0.1% |
| Dell Technologies Inc | COM CL V | 24703L103 | $9.2K | 192,704 | 0.1% |
| American Airls Group IncCall | CALL | 02376R902 | $9.2K | 250,000 | 0.1% |
| Ryanair Hldgs PLC(RYAAY) | SPONSORED ADR NE | 783513203 | $8.5K | 112,716 | 0.1% |
| Rite AID Corp | COM | 767754104 | $8.3K | 1,077,972 | 0.1% |
| GSV Cap Corp | NOTE 5.250% 9/1 | 36191JAB7 | $7.6K | $8,245,000 | 0.1% |
| Safeguard Scientifics Inc | DBCV 5.250% 5/1 | 786449AK4 | $7.4K | $7,316,000 | 0.1% |
| Gaming & Leisure Pptys IncPut | PUT | 36467J958 | $7.4K | 220,000 | 0.1% |