Q3 2016 Holdings
Filed 2016-11-01 | 79 holdings | $14.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| AK STL Hldg Corp(AKS1EUR) | COM | 001547108 | $84 | 17,300 | 0.0% |
| Gogo Inc(GOGO) | COM | 38046C109 | $311 | 28,146 | 0.0% |
| Ambac Finl Group Inc | *W EXP 04/30/202 | 023139116 | $420 | 47,701 | 0.0% |
| Retractable Technologies Inc(RVP) | COM | 76129W105 | $453 | 170,801 | 0.0% |
| Five Oaks Invt Corp | COM | 33830W106 | $636 | 111,900 | 0.0% |
| Tetralogic Pharmaceuticals | C NOTE 8.000% 6/1 | 88165UAB5 | $696 | $10,804,000 | 0.0% |
| GOL Linhas Aereas Intlg S A | SPON ADR PFD NEW | 38045R206 | $778 | 41,014 | 0.0% |
| Ocwen Finl Corp | COM NEW | 675746309 | $943 | 256,849 | 0.0% |
| Office Depot Inc | COM | 676220106 | $1.0K | 285,592 | 0.0% |
| Vedanta LTD | SPONSORED ADR | 92242Y100 | $1.1K | 102,136 | 0.0% |
| Companhia Brasileira de | DIST SPN ADR PFD CL A | 20440T201 | $1.6K | 96,068 | 0.0% |
| Scientific Games Corp(LNWO) | CL A | 80874P109 | $1.8K | 159,735 | 0.0% |
| Abbott LabsPut | PUT | 002824950 | $2.1K | 50,000 | 0.0% |
| Transocean LTD(RIG)Put | PUT | H8817H950 | $2.1K | 200,000 | 0.0% |
| Boyd Gaming CorpPut | PUT | 103304951 | $2.2K | 110,000 | 0.0% |
| Dominion RES Inc VA New | COM NEW | 25746U836 | $2.3K | 47,000 | 0.0% |
| Cliffs NAT RES Inc | COM | 18683K101 | $2.4K | 413,109 | 0.0% |
| AG MTG Invt TR Inc(MITTEUR) | COM | 001228105 | $2.5K | 156,075 | 0.0% |
| Enernoc Inc | DBCV 2.250% 8/1 | 292764AB3 | $3.0K | $4,250,000 | 0.0% |
| Flotek Inds Inc del | COM | 343389102 | $3.5K | 239,617 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $4.3K | 16,160,449 | 0.0% |
| Trina Solar Limited | NOTE 4.000%10/1 | 89628EAE4 | $4.7K | $5,000,000 | 0.0% |
| Media GEN Inc New | COM | 58441K100 | $4.9K | 266,193 | 0.0% |
| Tobira Therapeutics Inc | COM | 88883P101 | $5.0K | 125,000 | 0.0% |
| Tesla Mtrs IncPut | PUT | 88160R951 | $5.1K | 25,000 | 0.0% |
| NII Hldgs Inc | COM PAR $0.001 | 62913F508 | $5.1K | 1,542,257 | 0.0% |
| MGM Resorts InternationalPut | PUT | 552953951 | $5.2K | 200,000 | 0.0% |
| American Capital Agency Corp | COM | 02503X105 | $5.9K | 300,072 | 0.0% |
| Rayonier Advanced Matls Inc | PFD CV SER A | 75508B203 | $6.3K | 60,000 | 0.0% |
| Gaming & Leisure Pptys IncPut | PUT | 36467J958 | $7.4K | 220,000 | 0.1% |
| Safeguard Scientifics Inc | DBCV 5.250% 5/1 | 786449AK4 | $7.4K | $7,316,000 | 0.1% |
| GSV Cap Corp | NOTE 5.250% 9/1 | 36191JAB7 | $7.6K | $8,245,000 | 0.1% |
| Rite AID Corp | COM | 767754104 | $8.3K | 1,077,972 | 0.1% |
| Ryanair Hldgs PLC(RYAAY) | SPONSORED ADR NE | 783513203 | $8.5K | 112,716 | 0.1% |
| American Airls Group IncCall | CALL | 02376R902 | $9.2K | 250,000 | 0.1% |
| Dell Technologies Inc | COM CL V | 24703L103 | $9.2K | 192,704 | 0.1% |
| Sina Corp | ORD | G81477104 | $9.5K | 129,000 | 0.1% |
| Amtrust Finl Svcs Inc | NOTE 2.750%12/1 | 032359AG6 | $10.4K | $12,000,000 | 0.1% |
| Cowen Group Inc New | NOTE 3.000% 3/1 | 223622AB7 | $10.6K | $11,000,000 | 0.1% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $10.6K | $13,962,000 | 0.1% |
| American Cap LTD | COM | 02503Y103 | $10.7K | 631,357 | 0.1% |
| Green Plains Inc | NOTE 3.250%10/0 | 393222AD6 | $11.1K | $8,000,000 | 0.1% |
| Allergan PLC | SHS | G0177J108 | $11.2K | 48,699 | 0.1% |
| Alibaba Group Hldg LTDPut | PUT | 01609W952 | $13.0K | 122,500 | 0.1% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $13.2K | $15,191,000 | 0.1% |
| Jazz US Hldgs Inc | NOTE 8.000%12/3 | 47216EAA8 | $14.0K | $8,779,000 | 0.1% |
| Liberty Media Corp | DEB 4.000%11/1 | 530715AG6 | $14.1K | $22,907,000 | 0.1% |
| Whiting Pete Corp New | NOTE 5.750% 3/1 | 966387AV4 | $14.4K | $14,036,400 | 0.1% |
| Spdr Series TrustPut | PUT | 78464A958 | $17.0K | 500,000 | 0.1% |
| Pacira Pharmaceuticals Inc | NOTE 3.250% 2/0 | 695127AB6 | $17.1K | $11,350,000 | 0.1% |