Q3 2016 Holdings
Filed 2016-11-14 | 93 holdings | $9.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Advanced Micro Devices(AMD) | COM | 007903107 | $7.1M | 1,026,600 | 76.5% |
| Micron Techn 3.125% 01May32 A | SDBCV | 595112AX1 | $127.0K | $66,777,000 | 1.4% |
| Alere Inc 3% 31Dec49 SER B PFD | CVPFD | 01449J204 | $111.2K | 325,536 | 1.2% |
| Ctrip.com Intl LT 1.99 01Jul25 | SDBCV | 22943FAH3 | $91.0K | $80,670,000 | 1.0% |
| Apollo Cmmrl Real 5.5% 15Mar19 | SDBCV | 03762UAA3 | $81.7K | $79,200,000 | 0.9% |
| Starwood Prprty Tr3.75 15Oct17 | SDBCV | 85571BAC9 | $77.6K | $75,286,000 | 0.8% |
| Ctrip.com Intl 1.25% 15Sep22 | SDBCV | 22943FAL4 | $70.0K | $69,350,000 | 0.8% |
| Depomed Inc 2.5 1Sep21 | SDBCV | 249908AA2 | $69.9K | $48,950,000 | 0.8% |
| Starwood Waypoint 3% 1Jul19 | SDB | 85571WAB5 | $69.4K | $63,641,000 | 0.7% |
| Micron Tech Inc 2.125% 15Feb33 | SDBCV | 595112AV5 | $65.4K | $36,991,000 | 0.7% |
| Spdr S&p500 ETF Trust(SPY)Put | COM | 78462F103 | $64.9K | 300,000 | 0.7% |
| Yahoo Inc 0% 1Dec18 | SDBCV | 984332AF3 | $62.4K | $60,731,000 | 0.7% |
| Colony Financia 3.875% 15Jan21 | SDBCV | 19624RAB2 | $60.3K | $61,839,000 | 0.7% |
| Oasis Petrole 2.625 15Sep23 | SDBCV | 674215AJ7 | $57.8K | $51,083,000 | 0.6% |
| American Residen 3.25% | SDBCV | 02927FAA0 | $55.7K | $44,000,000 | 0.6% |
| Vector Group LTD 1.75% 15Apr20 | SDBCV | 92240MBC1 | $54.6K | $47,895,000 | 0.6% |
| Ironwood Pharmac 2.25% 15Jun22 | SDBCV | 46333XAD0 | $47.7K | $39,927,000 | 0.5% |
| Spdr S&p500 ETF Trust(SPY)Call | COM | 78462F103 | $43.3K | 200,000 | 0.5% |
| Twitter Inc 0.25% 15Sep19 | SDBCV | 90184LAB8 | $43.0K | $44,693,000 | 0.5% |
| American Realty 3% 1Aug18 | SDBCV | 02917TAA2 | $40.5K | $40,454,000 | 0.4% |
| Incyte Corp LTD 1.25% 15Nov20 | SDBCV | 45337CAN2 | $39.5K | $20,382,000 | 0.4% |
| Quidel Corp 3.25% 15Dec20 | SDBCV | 74838JAA9 | $37.8K | $37,464,000 | 0.4% |
| Amex Energy Select Spdr IDX(XLE)Call | COM | 81369Y506 | $35.3K | 500,000 | 0.4% |
| Horizon Pharma 2.5 15Mar22 | SDB | 44052TAB7 | $33.0K | $33,991,000 | 0.4% |
| Biomarin Pharma 1.5 15Oct20 | SDBCV | 09061GAF8 | $32.5K | $26,026,000 | 0.4% |
| Emergent Biosol 2.875 15Jan21 | SDBCV | 29089QAB1 | $32.1K | $26,000,000 | 0.3% |
| Alibaba Group Holding-Sp(BABA)Put | COM | 01609W102 | $31.7K | 300,000 | 0.3% |
| 51Job Inc 3.25 15Apr19 | SDBCV | 316827AC8 | $31.5K | $29,735,000 | 0.3% |
| Fireeye Inc 1% 1Jun35 | SDBCV | 31816QAB7 | $31.5K | $34,148,000 | 0.3% |
| Ligand Pharma 0.75% 15Aug19 | SDBCV | 53220KAD0 | $29.1K | $19,855,000 | 0.3% |
| Intercept Phar 3.25% 01Jul23 | SDBCV | 45845PAA6 | $26.2K | $23,356,000 | 0.3% |
| Apple Inc(AAPL)Call | COM | 037833100 | $26.0K | 230,000 | 0.3% |
| Apple Inc(AAPL)Put | COM | 037833100 | $26.0K | 230,000 | 0.3% |
| SM Energy Co 1.5% 01Jul21 | SDBCV | 78454LAM2 | $23.9K | $19,879,000 | 0.3% |
| Micron Tech 1.625% 15Feb33 | SDBCV | 595112AU7 | $22.4K | $13,250,000 | 0.2% |
| Allegheny Techn 4.75% 01Jul22 | SDB | 01741RAG7 | $21.9K | $15,500,000 | 0.2% |
| Workday Inc 1.5% 15Jul20 | SDBCV | 98138HAD3 | $21.6K | $16,600,000 | 0.2% |
| Sina Corp 1% 01Dec18 | SDBCV | 82922RAD5 | $21.6K | $21,569,000 | 0.2% |
| Consolidated-Tom 4.5 15Mar20 | SDB | 210226AB2 | $19.3K | $19,620,000 | 0.2% |
| Vipshop Hldg LTD 1.5% 15Mar19 | SDBCV | 92763WAA1 | $19.2K | $17,723,000 | 0.2% |
| Terraform Global Inc | COM | 88104M101 | $18.8K | 4,577,601 | 0.2% |
| Stillwter Mining 1.75% 15Oct32 | SDBCV | 86074QAL6 | $18.7K | $15,471,000 | 0.2% |
| Colony Financial 5% 15Apr23 | SDBCV | 19624RAA4 | $18.2K | $18,238,000 | 0.2% |
| Timkensteel 6% 1Jun21 | SDB | 887399AA1 | $15.0K | $13,550,000 | 0.2% |
| Royal BK Scotlnd G FRN 29Dec49 | SDB | 780097BB6 | $14.7K | $14,860,000 | 0.2% |
| Microsoft Corp(MSFT)Call | COM | 594918104 | $14.4K | 250,000 | 0.2% |
| Microsoft Corp(MSFT)Put | COM | 594918104 | $14.4K | 250,000 | 0.2% |
| Alphabet Inc(GOOG)Put | COM | 02079K107 | $14.0K | 18,000 | 0.2% |
| Alphabet Inc(GOOG)Call | COM | 02079K107 | $14.0K | 18,000 | 0.2% |
| YY Inc 2.25 1Apr19 | SDBCV | 98426TAB2 | $13.2K | $13,357,000 | 0.1% |