Q3 2016 Holdings
Filed 2016-11-14 | 71 holdings | $109.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Fibrocell Science Inc | COM NEW | 315721209 | $335 | 465,672 | 0.0% |
| Medgenics Inc | COM NEW | 58436Q203 | $688 | 123,500 | 0.0% |
| Sprague RES LP | COM UNIT REP LTD | 849343108 | $844 | 39,979 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $1.8K | 4,039,374 | 0.0% |
| Akari Therapeutics PLC | SPONSORED ADR | 00972G108 | $1.8K | 263,921 | 0.0% |
| Autohome Inc(ATHM) | SP ADR RP CL A | 05278C107 | $2.0K | 81,400 | 0.0% |
| Tracon Pharmaceuticals Inc | COM | 89237H100 | $2.0K | 334,206 | 0.0% |
| Ocera Therapeutics Inc | COM | 67552A108 | $2.3K | 932,086 | 0.0% |
| Frontline LTD(FRO) | SHS NEW | G3682E192 | $2.9K | 408,341 | 0.0% |
| Bluebird BIO Inc | COM | 09609G100 | $4.0K | 59,002 | 0.0% |
| Nordic American Tankers Limi(NAT) | COM | G65773106 | $4.9K | 481,120 | 0.0% |
| Imax Corp(IMAX) | COM | 45245E109 | $4.9K | 169,400 | 0.0% |
| YY Inc | NOTE 2.250% 4/0 | 98426TAB2 | $5.0K | $5,000,000 | 0.0% |
| Assembly Biosciences Inc | COM | 045396108 | $5.1K | 807,601 | 0.0% |
| Regenxbio Inc(RGNX) | COM | 75901B107 | $5.2K | 370,943 | 0.0% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $5.6K | $5,000,000 | 0.0% |
| China Zenix Auto Intl LTD | ADS | 16951E104 | $5.8K | 6,074,805 | 0.0% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $7.3K | 110,000 | 0.0% |
| Bellicum Pharmaceuticals Inc | COM | 079481107 | $7.7K | 388,839 | 0.0% |
| Solarcity CorpPut | COM | 83416T100 | $7.9K | 406,000 | 0.0% |
| Solarcity Corp | COM | 83416T100 | $8.0K | 406,816 | 0.0% |
| Epizyme Inc(EPZMEUR) | COM | 29428V104 | $8.4K | 850,446 | 0.0% |
| Fitbit Inc(FITEUR) | CL A | 33812L102 | $8.6K | 579,502 | 0.0% |
| Xencor Inc(XNCR) | COM | 98401F105 | $8.7K | 356,873 | 0.0% |
| Teekay Tankers LTD | CL A | Y8565N102 | $9.2K | 3,654,776 | 0.0% |
| Avexis Inc | COM | 05366U100 | $9.3K | 224,756 | 0.0% |
| YY Inc | ADS REPCOM CLA | 98426T106 | $10.2K | 190,700 | 0.0% |
| BRF SA(P5Y) | SPONSORED ADR | 10552T107 | $10.4K | 607,112 | 0.0% |
| Wells Fargo & Co New(WFC) | COM | 949746101 | $11.3K | 255,000 | 0.0% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $11.5K | $11,000,000 | 0.0% |
| Taiwan Semiconductor MFG LTD(TSM)Put | SPONSORED ADR | 874039100 | $12.2K | 400,000 | 0.0% |
| Xilinx Inc(XLNXEUR) | COM | 983919101 | $12.9K | 236,855 | 0.0% |
| Paypal Hldgs Inc(PYPL) | COM | 70450Y103 | $14.1K | 344,190 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $14.2K | $13,000,000 | 0.0% |
| Lion Biotechnologies Inc | COM | 53619R102 | $14.3K | 1,751,509 | 0.0% |
| Marvell Technology Group LTD(MRVL) | ORD | G5876H105 | $15.1K | 1,139,262 | 0.0% |
| Intercept Pharmaceuticals in(ICPTUSD) | COM | 45845P108 | $15.1K | 91,881 | 0.0% |
| DHT Holdings Inc | DEBT 4.500%10/0 | 23335SAB2 | $15.2K | $17,000,000 | 0.0% |
| Tenet Healthcare Corp(THC) | COM NEW | 88033G407 | $15.3K | 676,765 | 0.0% |
| Nordic American Tankers Limi(NAT)Put | COM | G65773106 | $17.8K | 1,757,500 | 0.0% |
| Pdvwireless Inc | COM | 69290R104 | $18.5K | 902,599 | 0.0% |
| Ikang Healthcare Group Inc | SPONSORED ADR | 45174L108 | $20.2K | 1,118,340 | 0.0% |
| Ambarella Inc(AMBA) | SHS | G037AX101 | $20.3K | 275,877 | 0.0% |
| Equity Comwlth(HP5A) | COM SH BEN INT | 294628102 | $20.6K | 680,000 | 0.0% |
| Cabot Oil & Gas Corp(CTRA) | COM | 127097103 | $21.3K | 824,742 | 0.0% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $21.6K | $15,500,000 | 0.0% |
| Acceleron Pharma Inc(XLRN) | COM | 00434H108 | $23.0K | 636,764 | 0.0% |
| Agenus Inc(AGENEUR) | COM NEW | 00847G705 | $23.1K | 3,218,707 | 0.0% |
| New York Times Co(NYT) | CL A | 650111107 | $23.3K | 1,949,409 | 0.0% |
| Northstar Realty Europe Corp(NRE) | COM | 66706L101 | $25.3K | 2,314,090 | 0.0% |