Q3 2016 Holdings
Filed 2016-11-14 | 1404 holdings | $560.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| EPR Properties | Convertible | 26884U208 | $1 | $21,698 | 0.0% |
| Community Health Systems Inc | RIGHT 99/99/9999 | 203668116 | $1 | 100,634 | 0.0% |
| Dynegy Inc | Convertible | 26817R207 | $2 | $37,000 | 0.0% |
| Lexington Realty Trust | Convertible | 529043309 | $2 | $32,177 | 0.0% |
| Equity Commonwealth | Convertible | 294628201 | $3 | $122,119 | 0.0% |
| Galena Biopharma Inc | COM | 363256108 | $4 | 12,136 | 0.0% |
| Black Hills Corp | Convertible | 092113125 | $7 | $99,828 | 0.0% |
| Anadarko Petroleum Corp | Convertible | 032511404 | $9 | $223,266 | 0.0% |
| EPR Properties | Convertible | 26884U307 | $12 | $334,155 | 0.0% |
| MannKind Corp | COM | 56400P201 | $13 | 21,459 | 0.0% |
| Dominion Resources Inc | Convertible | 25746U869 | $15 | $309,545 | 0.0% |
| Kinder Morgan Inc | Convertible | 49456B200 | $17 | $341,530 | 0.0% |
| Plug Power Inc(PLUG) | COM | 72919P202 | $20 | 11,953 | 0.0% |
| NextEra Energy Inc | Convertible | 65339F846 | $22 | $373,707 | 0.0% |
| Geron Corp(GERN) | COM | 374163103 | $23 | 10,224 | 0.0% |
| American Tower Corp | Convertible | 03027X407 | $27 | $248,889 | 0.0% |
| NextEra Energy Inc | Convertible | 65339F820 | $27 | $547,927 | 0.0% |
| Arena Pharmaceuticals Inc | COM | 040047102 | $28 | 16,226 | 0.0% |
| Exelon Corp | Convertible | 30161N127 | $29 | $624,629 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $30 | 24,688 | 0.0% |
| Wmih Corp | COM | 92936P100 | $31 | 13,436 | 0.0% |
| Dominion Resources Inc | Convertible | 25746U836 | $31 | $621,565 | 0.0% |
| Cobalt International Energy Inc | COM | 19075F106 | $33 | 27,007 | 0.0% |
| PDL BioPharma Inc(PDLI) | COM | 69329Y104 | $36 | 10,613 | 0.0% |
| Novavax Inc | COM | 670002104 | $37 | 17,868 | 0.0% |
| Cincinnati Bell Inc | COM | 171871106 | $57 | 13,924 | 0.0% |
| Synergy Pharmaceuticals Inc | COM | 871639308 | $66 | 12,006 | 0.0% |
| AllianzGI Convertible & Income Fund II | Closed-End Fund | 018825109 | $71 | 12,047 | 0.0% |
| AK Steel Holding Corp(AKS1EUR) | COM | 001547108 | $76 | 15,699 | 0.0% |
| McDermott International Inc | COM | 580037109 | $80 | 16,000 | 0.0% |
| Synergy Resources Corp | COM | 87164P103 | $82 | 11,866 | 0.0% |
| Western Asset High Income Opportunity Fund Inc(HIO) | Closed-End Fund | 95766K109 | $84 | 16,564 | 0.0% |
| Cliffs Natural Resources Inc | COM | 18683K101 | $85 | 14,598 | 0.0% |
| Och-Ziff Capital Management Group LLC | MLP | 67551U105 | $87 | 20,000 | 0.0% |
| CYS Investments Inc | REIT | 12673A108 | $89 | 10,228 | 0.0% |
| Verso Corp | COM | 92531L207 | $89 | 13,840 | 0.0% |
| Global Net Lease Inc | REIT | 379378102 | $92 | 11,291 | 0.0% |
| New York REIT Inc | REIT | 64976L109 | $96 | 10,507 | 0.0% |
| Viavi Solutions Inc(VIAV) | COM | 925550105 | $115 | 15,528 | 0.0% |
| United States Oil Fund LP Oct16p 9Put | UNITS | 91232N108 | $120 | 14,000 | 0.0% |
| Midcoast Enrgy Prtnrs LP Oct16 7.3605 CCall | COM UT LTD PTN | 59564N103 | $126 | 15,000 | 0.0% |
| BGC Partners Inc(BGCPEUR) | COM | 05541T101 | $126 | 14,411 | 0.0% |
| Mueller Water Products Inc(MWA) | COM | 624758108 | $131 | 10,405 | 0.0% |
| Calamos Strategic Total Return Fund(CSQ) | Closed-End Fund | 128125101 | $132 | 12,841 | 0.0% |
| Cbre Clarion Global Real Estate Income Fund(IGR) | Closed-End Fund | 12504G100 | $134 | 15,933 | 0.0% |
| Oasis Petroleum Inc | COM | 674215108 | $134 | 11,682 | 0.0% |
| LendingClub Corp | COM | 52603A109 | $135 | 21,769 | 0.0% |
| CBL & Associates Properties Inc | REIT | 124830100 | $136 | 11,172 | 0.0% |
| Hecla Mining Co(HL) | COM | 422704106 | $144 | 25,262 | 0.0% |
| Ariad Pharmaceuticals Inc | COM | 04033A100 | $160 | 11,708 | 0.0% |