Q4 2016 Holdings
Filed 2017-01-30 | 76 holdings | $11.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ally Finl Inc(ALLY) | COM | 02005N100 | $7.6M | 397,550 | 68.9% |
| Community Health SYS Inc New(CYH) | COM | 203668108 | $891.0K | 159,400 | 8.1% |
| Spdr S&P 500 ETF TRPut | PUT | 78462F953 | $639.3K | 2,860,000 | 5.8% |
| Spdr S&P 500 ETF TRCall | CALL | 78462F903 | $424.7K | 1,900,000 | 3.9% |
| Ishares TRPut | PUT | 464287955 | $215.8K | 1,600,000 | 2.0% |
| Yahoo Inc | COM | 984332106 | $190.7K | 4,932,603 | 1.7% |
| PAR Pacific Holdings Inc(PARR) | COM NEW | 69888T207 | $104.1K | 7,157,688 | 0.9% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $65.1K | $48,750,000 | 0.6% |
| Basic Energy Svcs Inc New(BASEUR) | COM NEW | 06985P209 | $63.6K | 1,798,813 | 0.6% |
| Hewlett Packard Enterprise C(HPE) | COM | 42824C109 | $53.6K | 2,315,947 | 0.5% |
| Hornbeck Offshore Svcs Inc | N NOTE 1.500% 9/0 | 440543AN6 | $50.2K | $70,823,000 | 0.5% |
| Vaneck Vectors ETF TRPut | PUT | 92189F958 | $33.4K | 1,000,000 | 0.3% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $32.5K | $32,930,000 | 0.3% |
| Encore Cap Group Inc | NOTE 3.000%11/2 | 292554AD4 | $30.8K | $28,776,000 | 0.3% |
| Interoil Corp | COM | 460951106 | $30.4K | 637,971 | 0.3% |
| Tesla Mtrs Inc | NOTE 1.500% 6/0 | 88160RAA9 | $29.8K | $17,146,000 | 0.3% |
| Yahoo IncPut | PUT | 984332956 | $29.0K | 750,000 | 0.3% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $22.8K | $58,107,000 | 0.2% |
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $22.5K | $27,961,000 | 0.2% |
| Mtge Invt Corp | COM | 55378A105 | $22.2K | 1,414,713 | 0.2% |
| KEY Energy Svcs Inc del | COM | 49309J103 | $20.9K | 657,085 | 0.2% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $20.1K | 205,000 | 0.2% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $20.1K | $21,500,000 | 0.2% |
| Saexploration Hldgs Inc | COM NEW | 78636X204 | $19.0K | 2,609,039 | 0.2% |
| Jazz US Hldgs Inc | NOTE 8.000%12/3 | 47216EAA8 | $18.5K | $9,506,000 | 0.2% |
| Corenergy Infrastructure TR | NOTE 7.000% 6/1 | 21870UAA4 | $18.3K | $16,348,000 | 0.2% |
| Spdr Series TrustPut | PUT | 78464A958 | $16.9K | 500,000 | 0.2% |
| Gogo Inc | NOTE 3.750% 3/0 | 38046CAB5 | $16.5K | $22,225,000 | 0.2% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $15.9K | $14,300,000 | 0.1% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $15.6K | $14,000,000 | 0.1% |
| Cabelas Inc | COM | 126804301 | $14.5K | 247,470 | 0.1% |
| Sandridge Energy Inc | NOTE 10/0 | 80007PBC2 | $14.3K | $11,500,000 | 0.1% |
| Liberty Media Corp | DEB 4.000%11/1 | 530715AG6 | $13.6K | $22,907,000 | 0.1% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $13.5K | $15,191,000 | 0.1% |
| American Cap LTD | COM | 02503Y103 | $11.3K | 631,357 | 0.1% |
| Alibaba Group Hldg LTDPut | PUT | 01609W952 | $10.8K | 122,500 | 0.1% |
| Dell Technologies Inc | COM CL V | 24703L103 | $10.6K | 192,704 | 0.1% |
| Cowen Group Inc New | NOTE 3.000% 3/1 | 223622AB7 | $10.5K | $10,538,000 | 0.1% |
| Reynolds American Inc | COM | 761713106 | $10.3K | 184,000 | 0.1% |
| AK STL Corp | NOTE 5.000%11/1 | 001546AP5 | $10.3K | $5,000,000 | 0.1% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $10.3K | 182,695 | 0.1% |
| Amtrust Finl Svcs Inc | NOTE 2.750%12/1 | 032359AG6 | $10.2K | $12,000,000 | 0.1% |
| Arch Coal Inc(ARCH1EUR) | CL A | 039380407 | $8.7K | 112,070 | 0.1% |
| Green Plains Inc | NOTE 3.250%10/0 | 393222AD6 | $8.6K | $6,000,000 | 0.1% |
| Sina Corp | ORD | G81477104 | $8.2K | 134,706 | 0.1% |
| GSV Cap Corp | NOTE 5.250% 9/1 | 36191JAB7 | $7.6K | $8,245,000 | 0.1% |
| Safeguard Scientifics Inc | DBCV 5.250% 5/1 | 786449AK4 | $7.6K | $7,316,000 | 0.1% |
| Cliffs NAT RES Inc | COM | 18683K101 | $6.8K | 804,492 | 0.1% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $6.5K | $7,000,000 | 0.1% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $6.5K | $7,462,000 | 0.1% |