Q3 2016 Holdings
Filed 2016-11-10 | 9200 holdings | $2.2B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-01-31) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Minco Gold Corporation | Cmn | 60254D108 | $3 | 11,437 | 0.0% |
| AG&E Hldgs Inc | Cmn | 00108M102 | $4 | 15,502 | 0.0% |
| Tetralogic Pharmaceuticals C(TLOG) | Cmn | 88165U109 | $4 | 27,442 | 0.0% |
| Apricus Biosciences IncCall | Cmn | 03832V109 | $4 | 12,200 | 0.0% |
| CTI Biopharma CorpCall | Cmn | 12648L106 | $5 | 12,600 | 0.0% |
| Signal Genetics Inc | Cmn | 826640104 | $5 | 10,109 | 0.0% |
| Neovasc Inc | Cmn | 64065J106 | $5 | 10,029 | 0.0% |
| Aoxing Pharmaceutical Co Inc(AOXG) | Cmn | 03740A106 | $6 | 10,168 | 0.0% |
| Gevo IncCall | Cmn | 374396208 | $6 | 13,100 | 0.0% |
| Peregrine Pharmaceuticals inCall | Cmn | 713661304 | $6 | 13,900 | 0.0% |
| Solitario Expl & RTY Corp(XPL) | Cmn | 8342EP107 | $7 | 10,364 | 0.0% |
| KBS Fashion Group LTD | Cmn | Y46002104 | $7 | 16,955 | 0.0% |
| Strata Skin Sciences Inc | Cmn | 86272A107 | $8 | 15,969 | 0.0% |
| Tonix Pharmaceuticals Hldg CPut | Cmn | 890260201 | $9 | 12,900 | 0.0% |
| Biodel IncCall | Cmn | 09064M204 | $9 | 20,700 | 0.0% |
| American DG Energy Inc | Cmn | 025398108 | $9 | 34,150 | 0.0% |
| Cytrx Corp | Cmn | 232828509 | $9 | 14,717 | 0.0% |
| RMG Networks Hldg Corp | Cmn | 74966K102 | $10 | 10,964 | 0.0% |
| XG Technology Inc | Cmn | 98372A606 | $10 | 34,110 | 0.0% |
| Bebe Stores IncPut | Cmn | 075571109 | $10 | 13,800 | 0.0% |
| Northern Dynasty Minerals LT(NAK)Call | Cmn | 66510M204 | $10 | 14,700 | 0.0% |
| Northwest Biotherapeutics in(NWBO) | Cmn | 66737P600 | $10 | 17,627 | 0.0% |
| Enerjex Resources Inc | Cmn | 292758406 | $11 | 27,479 | 0.0% |
| Houston Amern Energy Corp | Cmn | 44183U100 | $11 | 56,003 | 0.0% |
| Sunshine Heart Inc | Cmn | 86782U106 | $11 | 18,433 | 0.0% |
| Ignite Restaurant Group Inc | Cmn | 451730105 | $11 | 17,155 | 0.0% |
| Northwest Biotherapeutics in(NWBO)Put | Cmn | 66737P600 | $11 | 19,300 | 0.0% |
| Violin Memory Inc | Cmn | 92763A309 | $11 | 14,786 | 0.0% |
| Xoma Corp delCall | Cmn | 98419J107 | $11 | 24,600 | 0.0% |
| Mast Therapeutics IncCall | Cmn | 576314108 | $12 | 109,300 | 0.0% |
| Timmins Gold Corp | Cmn | 88741P103 | $13 | 26,973 | 0.0% |
| Aemetis Inc(AMTX) | Cmn | 00770K202 | $13 | 11,264 | 0.0% |
| Taseko Mines LTD(TGB)Call | Cmn | 876511106 | $13 | 26,200 | 0.0% |
| Tanzanian Royalty Expl Corp | Cmn | 87600U104 | $13 | 15,780 | 0.0% |
| Cosi Inc | Cmn | 22122P200 | $13 | 178,172 | 0.0% |
| Bebe Stores Inc | Cmn | 075571109 | $13 | 18,327 | 0.0% |
| Barclays Bank PLC | Cmn | 06739H644 | $13 | 24,280 | 0.0% |
| Transgenomic Inc | Cmn | 89365K305 | $13 | 44,814 | 0.0% |
| Acre Rlty Invs Inc | Cmn | 00489F106 | $13 | 11,137 | 0.0% |
| Golden Minerals Co | Cmn | 381119106 | $14 | 18,071 | 0.0% |
| IAO KUN Group Hldg Co LTD | Cmn | G47204105 | $14 | 46,520 | 0.0% |
| Basic Energy Svcs Inc NewPut | Cmn | 06985P100 | $14 | 17,100 | 0.0% |
| Entree Gold Inc | Cmn | 29383G100 | $14 | 52,070 | 0.0% |
| Navios Maritime Partners L PPut | Cmn | Y62267102 | $14 | 10,300 | 0.0% |
| Vicon Inds Inc | Cmn | 925811101 | $14 | 19,793 | 0.0% |
| Prism Technologies Group Inc(PRZM) | Cmn | 74273Y100 | $15 | 72,938 | 0.0% |
| Sysorex Global | Cmn | 87184N203 | $15 | 43,079 | 0.0% |
| Samson Oil & Gas LTD | Depository Receipt | 796043206 | $15 | 20,930 | 0.0% |
| Xtera Communications Inc(XCOMQ) | Cmn | 98415E300 | $15 | 27,576 | 0.0% |
| General Moly Inc(GMOLQ) | Cmn | 370373102 | $15 | 55,172 | 0.0% |