Q3 2016 Holdings
Filed 2016-11-10 | 9200 holdings | $2.2B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-01-31) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Capnia Inc | Cmn | 14066L105 | $23 | 23,746 | 0.0% |
| Geron Corp(GERN)Call | Cmn | 374163103 | $23 | 10,300 | 0.0% |
| Banro Corp | Cmn | 066800103 | $23 | 73,250 | 0.0% |
| Cascadian Therapeutics Inc | Cmn | 14740B101 | $23 | 13,847 | 0.0% |
| Utstarcom Holdings Corp(UTSI) | Cmn | G9310A114 | $23 | 11,035 | 0.0% |
| Smith Micro Software Inc | Cmn | 832154207 | $23 | 11,113 | 0.0% |
| Isoray Inc | Cmn | 46489V104 | $24 | 32,937 | 0.0% |
| Recon Technology LTD | Cmn | G7415M108 | $24 | 21,822 | 0.0% |
| Bellerophon Therapeutics Inc(BLPHEUR) | Cmn | 078771102 | $24 | 17,178 | 0.0% |
| Hhgregg Inc(HGGG)Call | Cmn | 42833L108 | $24 | 13,100 | 0.0% |
| Castle Brands Inc(ROX2EUR) | Cmn | 148435100 | $25 | 28,182 | 0.0% |
| Cascadian Therapeutics IncCall | Cmn | 14740B101 | $25 | 15,400 | 0.0% |
| Cymabay Therapeutics Inc(CBAYUSD) | Cmn | 23257D103 | $25 | 12,692 | 0.0% |
| RLJ Entmt Inc | Cmn | 74965F203 | $25 | 11,552 | 0.0% |
| Antares Pharma Inc(ATRSEUR)Call | Cmn | 036642106 | $25 | 15,000 | 0.0% |
| First Acceptance Corp(FACO) | Cmn | 318457108 | $25 | 24,531 | 0.0% |
| HTG Molecular Diagnostics in | Cmn | 40434H104 | $25 | 10,685 | 0.0% |
| Violin Memory IncCall | Cmn | 92763A309 | $25 | 34,000 | 0.0% |
| Charles & Colvard LTD(CTHRUSD) | Cmn | 159765106 | $25 | 21,889 | 0.0% |
| Orion Energy Systems Inc(OESXUSD) | Cmn | 686275108 | $25 | 18,699 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNMEUR)Call | Cmn | 00507W107 | $26 | 19,500 | 0.0% |
| Globus Maritime Limited New | Cmn | Y27265209 | $26 | 36,839 | 0.0% |
| Conatus Pharmaceuticals Inc(CNATEUR) | Cmn | 20600T108 | $26 | 13,036 | 0.0% |
| Intersections Inc | Cmn | 460981301 | $26 | 14,549 | 0.0% |
| Vanguard NAT RES LLCPut | Cmn | 92205F106 | $26 | 28,200 | 0.0% |
| Pengrowth Energy CorpCall | Cmn | 70706P104 | $26 | 16,100 | 0.0% |
| Safe Bulkers Inc(SB)Put | Cmn | Y7388L103 | $26 | 18,300 | 0.0% |
| Renren IncCall | Cmn | 759892102 | $26 | 12,400 | 0.0% |
| Northwest Biotherapeutics in(NWBO)Call | Cmn | 66737P600 | $26 | 47,200 | 0.0% |
| China Digital TV Hldg Co LTD | Depository Receipt | 16938G107 | $26 | 21,960 | 0.0% |
| Xoma Corp del | Cmn | 98419J107 | $26 | 56,012 | 0.0% |
| Myos Rens Technology Inc | Cmn | 62857P108 | $26 | 15,723 | 0.0% |
| Evine Live Inc(EVLVUSD) | Cmn | 300487105 | $27 | 11,985 | 0.0% |
| Galena Biopharma IncCall | Cmn | 363256108 | $28 | 79,800 | 0.0% |
| Inventergy Global Inc | Cmn | 46123X409 | $28 | 18,880 | 0.0% |
| Lantronix Inc(LTRX) | Cmn | 516548203 | $28 | 19,741 | 0.0% |
| Dasan Zhone Solutions Inc | Cmn | 23305L107 | $28 | 24,345 | 0.0% |
| Quantum Corp | Cmn | 747906204 | $29 | 39,159 | 0.0% |
| Almaden Minerals LTD(AAUAF)Put | Cmn | 020283305 | $29 | 20,800 | 0.0% |
| W & T Offshore Inc(WTI) | Cmn | 92922P106 | $29 | 16,247 | 0.0% |
| Northern Oil & Gas Inc NEVPut | Cmn | 665531109 | $29 | 11,000 | 0.0% |
| Companhia Siderurgica Nacion(SID)Call | Cmn | 20440W105 | $29 | 10,500 | 0.0% |
| Gigamedia LTD | Cmn | Y2711Y112 | $29 | 11,660 | 0.0% |
| Galectin Therapeutics Inc(GALT) | Cmn | 363225202 | $29 | 25,771 | 0.0% |
| Galectin Therapeutics Inc(GALT)Call | Cmn | 363225202 | $29 | 25,900 | 0.0% |
| Ceragon Networks LTD(CRNT) | Cmn | M22013102 | $29 | 12,085 | 0.0% |
| Swedish Expt CR Corp | Cmn | 870297306 | $29 | 11,482 | 0.0% |
| Biodelivery Sciences Intl in(BDSIUSD)Call | Cmn | 09060J106 | $30 | 11,200 | 0.0% |
| Pixelworks Inc(PXLWEUR)Put | Cmn | 72581M305 | $30 | 10,800 | 0.0% |
| Medical Transcription BLG Co | Cmn | 58464J105 | $30 | 31,779 | 0.0% |