Q3 2016 Holdings
Filed 2016-11-10 | 9200 holdings | $2.2B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-01-31) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Novatel Wireless IncCall | Cmn | 66987M604 | $37 | 11,800 | 0.0% |
| Scorpio Bulkers IncCall | Cmn | Y7546A122 | $38 | 11,000 | 0.0% |
| AU Optronics Corp(AUOUSD) | Depository Receipt | 002255107 | $38 | 10,443 | 0.0% |
| Civeo Corp CDA(CVEO1EUR)Call | Cmn | 17878Y108 | $38 | 33,400 | 0.0% |
| Biolase Inc | Cmn | 090911108 | $39 | 22,446 | 0.0% |
| Hooper Holmes Inc | Cmn | 439104209 | $39 | 31,131 | 0.0% |
| Airmedia Group IncCall | Cmn | 009411109 | $39 | 11,700 | 0.0% |
| Aveo Pharmaceuticals Inc(AVEOEUR) | Cmn | 053588109 | $39 | 43,287 | 0.0% |
| Arbutus Biopharma Corp(ABUS)Put | Cmn | 03879J100 | $39 | 11,400 | 0.0% |
| Westport Fuel Systems Inc | Cmn | 960908309 | $39 | 24,424 | 0.0% |
| Durect Corp(DRRXEUR) | Cmn | 266605104 | $39 | 28,325 | 0.0% |
| Plug Power Inc(PLUG)Put | Cmn | 72919P202 | $40 | 23,400 | 0.0% |
| Reliv Intl Inc | Cmn | 75952R100 | $40 | 57,269 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | Cmn | 66510M204 | $40 | 56,127 | 0.0% |
| UNI Pixel Inc | Cmn | 904572203 | $40 | 24,091 | 0.0% |
| Jones Energy Inc | Cmn | 48019R108 | $40 | 11,307 | 0.0% |
| Mizuho Finl Group Inc(MFG) | Depository Receipt | 60687Y109 | $40 | 11,929 | 0.0% |
| Tidewater IncCall | Cmn | 886423102 | $40 | 14,100 | 0.0% |
| Navios Maritime Holdings IncPut | Cmn | Y62196103 | $41 | 33,900 | 0.0% |
| Good Times Restaurants Inc(GTIM) | Cmn | 382140879 | $41 | 12,076 | 0.0% |
| Nymox Pharmaceutical Corp(NYMXF)Put | Cmn | P73398102 | $41 | 12,500 | 0.0% |
| Idera Pharmaceuticals IncCall | Cmn | 45168K306 | $42 | 16,400 | 0.0% |
| Repros Therapeutics IncCall | Cmn | 76028H209 | $42 | 19,900 | 0.0% |
| Companhia Energetica de Mina(CIG) | Depository Receipt | 204409601 | $42 | 16,370 | 0.0% |
| Chesapeake Granite Wash TR | Cmn | 165185109 | $42 | 20,211 | 0.0% |
| Terraform Global IncPut | Cmn | 88104M101 | $42 | 10,300 | 0.0% |
| Yingli Green Energy Hldg CoPut | Cmn | 98584B202 | $43 | 11,000 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ) | Cmn | 45665G303 | $43 | 27,251 | 0.0% |
| China FIN Online Co LTDCall | Cmn | 169379104 | $43 | 10,000 | 0.0% |
| Voltari Corp | Cmn | 92870X309 | $43 | 16,395 | 0.0% |
| Gigpeak Inc | Cmn | 37518Q109 | $43 | 18,112 | 0.0% |
| GTX Inc del | Cmn | 40052B108 | $43 | 54,851 | 0.0% |
| Vista Gold Corp(VGZ)Call | Cmn | 927926303 | $44 | 41,300 | 0.0% |
| Deutsche BK AG LDN BRH(DYYXF) | Cmn | 25154H475 | $45 | 14,428 | 0.0% |
| OHR Pharmaceutical Inc | Cmn | 67778H200 | $45 | 15,726 | 0.0% |
| Exeter RES Corp | Cmn | 301835104 | $45 | 35,355 | 0.0% |
| Synacor Inc(SYNC) | Cmn | 871561106 | $46 | 15,861 | 0.0% |
| Anthera Pharmaceuticals Inc | Cmn | 03674U201 | $46 | 14,557 | 0.0% |
| Heat Biologics Inc | Cmn | 42237K102 | $46 | 33,676 | 0.0% |
| Airmedia Group IncPut | Cmn | 009411109 | $47 | 14,000 | 0.0% |
| Cardiome Pharma CorpPut | Cmn | 14159U301 | $47 | 15,000 | 0.0% |
| Nortech SYS Inc(NSYS) | Cmn | 656553104 | $47 | 12,885 | 0.0% |
| Cobalt Intl Energy IncCall | Cmn | 19075F106 | $47 | 38,000 | 0.0% |
| Calumet Specialty Prods PtnrPut | Cmn | 131476103 | $47 | 10,400 | 0.0% |
| China Natural Resources Inc(CHNR) | Cmn | G2110U109 | $47 | 26,618 | 0.0% |
| Trovagene IncPut | Cmn | 897238309 | $47 | 10,400 | 0.0% |
| EV Energy Partners LPPut | Cmn | 26926V107 | $48 | 20,000 | 0.0% |
| Eurasian Minerals Inc | Cmn | 29843R100 | $48 | 45,071 | 0.0% |
| Rentech Inc | Cmn | 760112201 | $48 | 16,284 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD)Put | Cmn | 00444T100 | $48 | 12,300 | 0.0% |