Q3 2016 Holdings
Filed 2016-11-10 | 9200 holdings | $2.2B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-01-31) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| China FIN Online Co LTDPut | Cmn | 169379104 | $73 | 17,000 | 0.0% |
| Accuride Corp NewPut | Cmn | 00439T206 | $74 | 29,100 | 0.0% |
| Diana Shipping IncCall | Cmn | Y2066G104 | $74 | 28,100 | 0.0% |
| Great Basin Scientific Inc | Cmn | 39013L601 | $74 | 32,481 | 0.0% |
| Naked Brand Group Inc | Cmn | 629839200 | $74 | 45,598 | 0.0% |
| Skullcandy IncCall | Cmn | 83083J104 | $75 | 11,800 | 0.0% |
| Argos Therapeutics IncCall | Cmn | 040221103 | $75 | 15,100 | 0.0% |
| Intelsat S A | Cmn | L5140P101 | $75 | 27,558 | 0.0% |
| Medallion Finl Corp(MFIN) | Cmn | 583928106 | $75 | 17,766 | 0.0% |
| Vimpelcom LTDCall | Cmn | 92719A106 | $75 | 21,600 | 0.0% |
| Amarin Corp PLC | Depository Receipt | 023111206 | $75 | 23,640 | 0.0% |
| Immunomedics Inc(IMMU) | Cmn | 452907108 | $75 | 23,227 | 0.0% |
| BlackRock Debt Strat FD Inc | Cmn | 09255R103 | $76 | 20,744 | 0.0% |
| Regulus Therapeutics Inc | Cmn | 75915K101 | $76 | 22,942 | 0.0% |
| Invivo Therapeutics Hldgs CoCall | Cmn | 46186M209 | $76 | 11,200 | 0.0% |
| Approach Resources IncCall | Cmn | 03834A103 | $76 | 22,600 | 0.0% |
| Cardiome Pharma Corp | Cmn | 14159U301 | $76 | 24,339 | 0.0% |
| Fuelcell Energy IncPut | Cmn | 35952H502 | $76 | 14,100 | 0.0% |
| Calix Inc(CALX)Call | Cmn | 13100M509 | $76 | 10,300 | 0.0% |
| Sinovac Biotech LTD(SVA) | Cmn | P8696W104 | $77 | 13,084 | 0.0% |
| Pacific Coast Oil TRCall | Cmn | 694103102 | $77 | 43,000 | 0.0% |
| Baytex Energy Corp(BTE)Call | Cmn | 07317Q105 | $77 | 18,000 | 0.0% |
| OCH Ziff Cap Mgmt GroupCall | Cmn | 67551U105 | $77 | 17,800 | 0.0% |
| Manitowoc IncCall | Cmn | 563571108 | $77 | 16,100 | 0.0% |
| Turquoise Hill RES LTDPut | Cmn | 900435108 | $77 | 25,800 | 0.0% |
| Manitowoc Inc | Cmn | 563571108 | $78 | 16,329 | 0.0% |
| Teligent Inc NewCall | Cmn | 87960W104 | $78 | 10,200 | 0.0% |
| Terravia Hldgs IncCall | Cmn | 88105A106 | $78 | 28,400 | 0.0% |
| Harmony Gold MNG LTD(HAM) | Depository Receipt | 413216300 | $78 | 22,336 | 0.0% |
| Immunogen Inc(IMGNEUR)Put | Cmn | 45253H101 | $78 | 29,200 | 0.0% |
| Vivus IncCall | Cmn | 928551100 | $79 | 69,100 | 0.0% |
| TSR Inc | Cmn | 872885207 | $79 | 10,511 | 0.0% |
| Pernix Therapeutics Hldgs in | Cmn | 71426V108 | $79 | 126,980 | 0.0% |
| Noodles & Co(NDLSUSD)Put | Cmn | 65540B105 | $79 | 16,700 | 0.0% |
| UNI Pixel IncCall | Cmn | 904572203 | $79 | 47,200 | 0.0% |
| Royce Micro-Cap TR Inc(RMT) | Cmn | 780915104 | $80 | 10,283 | 0.0% |
| Gain Cap Hldgs Inc(GCAPEUR) | Cmn | 36268W100 | $80 | 12,865 | 0.0% |
| Trevena IncPut | Cmn | 89532E109 | $80 | 11,900 | 0.0% |
| Kongzhong CorpPut | Cmn | 50047P104 | $81 | 12,000 | 0.0% |
| OCH Ziff Cap Mgmt GroupPut | Cmn | 67551U105 | $81 | 18,600 | 0.0% |
| Vince Hldg Corp | Cmn | 92719W108 | $81 | 14,315 | 0.0% |
| Uranium Energy Corp(UEC)Put | Cmn | 916896103 | $82 | 82,600 | 0.0% |
| Papa Murphys Hldgs Inc | Cmn | 698814100 | $82 | 12,743 | 0.0% |
| Stage Stores IncCall | Cmn | 85254C305 | $82 | 14,700 | 0.0% |
| Arcos Dorados Holdings Inc(ARCO)Call | Cmn | G0457F107 | $83 | 15,700 | 0.0% |
| Ballard PWR SYS Inc New(BLDP)Call | Cmn | 058586108 | $83 | 37,600 | 0.0% |
| Rocket Fuel Inc | Cmn | 773111109 | $83 | 31,395 | 0.0% |
| Virnetx Hldg CorpPut | Cmn | 92823T108 | $84 | 27,300 | 0.0% |
| Uranium Energy Corp(UEC) | Cmn | 916896103 | $84 | 85,084 | 0.0% |
| Applied Micro Circuits Corp | Cmn | 03822W406 | $84 | 12,063 | 0.0% |