Q4 2016 Holdings
Filed 2017-02-10 | 9327 holdings | $2.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Memorial Prodtn Partners LPCall | Cmn | 586048100 | $1 | 11,000 | 0.0% |
| Mast Therapeutics IncCall | Cmn | 576314108 | $1 | 15,700 | 0.0% |
| Gevo IncCall | Cmn | 374396208 | $2 | 10,200 | 0.0% |
| Peregrine Pharmaceuticals inPut | Cmn | 713661304 | $3 | 10,200 | 0.0% |
| Memorial Prodtn Partners LP | Cmn | 586048100 | $3 | 23,948 | 0.0% |
| China Pharma Hldgs Inc | Cmn | 16941T104 | $4 | 16,114 | 0.0% |
| Immune Pharmaceuticals Inc | Cmn | 45254C101 | $4 | 23,193 | 0.0% |
| Tearlab Corp | Cmn | 878193101 | $5 | 10,775 | 0.0% |
| Sphere 3D Corp New | Cmn | 84841L100 | $6 | 20,974 | 0.0% |
| Kinder Morgan Inc del | Wt | 49456B119 | $6 | 1,055,174 | 0.0% |
| Aveo Pharmaceuticals Inc(AVEOEUR)Call | Cmn | 053588109 | $6 | 10,700 | 0.0% |
| Document SEC SYS Inc | Cmn | 25614T200 | $7 | 10,920 | 0.0% |
| Rennova Health Inc | Cmn | 759757107 | $7 | 88,060 | 0.0% |
| Cytrx CorpCall | Cmn | 232828509 | $8 | 21,400 | 0.0% |
| Golden Star RES LTD CDAPut | Cmn | 38119T104 | $8 | 10,400 | 0.0% |
| Peregrine Pharmaceuticals inCall | Cmn | 713661304 | $9 | 28,500 | 0.0% |
| Taseko Mines LTD(TGB)Call | Cmn | 876511106 | $9 | 10,900 | 0.0% |
| Strata Skin Sciences Inc | Cmn | 86272A107 | $9 | 20,963 | 0.0% |
| Memorial Prodtn Partners LPPut | Cmn | 586048100 | $10 | 78,000 | 0.0% |
| Eurasian Minerals Inc | Cmn | 29843R100 | $10 | 10,007 | 0.0% |
| Bioanalytical SYS Inc | Cmn | 09058M103 | $11 | 14,983 | 0.0% |
| Chinanet Online Hldgs Inc(CNETEUR) | Cmn | 16949H201 | $11 | 11,059 | 0.0% |
| Metabolix Inc | Cmn | 591018882 | $11 | 32,146 | 0.0% |
| Taseko Mines LTD(TGB)Put | Cmn | 876511106 | $11 | 12,600 | 0.0% |
| Rubicon Technology Inc | Cmn | 78112T107 | $11 | 18,484 | 0.0% |
| Sify Technologies Limited | Depository Receipt | 82655M107 | $12 | 16,164 | 0.0% |
| UQM Technologies Inc | Cmn | 903213106 | $12 | 28,549 | 0.0% |
| Opgen Inc | Cmn | 68373L109 | $12 | 10,271 | 0.0% |
| Bonanza Creek Energy IncPut | Cmn | 097793103 | $12 | 11,800 | 0.0% |
| Imation Corp | Cmn | 45245A107 | $13 | 15,789 | 0.0% |
| Anthera Pharmaceuticals IncCall | Cmn | 03674U201 | $13 | 19,900 | 0.0% |
| Copsync Inc | Cmn | 217712207 | $13 | 16,289 | 0.0% |
| India Globalization Cap Inc(IGC) | Cmn | 45408X308 | $13 | 47,210 | 0.0% |
| Bellatrix Exploration LTDPut | Cmn | 078314101 | $14 | 14,400 | 0.0% |
| General Moly Inc(GMOLQ) | Cmn | 370373102 | $14 | 54,230 | 0.0% |
| Neptune Technologies BioresoPut | Cmn | 64077P108 | $14 | 14,300 | 0.0% |
| The9 LTD | Depository Receipt | 88337K104 | $14 | 10,956 | 0.0% |
| Pluristem Therapeutics IncPut | Cmn | 72940R102 | $14 | 10,000 | 0.0% |
| Birks Group Inc(BGI) | Cmn | 09088U109 | $14 | 12,871 | 0.0% |
| Kingold Jewelry Inc | Cmn | 49579A204 | $14 | 11,153 | 0.0% |
| Kelso Technologies Inc(KIQSF) | Cmn | 48826D201 | $15 | 15,983 | 0.0% |
| Oncogenex Pharmaceuticals in | Cmn | 68230A106 | $15 | 30,545 | 0.0% |
| Versar Inc | Cmn | 925297103 | $15 | 10,735 | 0.0% |
| Widepoint Corp | Cmn | 967590100 | $15 | 18,854 | 0.0% |
| Anthera Pharmaceuticals IncPut | Cmn | 03674U201 | $15 | 23,500 | 0.0% |
| Cormedix IncPut | Cmn | 21900C100 | $15 | 10,000 | 0.0% |
| Bellerophon Therapeutics Inc(BLPHEUR) | Cmn | 078771102 | $15 | 28,120 | 0.0% |
| Fuel Tech Inc(FTEK) | Cmn | 359523107 | $16 | 14,258 | 0.0% |
| Catalyst Biosciences Inc | Cmn | 14888D109 | $16 | 23,859 | 0.0% |
| Cerecor Inc | Cmn | 15671L109 | $16 | 18,599 | 0.0% |