Q4 2016 Holdings
Filed 2017-02-10 | 3348 holdings | $84.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Eastman Kodak Co | *W EXP 09/03/201 | 277461133 | $0 | 10,116 | 0.0% |
| CEL SCI Corp | *W EXP 10/11/201 | 150837177 | $0 | 14,839 | 0.0% |
| Rennova Health Inc | *W EXP 06/30/202 | 759757123 | $1 | 45,736 | 0.0% |
| Capnia Inc | *W EXP 11/12/201 | 14066L113 | $1 | 12,616 | 0.0% |
| Pedevco Corp | COM NEW | 70532Y204 | $2 | 16,261 | 0.0% |
| Citigroup Inc | *W EXP 01/04/201 | 172967226 | $2 | 12,063 | 0.0% |
| Jason Inds Inc | *W EXP 06/30/201 | 471172114 | $2 | 41,572 | 0.0% |
| Chanticleer Hldgs Inc | *W EXP 06/11/201 | 15930P131 | $2 | 60,561 | 0.0% |
| Rexahn Pharmaceuticals Inc | COM | 761640101 | $2 | 14,906 | 0.0% |
| Enerjex Resources Inc | COM PAR $0.001 | 292758406 | $3 | 10,953 | 0.0% |
| Entree Gold Inc | COM | 29383G100 | $3 | 10,536 | 0.0% |
| United States Antimony Corp(UAMY) | COM | 911549103 | $3 | 12,309 | 0.0% |
| Opexa Therapeutics Inc | *W EXP 04/13/201 | 68372T129 | $3 | 148,288 | 0.0% |
| Copsync Inc | *W EXP 11/12/202 | 217712116 | $3 | 28,068 | 0.0% |
| American DG Energy Inc | COM | 025398108 | $4 | 14,551 | 0.0% |
| Seanergy Maritime Hldgs Corp | A | Y73760145 | $4 | 10,922 | 0.0% |
| General Moly Inc(GMOLQ) | COM | 370373102 | $4 | 17,624 | 0.0% |
| Biopharmx Corp | COM | 09072X101 | $4 | 11,460 | 0.0% |
| Minco Gold Corporation | COM | 60254D108 | $4 | 22,130 | 0.0% |
| Protalix Biotherapeutics Inc | COM | 74365A101 | $5 | 11,209 | 0.0% |
| Magnegas Corp | COM NEW | 55939L202 | $5 | 10,204 | 0.0% |
| Oxbridge RE Hldgs LTD | *W EXP 03/26/201 | G6856M114 | $5 | 16,025 | 0.0% |
| Infosonics Corp | COM | 456784107 | $5 | 13,308 | 0.0% |
| Sunshine Heart Inc | COM | 86782U106 | $6 | 18,010 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $6 | 1,149,263 | 0.0% |
| Sphere 3D Corp New | COM | 84841L100 | $6 | 19,056 | 0.0% |
| Bellerophon Therapeutics Inc(BLPHEUR) | COM | 078771102 | $6 | 11,590 | 0.0% |
| Wheeler Real Estate Invt TR | *W EXP 04/29/201 | 963025119 | $6 | 122,967 | 0.0% |
| KBS Fashion Group LTD | COM | Y46002104 | $6 | 20,131 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $7 | 19,188 | 0.0% |
| Trilogy Metals Inc New(TMQ) | COM | 89621C105 | $7 | 14,517 | 0.0% |
| China Pharma Hldgs Inc | COM | 16941T104 | $7 | 27,255 | 0.0% |
| UQM Technologies Inc | COM | 903213106 | $7 | 17,340 | 0.0% |
| Fieldpoint Petroleum Corp(FPPP) | COM | 316570100 | $7 | 10,273 | 0.0% |
| Falconstor Software Inc | COM | 306137100 | $7 | 15,149 | 0.0% |
| Peregrine Pharmaceuticals in | COM NEW | 713661304 | $7 | 22,939 | 0.0% |
| Aveo Pharmaceuticals Inc(AVEOEUR) | COM | 053588109 | $7 | 13,537 | 0.0% |
| Aoxing Pharmaceutical Co Inc(AOXG) | COM | 03740A106 | $7 | 23,335 | 0.0% |
| Community Health SYS Inc New | RIGHT 99/99/9999 | 203668116 | $7 | 1,465,539 | 0.0% |
| Glowpoint Inc | COM NEW | 379887201 | $8 | 29,514 | 0.0% |
| Digital Turbine Inc(APPS) | COM NEW | 25400W102 | $8 | 11,747 | 0.0% |
| Capstone Turbine Corp | COM NEW | 14067D409 | $8 | 11,392 | 0.0% |
| Amyris Inc | COM | 03236M101 | $8 | 11,441 | 0.0% |
| Banro Corp | COM | 066800103 | $8 | 41,861 | 0.0% |
| One Horizon Group Inc | COM NEW | 68235H205 | $8 | 28,168 | 0.0% |
| Corindus Vascular Robotics I(CVRSEUR) | COM | 218730109 | $8 | 11,109 | 0.0% |
| Tearlab Corp | COM | 878193101 | $8 | 16,200 | 0.0% |
| Strata Skin Sciences Inc | COM | 86272A107 | $8 | 17,583 | 0.0% |
| Pareteum Corp | A | 69946T108 | $9 | 75,173 | 0.0% |
| Tanzanian Royalty Expl Corp | COM | 87600U104 | $9 | 18,302 | 0.0% |