Q4 2016 Holdings
Filed 2017-02-13 | 56 holdings | $269.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $55.9K | 250,000 | 20.7% |
| Ishares TR(IWM)Call | RUSSELL 2000 ETF | 464287655 | $20.2K | 150,000 | 7.5% |
| Priceline GRP Inc | NOTE 1.000% 3/1 | 741503AQ9 | $11.8K | $7,500,000 | 4.4% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $10.9K | $6,968,000 | 4.0% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $10.5K | $5,000,000 | 3.9% |
| Double Eagle Acquisition COR | COM | G28195124 | $10.3K | 1,033,339 | 3.8% |
| Anthem Inc | NOTE 2.750%10/1 | 94973VBG1 | $10.0K | $5,000,000 | 3.7% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $8.7K | 876,500 | 3.2% |
| GP Invts Acquisition COR | SHS | G40357124 | $8.5K | 858,000 | 3.2% |
| Easterly Acquisition Corp | COM | 27616L102 | $7.5K | 757,000 | 2.8% |
| Central FD CDA LTD | CL A | 153501101 | $6.9K | 609,438 | 2.6% |
| Quinpario Acquisition Corp 2 | COM | 74874U101 | $6.8K | 681,000 | 2.5% |
| Boulevard Acquisition | CL A | 10157Q102 | $6.3K | 636,000 | 2.3% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $5.6K | $2,500,000 | 2.1% |
| Spansion LLC | NOTE 2.000% 9/0 | 84649PAL9 | $5.5K | $2,500,000 | 2.1% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $5.4K | $2,000,000 | 2.0% |
| TAL ED Group | NOTE 2.500% 5/1 | 874080AB0 | $5.3K | $2,000,000 | 2.0% |
| Capitol Acquisition Corp III | COM | 14055M106 | $5.2K | 525,000 | 1.9% |
| Hennessy Cap Acquisition COR | COM | 42588J100 | $5.1K | 507,000 | 1.9% |
| M III Acquisition Corp | COM | 55378T104 | $4.9K | 503,000 | 1.8% |
| Royal Gold Inc | NOTE 2.875% 6/1 | 780287AA6 | $4.4K | $4,225,000 | 1.6% |
| CF Corp | SHS CL A | G20307107 | $4.0K | 404,000 | 1.5% |
| KLR Energy Acquisition Corp | CL A | 49877M108 | $3.9K | 378,000 | 1.5% |
| Hunter Maritime Acquisition | UNIT | Y37828103 | $3.6K | 353,000 | 1.3% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $3.5K | $2,000,000 | 1.3% |
| Nuvasive Inc | NOTE 2.750% 7/0 | 670704AC9 | $3.2K | $2,000,000 | 1.2% |
| Harmony Merger Corp | COM | 413247107 | $3.1K | 303,000 | 1.1% |
| Global Partner Acquisition C | COM | 37954X105 | $3.0K | 303,000 | 1.1% |
| Pacific SPL Acquisition Corp | SHS | G68588105 | $2.9K | 277,000 | 1.1% |
| Silver STD RES Inc | NOTE 2.875% 2/0 | 82823LAC0 | $2.8K | $3,030,000 | 1.0% |
| E Compass Acquisition Corp | ORD SHS | G2920Y101 | $2.3K | 225,000 | 0.8% |
| Currencyshares CDN DLR TR | CDN DOLLAR SHS | 23129X105 | $2.2K | 30,000 | 0.8% |
| Barington Hilco Acquisition | COM | 06759V101 | $2.1K | 204,000 | 0.8% |
| JM Global Hldg Co | COM | 46590H101 | $2.0K | 207,000 | 0.8% |
| Stellar Acquisition III Inc | COM | Y8172W107 | $2.0K | 202,000 | 0.8% |
| M III Acquisition Corp | UNIT 99/99/9999T | 55378T203 | $2.0K | 201,000 | 0.7% |
| M I Acquisitions Inc | COM | 55304A104 | $1.7K | 165,289 | 0.6% |
| Jensyn Acquisition Corp | COM | 47632B102 | $1.6K | 155,200 | 0.6% |
| Axar Acquisition Corp | COM | 05455L102 | $1.5K | 152,000 | 0.6% |
| Pace Hldgs Corp | CL A | G6865N103 | $1.0K | 100,000 | 0.4% |
| Avista Healthcare PUB ACQ Co(AVA) | CL A | G0726L125 | $1.0K | 100,000 | 0.4% |
| Landcadia Hldgs Inc | CL A | 51476W107 | $980 | 100,000 | 0.4% |
| Andina Acquisition Corp II | SHS | G0441P104 | $702 | 69,600 | 0.3% |
| Avista Healthcare PUB ACQ Co(AVA) | UNIT | G0726L109 | $608 | 60,000 | 0.2% |
| GTY Technology Holdings Inc | UNIT | G4182A110 | $515 | 50,000 | 0.2% |
| Saban Cap Acquisition Corp | COM CL A | 78516C106 | $513 | 50,000 | 0.2% |
| Boulevard Acquisition | UNIT 99/99/9999 | 10157Q201 | $429 | 42,208 | 0.2% |
| CF Corp | UNIT 99/99/9999E | G20307123 | $419 | 40,000 | 0.2% |
| M III Acquisition Corp | *W EXP 10/10/202 | 55378T112 | $89 | 367,700 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | *W EXP 99/99/9999 | G0726L117 | $60 | 100,000 | 0.0% |