Q4 2016 Holdings
Filed 2017-02-14 | 3780 holdings | $2.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Gerber Scientific Inc Escrow | RIGHT | 37373ESC5 | $0 | 36,803 | 0.0% |
| Chtp Contingent Value Rights | Right | 163ESC908 | $0 | 26,450 | 0.0% |
| Aig.ws Fractional Cusip(AIG) | WARRANT | ACG874152 | $0 | 48,619 | 0.0% |
| Repsol YPF S A Sponsored ADR | ADR | E8491S904 | $0 | 69,792 | 0.0% |
| Contingent Value RTS Associated W Tsrx ACQ | Right | 89685K9Z5 | $0 | 55,243 | 0.0% |
| Advanta Corp | Common Stock | 007942204 | $0 | 12,265 | 0.0% |
| Mirant Corp Escrow Share | RIGHT | 604675991 | $0 | 35,091 | 0.0% |
| Mesa AIR Group Inc | Common Stock | 590479101 | $0 | 20,200 | 0.0% |
| Anthera Pharmaceuticals Inc COM New | COM | 03674U201 | $7 | 10,909 | 0.0% |
| Innocoll Hldgs PLC SHS | SHS | G4783X105 | $10 | 14,914 | 0.0% |
| Quantum Corp COM Dssg | Common Stock | 747906204 | $15 | 18,359 | 0.0% |
| Alaska Communications SYS GR COM(ALSK) | Common Stock | 01167P101 | $19 | 11,587 | 0.0% |
| Serco Group PLC | ADR | 81748L209 | $21 | 11,857 | 0.0% |
| Safeway PDC LLC CVR | Right | 786CVR308 | $22 | 886,594 | 0.0% |
| Ocean RIG UDW Inc SHS | SHS | G66964100 | $23 | 13,205 | 0.0% |
| Vallourec SA Sponsore ADR New | ADR | 92023R308 | $23 | 18,265 | 0.0% |
| Novavax Inc COM | Common Stock | 670002104 | $23 | 18,568 | 0.0% |
| Second Sight MED Prods Inc COM | COM | 81362J100 | $24 | 12,252 | 0.0% |
| Sharp Corp ADR | ADR | 819882200 | $28 | 11,917 | 0.0% |
| Geron Corp COM(GERN) | COM | 374163103 | $28 | 13,497 | 0.0% |
| Limelight Networks Inc COM | Common Stock | 53261M104 | $32 | 12,524 | 0.0% |
| LI & Fund LTD | ADR | 501897102 | $32 | 36,645 | 0.0% |
| Dicerna Pharmaceuticals Inc COM(DRNAUSD) | COM | 253031108 | $34 | 11,796 | 0.0% |
| Five Star Quality Care Inc COM | Common Stock | 33832D106 | $34 | 12,421 | 0.0% |
| LEE Enterprises Inc COM | COM | 523768109 | $35 | 12,105 | 0.0% |
| Agrofresh Solutions COM(AGFSEUR) | COM | 00856G109 | $36 | 13,546 | 0.0% |
| Dryships Inc COM PAR New Added | COM | Y2109Q309 | $37 | 10,040 | 0.0% |
| Malayan Banking | ADR | 56108H105 | $40 | 11,283 | 0.0% |
| Dyax Corp COM Contigent Value Right | Right | 267CVR991 | $40 | 35,987 | 0.0% |
| Radiant Logistics Inc COM(RLGT) | COM | 75025X100 | $40 | 10,227 | 0.0% |
| Performance Sports Group LTD COM Deleted | COM | 71377G100 | $44 | 29,537 | 0.0% |
| Ladenburg Thalman FIN Svcs I COM | Common Stock | 50575Q102 | $46 | 18,827 | 0.0% |
| Vital Therapies Inc COM | Common Stock | 92847R104 | $49 | 11,239 | 0.0% |
| New Gold Inc CDA COM(NGD) | COM | 644535106 | $49 | 14,026 | 0.0% |
| MAN Group PLC | ADR | 56164U107 | $52 | 35,663 | 0.0% |
| Titan Pharmaceuticals Inc de COM New | COM | 888314309 | $52 | 13,034 | 0.0% |
| Universal Technical Inst Inc COM(UTI) | Common Stock | 913915104 | $52 | 17,720 | 0.0% |
| Marchex Inc CL B(MCHX) | CL B | 56624R108 | $53 | 20,098 | 0.0% |
| Ophthotech Corp COM | Common Stock | 683745103 | $54 | 11,091 | 0.0% |
| Jive Software Inc COM | COM | 47760A108 | $55 | 12,628 | 0.0% |
| NII Hldgs Inc COM | Common Stock | 62913F508 | $56 | 25,968 | 0.0% |
| Radisys Corp COM | COM | 750459109 | $57 | 12,834 | 0.0% |
| Zafgen Inc COM | COM | 98885E103 | $59 | 18,505 | 0.0% |
| Gener8 Maritime Inc COM | Common Stock | Y26889108 | $62 | 13,748 | 0.0% |
| Incitec Pivot LTD | ADR | 45326Y206 | $65 | 25,472 | 0.0% |
| Rigel Pharmaceuticals Inc COM New(RIGLUSD) | Common Stock | 766559603 | $66 | 27,697 | 0.0% |
| Zedge Inc CL B(ZDGE) | Common Stock | 98923T104 | $68 | 21,570 | 0.0% |
| Centrais Eletricas Brasileir Sponsored ADR Added(AXIA) | ADR | 15234Q207 | $69 | 10,108 | 0.0% |
| Pharmathene Inc COM | COM | 71714G102 | $69 | 21,097 | 0.0% |
| Hc2 Hldgs Inc COM | Common Stock | 404139107 | $71 | 11,979 | 0.0% |