Q4 2016 Holdings
Filed 2017-02-14 | 8290 holdings | $483.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Allscripts Healthcare Solutn | NOTE 1.250% 7/0 | 01988PAD0 | $41 | $44,000 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.990% 7/0 | 22943FAH3 | $41 | $39,000 | 0.0% |
| Ares Cap Corp | NOTE 4.375% 1/1 | 04010LAM5 | $42 | $41,000 | 0.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $42 | $41,000 | 0.0% |
| Huron Consulting Group Inc | NOTE 1.250%10/0 | 447462AB8 | $42 | $43,000 | 0.0% |
| Vipshop Hldgs LTD | NOTE 1.500% 3/1 | 92763WAA1 | $43 | $43,000 | 0.0% |
| Proofpoint Inc | DBCV 0.750% 6/1 | 743424AD5 | $43 | $38,000 | 0.0% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $45 | $45,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 1.500%10/1 | 09061GAF8 | $47 | $40,000 | 0.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $48 | $37,000 | 0.0% |
| Live Nation Entertainment in | DBCV 2.500% 5/1 | 538034AJ8 | $51 | $48,000 | 0.0% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $51 | $44,000 | 0.0% |
| JPMorgan Chase & Co(JPM)Call | COM | 46625H100 | $52 | 39 | 0.0% |
| ALJ Regional Hldgs Inc | COM | 001627108 | $53 | 12,000 | 0.0% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $54 | $50,000 | 0.0% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $55 | $60,000 | 0.0% |
| Toll Bros FIN Corp | NOTE 0.500% 9/1 | 88947EAM2 | $58 | $59,000 | 0.0% |
| Endocyte Inc | COM | 29269A102 | $58 | 22,941 | 0.0% |
| Advanced Semiconductor Engr | SPONSORED ADR | 00756M404 | $58 | 11,511 | 0.0% |
| Priceline GRP Inc | NOTE 0.900% 9/1 | 741503AX4 | $59 | $56,000 | 0.0% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $60 | $63,000 | 0.0% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $60 | $55,000 | 0.0% |
| Akamai Technologies Inc | DBCV 2/1 | 00971TAG6 | $60 | $58,000 | 0.0% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $65 | $48,000 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $66 | $71,000 | 0.0% |
| Groupon Inc | COM | 399473107 | $66 | 19,989 | 0.0% |
| Zynga Inc(ZNGAEUR) | CL A | 98986T108 | $71 | 27,420 | 0.0% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $72 | $71,000 | 0.0% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $72 | $68,000 | 0.0% |
| Cloud Peak Energy Inc(CLDEUR) | COM | 18911Q102 | $73 | 12,985 | 0.0% |
| Apollo Invt Corp | COM | 03761U106 | $75 | 12,807 | 0.0% |
| Investors Real Estate TR | SH BEN INT | 461730103 | $78 | 11,047 | 0.0% |
| Himax Technologies Inc(HIMX) | SPONSORED ADR | 43289P106 | $81 | 13,493 | 0.0% |
| Felcor Lodging TR Inc | COM | 31430F101 | $83 | 10,417 | 0.0% |
| Bioscrip Inc(BIOSEUR) | COM | 09069N108 | $83 | 80,000 | 0.0% |
| Nokia Corp(NOK) | SPONSORED ADR | 654902204 | $84 | 17,433 | 0.0% |
| Mizuho Finl Group Inc(MFG) | SPONSORED ADR | 60687Y109 | $91 | 25,300 | 0.0% |
| Companhia de Saneamento Basi(SAJA) | SPONSORED ADR | 20441A102 | $95 | 11,096 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $97 | 10,174 | 0.0% |
| Euronav NV Antwerpen(CMBT) | SHS | B38564108 | $98 | 12,361 | 0.0% |
| Aberdeen Australia Eqty FD I | COM | 003011103 | $98 | 18,079 | 0.0% |
| Clear Channel Outdoor Hldgs | CL A | 18451C109 | $101 | 20,000 | 0.0% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $103 | 10,120 | 0.0% |
| Cameco Corp(CCJ) | COM | 13321L108 | $109 | 10,422 | 0.0% |
| Gold Resource Corp(GORO) | COM | 38068T105 | $110 | 25,275 | 0.0% |
| Seaspan Corp | SHS | Y75638109 | $113 | 12,412 | 0.0% |
| Genworth Finl Inc(GNW) | COM CL A | 37247D106 | $117 | 30,714 | 0.0% |
| Mitek SYS Inc(MITK) | COM NEW | 606710200 | $123 | 20,000 | 0.0% |
| China Unicom (Hong Kong) LTD | SPONSORED ADR | 16945R104 | $129 | 11,152 | 0.0% |
| Dreyfus MUN Income Inc | COM | 26201R102 | $131 | 15,200 | 0.0% |