Q4 2016 Holdings
Filed 2017-02-14 | 107 holdings | $2.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Micron Techn 3.125 01May32 A | SDBCV | 595112AX1 | $156.9K | $68,523,000 | 6.1% |
| Alere Inc 3.0 31Dec49 SER B PFD | CVPFD | 01449J204 | $107.9K | 328,847 | 4.2% |
| Intel Corp 2.95 15Dec35 CV | SDB | 458140AD2 | $90.6K | $66,851,000 | 3.5% |
| Oasis Petrole 2.625 15Sep23 | SDBCV | 674215AJ7 | $89.2K | $64,098,000 | 3.5% |
| Ctrip.com Intl LT 1.99 01Jul25 | SDBCV | 22943FAH3 | $83.7K | $80,170,000 | 3.3% |
| Micron Tech Inc 2.125 15Feb33 | SDBCV | 595112AV5 | $75.7K | $36,026,000 | 3.0% |
| Depomed Inc 2.5 1Sep21 | SDBCV | 249908AA2 | $74.9K | $65,450,000 | 2.9% |
| Colony Financia 3.875 15Jan21 | SDBCV | 19624RAB2 | $73.4K | $73,253,000 | 2.9% |
| Starwood Prprty Tr3.75 15Oct17 | SDBCV | 85571BAC9 | $69.7K | $68,060,000 | 2.7% |
| Apollo Cmmrl Real 5.5 15Mar19 | SDBCV | 03762UAA3 | $69.3K | $66,031,000 | 2.7% |
| Starwood Waypoint 3.0 1Jul19 | SDB | 85571WAB5 | $69.2K | $63,184,000 | 2.7% |
| Spdr S&p500 ETF Trust(SPY)Put | COM | 78462F103 | $67.1K | 300,000 | 2.6% |
| Yahoo Inc 0.0 1Dec18 | SDBCV | 984332AF3 | $63.9K | $64,482,000 | 2.5% |
| Vector Group LTD 1.75 15Apr20 | SDBCV | 92240MBC1 | $63.6K | $55,118,000 | 2.5% |
| American Residential Prop 3.25 15Nov18 | SDBCV | U03002AA7 | $56.2K | $45,282,000 | 2.2% |
| Ironwood Pharmac 2.25 15Jun22 | SDBCV | 46333XAD0 | $55.7K | $48,427,000 | 2.2% |
| Biomarin Pharma 1.5 15Oct20 | SDBCV | 09061GAF8 | $55.1K | $46,709,000 | 2.2% |
| American Realty 3.0 1Aug18 | SDBCV | 02917TAA2 | $51.6K | $51,504,000 | 2.0% |
| Theravance Biopha 3.25 01Nov23 | SDB | 88339KAA0 | $49.0K | $42,667,000 | 1.9% |
| Emergent Biosol 2.875 15Jan21 | SDBCV | 29089QAB1 | $46.8K | $36,545,000 | 1.8% |
| Ctrip.com Inter 1.25 15Oct18 | SDBCV | 22943FAD2 | $39.4K | $34,008,000 | 1.5% |
| Twitter Inc 0.25 15Sep19 | SDBCV | 90184LAB8 | $39.1K | $41,659,000 | 1.5% |
| Incyte Corp LTD 1.25 15Nov20 | SDBCV | 45337CAN2 | $38.8K | $19,026,000 | 1.5% |
| Amex Energy Select Spdr IDX(XLE)Call | COM | 81369Y506 | $37.7K | 500,000 | 1.5% |
| Quidel Corp 3.25 15Dec20 | SDBCV | 74838JAA9 | $36.5K | $36,807,000 | 1.4% |
| 51Job Inc 3.25 15Apr19 | SDBCV | 316827AC8 | $33.7K | $31,985,000 | 1.3% |
| Ligand Pharma 0.75 15Aug19 | SDBCV | 53220KAD0 | $31.6K | $21,855,000 | 1.2% |
| Fireeye Inc 1.0 1Jun35 | SDBCV | 31816QAB7 | $30.2K | $32,707,000 | 1.2% |
| Apple Inc(AAPL)Put | COM | 037833100 | $26.6K | 230,000 | 1.0% |
| Apple Inc(AAPL)Call | COM | 037833100 | $26.6K | 230,000 | 1.0% |
| Alibaba Group Holding-Sp(BABA)Put | COM | 01609W102 | $26.3K | 300,000 | 1.0% |
| Spirit Realty 2.875 15May19 | SDBCV | 84860WAA0 | $26.2K | $25,177,000 | 1.0% |
| Amag Pharmaceutls 2.5 15Feb19 | SDBCV | 00163UAA4 | $26.0K | $18,363,000 | 1.0% |
| SM Energy Co 1.5 01Jul21 | SDBCV | 78454LAM2 | $25.7K | $22,129,000 | 1.0% |
| Repligen Corp 2.125 01Jun21 | SDBCV | 759916AA7 | $25.0K | $21,427,000 | 1.0% |
| Molina Health 1.125 15Jan20 | SDBCV | 60855RAC4 | $24.0K | $16,690,000 | 0.9% |
| Inphi Corp 1.125 1Dec20 | SDBCV | 45772FAB3 | $23.8K | $18,350,000 | 0.9% |
| Vipshop Hldg LTD 1.5 15Mar19 | SDBCV | 92763WAA1 | $23.2K | $23,244,000 | 0.9% |
| Finisar Corp 0.5 15Dec33 | SDBCV | 31787AAM3 | $23.0K | $19,400,000 | 0.9% |
| Timkensteel 6.0 1Jun21 | SDB | 887399AA1 | $22.4K | $15,335,000 | 0.9% |
| Consolidated-Tom 4.5 15Mar20 | SDB | 210226AB2 | $22.1K | $22,166,000 | 0.9% |
| TTM Technologies 1.75 15Dec20 | SDBCV | 87305RAD1 | $20.6K | $13,492,000 | 0.8% |
| Allegheny Techn 4.75 01Jul22 | SDB | 01741RAG7 | $18.5K | $13,787,000 | 0.7% |
| Colony Financial 5.0 15Apr23 | SDBCV | 19624RAA4 | $18.1K | $17,738,000 | 0.7% |
| Workday Inc 1.5 15Jul20 | SDBCV | 98138HAD3 | $17.6K | $15,904,000 | 0.7% |
| Micron Tech 1.625 15Feb33 | SDBCV | 595112AU7 | $16.9K | $8,330,000 | 0.7% |
| Terraform Global Inc | COM | 88104M101 | $15.9K | 4,022,765 | 0.6% |
| Sunpower Corp 4.0 15Jan23 | SDBCV | 867652AL3 | $15.7K | $21,899,000 | 0.6% |
| Microsoft Corp(MSFT)Put | COM | 594918104 | $15.5K | 250,000 | 0.6% |
| Microsoft Corp(MSFT)Call | COM | 594918104 | $15.5K | 250,000 | 0.6% |