Q4 2016 Holdings
Filed 2017-02-14 | 13500 holdings | $3.2B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Adamis Pharmaceuticals Corp | COM NEW | 00547W208 | $4 | 1,268 | 0.0% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $4 | $4,000 | 0.0% |
| Ishares TR(SMMV) | EDGE MSCI MINM | 46435G433 | $4 | 138 | 0.0% |
| First TR Exch TRD Alpha FD I(FHK) | HONG KONG ALPH | 33737J240 | $4 | 111 | 0.0% |
| Image Sensing SYS Inc(ISNS) | COM | 45244C104 | $4 | 959 | 0.0% |
| Applied DNA Sciences Inc | COM NEW | 03815U201 | $4 | 2,035 | 0.0% |
| Ashford Hospitality Prime in | PFD CV SER B | 044102507 | $4 | 200 | 0.0% |
| Incyte Corp | NOTE 0.375%11/1 | 45337CAM4 | $4 | $2,000 | 0.0% |
| Blue Nile Inc | COM | 09578R103 | $4 | 109 | 0.0% |
| Firsthand Tech Value FD Inc(SVVC) | COM | 33766Y100 | $4 | 539 | 0.0% |
| Histogenics Corp | COM | 43358V109 | $4 | 2,294 | 0.0% |
| JPMorgan China Region FD Inc | COM | 48126T104 | $4 | 234 | 0.0% |
| Eyegate Pharmaceuticals Inc | COM | 30233M107 | $4 | 2,488 | 0.0% |
| Ramco-Gershenson Pptys TR | COM SH BEN INT | 751452202 | $4 | 257 | 0.0% |
| Grupo Simec S A B de C V(SIM) | ADR | 400491106 | $4 | 290 | 0.0% |
| Enerjex Resources Inc | COM PAR $0.001 | 292758406 | $4 | 14,932 | 0.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $4 | $4,000 | 0.0% |
| Acasti Pharma Inc | CL A NEW | 00430K402 | $4 | 3,333 | 0.0% |
| Global Self Storage Inc(SELF) | COM | 37955N106 | $4 | 915 | 0.0% |
| Global Partner Acquisition C | COM | 37954X105 | $4 | 400 | 0.0% |
| KB Home | NOTE 1.375% 2/0 | 48666KAS8 | $4 | $4,000 | 0.0% |
| Envirostar Inc | COM | 29414M100 | $4 | 299 | 0.0% |
| Homeaway Inc | NOTE 0.125% 4/0 | 43739QAB6 | $4 | $4,000 | 0.0% |
| Differential Brands Group in | COM | 25374L108 | $4 | 1,628 | 0.0% |
| Sound Finl Bancorp Inc(SFBC) | COM | 83607A100 | $4 | 130 | 0.0% |
| Pingtan Marine Enterprise LT | SHS | G7114V102 | $4 | 2,536 | 0.0% |
| Ascendis Pharma A S(ASND) | SPONSORED ADR | 04351P101 | $4 | 200 | 0.0% |
| Unilever N V(UNUSD)Call | N Y SHS NEW | 904784709 | $4 | 100 | 0.0% |
| Smart & Final Stores Inc | COM | 83190B101 | $4 | 300 | 0.0% |
| Oppenheimer REV Weighted ETF | GBL GRW REF ETF | 68386C708 | $4 | 79 | 0.0% |
| Proshares TR(UPW) | PSHS ULTRA UTIL | 74347R685 | $4 | 107 | 0.0% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $4 | $4,000 | 0.0% |
| Phaserx Inc(PZRXQ) | COM | 71723F103 | $4 | 2,813 | 0.0% |
| Liberty Interactive Corp | QVC GP COM SER B | 53071M203 | $4 | 200 | 0.0% |
| SPI Energy Co LTD | SPON ADR | 78470H109 | $4 | 1,891 | 0.0% |
| Wisdomtree TR | INTL HDG SMLCP | 97717X529 | $4 | 159 | 0.0% |
| Renn FD Inc(RCG) | COM | 759720105 | $4 | 3,498 | 0.0% |
| Direxion SHS ETF TR | 7-10YR TR BEAR | 25459Y108 | $4 | 150 | 0.0% |
| United Bancorp Inc Ohio(UBCP) | COM | 909911109 | $4 | 326 | 0.0% |
| Rosetta Genomics LTD | SHS NEW NIS | M82183126 | $4 | 8,697 | 0.0% |
| Sunpower Corp | DBCV 0.750% 6/0 | 867652AG4 | $4 | $4,000 | 0.0% |
| Rexahn Pharmaceuticals Inc | COM | 761640101 | $4 | 29,725 | 0.0% |
| Microbot MED Inc | COM | 59503A105 | $4 | 768 | 0.0% |
| Dryships Inc | COM PAR NEW | Y2109Q309 | $4 | 1,204 | 0.0% |
| Saban Cap Acquisition Corp | *W EXP 09/21/202 | 78516C114 | $4 | 4,700 | 0.0% |
| Vistagen Therapeutics Inc(VTGNUSD) | COM NEW | 92840H202 | $4 | 1,040 | 0.0% |
| Davidstea Inc(DTEAF) | COM | 238661102 | $4 | 558 | 0.0% |
| Minco Gold Corporation | COM | 60254D108 | $4 | 21,602 | 0.0% |
| Tanzanian Royalty Expl Corp | COM | 87600U104 | $4 | 7,300 | 0.0% |
| Renaissance Cap Greenwich FD(IPOS) | INTNTL IPO ETF | 759937303 | $4 | 200 | 0.0% |