Q4 2016 Holdings
Filed 2017-02-14 | 13500 holdings | $3.2B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Proteon Therapeutics Inc | COM | 74371L109 | $5 | 2,782 | 0.0% |
| Hanwha Q Cell Co LTD | SPONSORED ADR NE | 41135V301 | $5 | 553 | 0.0% |
| Sandridge Mississippian TR I | SH BEN INT | 80007V106 | $6 | 3,957 | 0.0% |
| Wisdomtree TR(QSIG) | FNDMTL SRT CRP | 97717X156 | $6 | 120 | 0.0% |
| First GTY Bancshares Inc(FGBI) | COM | 32043P106 | $6 | 250 | 0.0% |
| Syndax Pharmaceuticals Inc(SNDX) | COM | 87164F105 | $6 | 808 | 0.0% |
| VTV Therapeutics Inc | CL A | 918385105 | $6 | 1,195 | 0.0% |
| Indexiq ETF TR | HDGD FTSE EURO | 45409B552 | $6 | 355 | 0.0% |
| SSgA Active ETF TR | MFS SYS COR EQ | 78467V806 | $6 | 100 | 0.0% |
| Vaneck Vectors ETF TR | TREAS HEDGED HIG | 92189F395 | $6 | 254 | 0.0% |
| Tyson Foods Inc | UNIT 99/99/9999 | 902494301 | $6 | $9,000 | 0.0% |
| Vaneck Vectors ETF TR | EMERGING MKTS AG | 92189F478 | $6 | 298 | 0.0% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $6 | $6,000 | 0.0% |
| Electrum SPL Acquisition COR | UNIT 99/99/9999 | G3105C120 | $6 | 575 | 0.0% |
| Xcel Brands Inc | COM NEW | 98400M101 | $6 | 1,271 | 0.0% |
| Synacor Inc(SYNC) | COM | 871561106 | $6 | 2,002 | 0.0% |
| Dextera Surgical Inc | COM | 252366109 | $6 | 5,982 | 0.0% |
| Tandem Diabetes Care Inc | COM | 875372104 | $6 | 2,794 | 0.0% |
| Imprimis Pharmaceuticals Inc | COM NEW | 45323A201 | $6 | 2,266 | 0.0% |
| Five Star Quality Care Inc | COM | 33832D106 | $6 | 2,511 | 0.0% |
| Sino Global Shipping Amer LT | COM | 82935V109 | $6 | 1,939 | 0.0% |
| Global X FDS(CHIQ) | CHINA CONS ETF | 37950E408 | $6 | 555 | 0.0% |
| Hilton Grand Vacations Inc(HGV) | COM | 43283X105 | $6 | 225 | 0.0% |
| Griffin INL Rlty Inc | COM | 398231100 | $6 | 169 | 0.0% |
| Global X FDS | CHINA INDL ETF | 37950E705 | $6 | 500 | 0.0% |
| Fidelity(FMAT) | MSCI MATLS INDEX | 316092881 | $6 | 223 | 0.0% |
| Highway Hldgs LTD | ORD | G4481U106 | $6 | 2,055 | 0.0% |
| Suntrust BKS Inc | *W EXP 12/31/201 | 867914129 | $6 | 270 | 0.0% |
| Richmont Mines Inc | COM | 76547T106 | $6 | 848 | 0.0% |
| REX Energy Corporation | COM | 761565100 | $6 | 13,281 | 0.0% |
| Revolution Lighting Technolo | COM NEW | 76155G206 | $6 | 1,050 | 0.0% |
| Five Oaks Invt Corp | COM | 33830W106 | $6 | 1,251 | 0.0% |
| Proshares TR | ALTRNTV SOLUTN | 74347B813 | $6 | 168 | 0.0% |
| Reliv Intl Inc | COM NEW | 75952R209 | $6 | 1,310 | 0.0% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $6 | $6,000 | 0.0% |
| Wisdomtree TR | JAP HDG QTLY DIV | 97717X586 | $6 | 241 | 0.0% |
| Level 3 Communications IncPut | COM NEW | 52729N308 | $6 | 100 | 0.0% |
| Proshares TR | RAFI LG SHT FD | 74347X310 | $6 | 141 | 0.0% |
| WSI Inds Inc | COM | 92932Q102 | $6 | 2,153 | 0.0% |
| Leaf Group LTD(LEAF) | COM | 52177G102 | $6 | 883 | 0.0% |
| Mattel Inc(MAT)Put | COM | 577081102 | $6 | 200 | 0.0% |
| Aixtron SE | SPONSORED ADR | 009606104 | $6 | 1,742 | 0.0% |
| NII Hldgs Inc | COM PAR $0.001 | 62913F508 | $6 | 2,915 | 0.0% |
| Macquarie Infrastructure COR | NOTE 2.875% 7/1 | 55608BAA3 | $6 | $5,000 | 0.0% |
| Can-Fite Biopharma LTD | SPONSORED ADR | 13471N102 | $6 | 2,425 | 0.0% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $6 | $6,000 | 0.0% |
| Kalvista Pharmaceuticals Inc(KALV) | COM | 483497103 | $6 | 909 | 0.0% |
| DBX ETF TR | INVT GD BD INT | 233051739 | $6 | 261 | 0.0% |
| Tantech Hldgs LTD | COM | G8675X107 | $6 | 2,821 | 0.0% |
| Theravance Biopharma Inc(TBPH) | COM | G8807B106 | $6 | 200 | 0.0% |