Q4 2016 Holdings
Filed 2017-02-14 | 13500 holdings | $3.2B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Fuel Tech Inc(FTEK) | COM | 359523107 | $7 | 6,069 | 0.0% |
| Spdr Index SHS FDS(QWLD) | MSCI WRLD STRGIC | 78463X418 | $7 | 118 | 0.0% |
| Claymore Exchange TRD FD TR | WLSHR US REIT | 18383M472 | $7 | 143 | 0.0% |
| Kadmon Hldgs Inc(KDMN) | COM | 48283N106 | $7 | 1,314 | 0.0% |
| Discovery Communicatns New | COM SER B | 25470F203 | $7 | 270 | 0.0% |
| Global X FDS(AGNG) | LNTY THMTC ETF | 37954Y772 | $7 | 450 | 0.0% |
| Infinera Corporation(INFNEUR)Call | COM | 45667G103 | $8 | 1,000 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $8 | 1,301,798 | 0.0% |
| Colony Bankcorp Inc(CBAN) | COM | 19623P101 | $8 | 587 | 0.0% |
| Kla-Tencor Corp(KLAC)Put | COM | 482480100 | $8 | 100 | 0.0% |
| Coffee Hldgs Inc(JVA) | COM | 192176105 | $8 | 1,618 | 0.0% |
| Ishares TR(JPXN) | JPX NIKKEI 400 | 464287382 | $8 | 160 | 0.0% |
| Diversified Rstrnt Hldgs Inc | COM | 25532M105 | $8 | 5,561 | 0.0% |
| Real Goods Solar Inc | CL A NEW | 75601N302 | $8 | 32,991 | 0.0% |
| Corbus Pharmaceuticals Hldgs(CRBPEUR) | COM | 21833P103 | $8 | 1,000 | 0.0% |
| Globus Maritime Limited New | SHS NEW | Y27265308 | $8 | 1,894 | 0.0% |
| Cumberland Pharmaceuticals I(CPIX) | COM | 230770109 | $8 | 1,496 | 0.0% |
| Global X FDS | MSCI GREECE ETF | 37950E366 | $8 | 1,000 | 0.0% |
| Forward Inds Inc N Y(FORDUSD) | COM NEW | 349862300 | $8 | 6,024 | 0.0% |
| Cemex SAB de CV(CX)Put | SPON ADR NEW | 151290889 | $8 | 1,040 | 0.0% |
| Contrafect Corp(CFRXEUR) | COM | 212326102 | $8 | 4,800 | 0.0% |
| Spdr Index SHS FDS(QEMM) | MSCI EMRG MKTS | 78463X426 | $8 | 158 | 0.0% |
| Rocky MTN Chocolate Factory(RMCF) | COM | 77467X101 | $8 | 746 | 0.0% |
| CVS Health Corp(CVS)Call | COM | 126650100 | $8 | 100 | 0.0% |
| Arqule Inc(ARQLUSD) | COM | 04269E107 | $8 | 6,000 | 0.0% |
| China Natural Resources Inc(CHNR) | COM | G2110U109 | $8 | 3,390 | 0.0% |
| Cardiome Pharma Corp | COM NO PAR | 14159U301 | $8 | 2,980 | 0.0% |
| The One Group Hospitality in(STKS) | COM | 88338K103 | $8 | 3,690 | 0.0% |
| Aoxing Pharmaceutical Co Inc(AOXG) | COM | 03740A106 | $8 | 25,556 | 0.0% |
| Performant Finl Corp(PFMTUSD) | COM | 71377E105 | $8 | 3,577 | 0.0% |
| Wecast Network Inc | COM | 94850Q106 | $8 | 6,413 | 0.0% |
| Proshares TR(RINF) | INFLATN EXPECTNS | 74348A814 | $8 | 290 | 0.0% |
| Flexshares TR(ESG) | STOX ESG INDEX | 33939L696 | $8 | 159 | 0.0% |
| Origo Acquisition Corp | SHS | G67789126 | $8 | 800 | 0.0% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $8 | $3,000 | 0.0% |
| First Capital Inc(FCAP) | COM | 31942S104 | $8 | 239 | 0.0% |
| Embotelladora Andina S A(AKO/A) | SPON ADR A | 29081P204 | $8 | 372 | 0.0% |
| Oramed Pharm Inc(ORMP) | COM NEW | 68403P203 | $8 | 1,359 | 0.0% |
| Advisorshares TR(CWS) | ADVISORSHS ETF | 00768Y560 | $8 | 297 | 0.0% |
| Versar Inc | COM | 925297103 | $8 | 5,655 | 0.0% |
| Aradigm Corp(ARDMEUR) | COM NO PAR NEW | 038505400 | $8 | 4,773 | 0.0% |
| Aquinox Pharmaceuticals Inc | COM | 03842B101 | $8 | 500 | 0.0% |
| Seagate Technology PLC(STX)Call | SHS | G7945M107 | $8 | 200 | 0.0% |
| Williams Clayton Energy Inc | COM | 969490101 | $8 | 72 | 0.0% |
| Rewalk Robotics LTD | SHS | M8216Q101 | $8 | 2,909 | 0.0% |
| Legg Mason ETF Equity TR | US DIV COR ETF | 52468L307 | $8 | 300 | 0.0% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $8 | $3,000 | 0.0% |
| Hailiang ED Group Inc | SPONSORED ADR | 40522L108 | $8 | 1,061 | 0.0% |
| Neuralstem Inc | COM | 64127R302 | $8 | 29,298 | 0.0% |
| Harvest Cap CR Corp(HCAP) | COM | 41753F109 | $8 | 594 | 0.0% |