Q4 2016 Holdings
Filed 2017-02-14 | 13500 holdings | $3.2B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| GTY Technology Holdings Inc | UNIT 99/99/9999 | G4182A110 | $1 | 80 | 0.0% |
| First TR Exch Traded FD III(HUSV) | HORIZON DMST ETF | 33739P889 | $1 | 47 | 0.0% |
| Terreno Rlty Corp(TRNO) | COM | 88146M101 | $1 | 19 | 0.0% |
| Galectin Therapeutics Inc(GALT) | COM NEW | 363225202 | $1 | 841 | 0.0% |
| LG Display Co LTD(LPL)Put | SPONS ADR REP | 50186V102 | $1 | 100 | 0.0% |
| Brookfield CDA Office Pptys | TR UNIT | 112823109 | $1 | 53 | 0.0% |
| Rennova Health Inc | *W EXP 06/30/202 | 759757123 | $1 | 30,100 | 0.0% |
| Proshares TR | ULTRASHORT GOLD | 74348A194 | $1 | 33 | 0.0% |
| China Information Technology | COM | G21174100 | $1 | 1,500 | 0.0% |
| Barclays BK PLC | TRES 5YR BEAR | 06740P643 | $1 | 31 | 0.0% |
| First Acceptance Corp(FACO) | COM | 318457108 | $1 | 1,337 | 0.0% |
| China Ceramics Co LTD | SHS NEW | G2113X134 | $1 | 683 | 0.0% |
| The9 LTD | ADR | 88337K104 | $1 | 967 | 0.0% |
| CF Corp | *W EXP 05/25/202 | G20307115 | $1 | 500 | 0.0% |
| RXI Pharmaceuticals Corp New | *W EXP 12/21/202 | 74979C113 | $1 | 5,600 | 0.0% |
| JM Global Hldg Co | COM | 46590H101 | $1 | 100 | 0.0% |
| Pathfinder Bancorp Inc MD(PBHC) | COM | 70319R109 | $1 | 100 | 0.0% |
| John Hancock Exchange Traded | MLTFACTR UTILS | 47804J867 | $1 | 22 | 0.0% |
| Prana Biotechnology LTD | SPON ADR NEW | 739727204 | $1 | 442 | 0.0% |
| Nord Anglia Education Inc | SHS | G6583A102 | $1 | 31 | 0.0% |
| Sussex Bancorp | COM | 869245100 | $1 | 34 | 0.0% |
| Forestar Group Inc | NOTE 3.750% 3/0 | 346232AB7 | $1 | $1,000 | 0.0% |
| Cancer Genetics Inc(CGIXUSD) | COM | 13739U104 | $1 | 678 | 0.0% |
| Prism Technologies Group Inc(PRZM) | COM | 74273Y100 | $1 | 3,376 | 0.0% |
| Tokai Pharmaceuticals Inc | COM | 88907J107 | $1 | 1,439 | 0.0% |
| Asia Pacific Wire & Cable Co(APWC) | ORD | G0535E106 | $1 | 200 | 0.0% |
| Radio One Inc | CL A | 75040P108 | $1 | 325 | 0.0% |
| Jensyn Acquisition Corp | COM | 47632B102 | $1 | 100 | 0.0% |
| RLJ Entmt Inc | COM NEW | 74965F203 | $2 | 1,165 | 0.0% |
| Sandisk Corp | NOTE 0.500%10/1 | 80004CAF8 | $2 | $2,000 | 0.0% |
| Rydex ETF Trust | GUGGENHEIM S&P | 78355W478 | $2 | 60 | 0.0% |
| Prima Biomed LTD | SPONSORED ADR LE | 74154B302 | $2 | 731 | 0.0% |
| Stellar Biotechnologies Inc | COM NEW | 85855A203 | $2 | 1,121 | 0.0% |
| Rand Logistics Inc | COM | 752182105 | $2 | 2,153 | 0.0% |
| Jetblue Airways Corp(JBLU)Put | COM | 477143101 | $2 | 100 | 0.0% |
| Proshares TR | HDG FTSE JAPAN | 74347B599 | $2 | 62 | 0.0% |
| Finjan Hldgs Inc(FNJNUSD) | COM NEW | 31788H303 | $2 | 2,020 | 0.0% |
| Cameco Corp(CCJ)Call | COM | 13321L108 | $2 | 200 | 0.0% |
| Psivida Corp | COM | 74440J101 | $2 | 1,171 | 0.0% |
| CKX Lands Inc(CKX) | COM | 12562N104 | $2 | 150 | 0.0% |
| Ensco PLCCall | SHS CLASS A | G3157S106 | $2 | 200 | 0.0% |
| Bioamber Inc | *W EXP 05/09/201 | 09072Q114 | $2 | 2,550 | 0.0% |
| Research Frontiers Inc(REFR) | COM | 760911107 | $2 | 991 | 0.0% |
| Spark Networks Inc | COM | 84651P100 | $2 | 2,315 | 0.0% |
| Petroquest Energy Inc | COM NEW | 716748306 | $2 | 663 | 0.0% |
| Tonix Pharmaceuticals Hldg C | COM NEW | 890260201 | $2 | 5,000 | 0.0% |
| John Hancock Exchange Traded | MLTFCTR CONSMR | 47804J875 | $2 | 62 | 0.0% |
| Fusion Telecomm Intl Inc | COM NEW | 36113B400 | $2 | 1,400 | 0.0% |
| Torchlight Energy RES Inc | COM | 89102U103 | $2 | 2,109 | 0.0% |
| Perma-Fix Environmental Svcs(PESI) | COM NEW | 714157203 | $2 | 540 | 0.0% |