Q4 2016 Holdings
Filed 2017-02-14 | 164 holdings | $154.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Citigroup Inc | W EXP 01/04/201 | 172967226 | $44 | 292,200 | 0.0% |
| Advent Clay Conv SEC Inc FD | COM | 007639107 | $139 | 23,700 | 0.0% |
| Arbor Rlty TR Inc(ABR) | COM | 038923108 | $162 | 21,763 | 0.0% |
| Zweig FD | COM NEW | 989834205 | $191 | 15,800 | 0.0% |
| Cohen & Steers Infrastructur(UTF) | COM | 19248A109 | $194 | 10,000 | 0.0% |
| Calamos Global Total Return(CGO) | COM SH BEN INT | 128118106 | $195 | 18,500 | 0.0% |
| Cohen & Steers Global Inc BL | COM | 19248M103 | $195 | 22,900 | 0.0% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $206 | 25,200 | 0.0% |
| Tarena Intl Inc | ADR | 876108101 | $268 | 17,900 | 0.0% |
| Royce Value TR Inc(RVT) | COM | 780910105 | $298 | 22,241 | 0.0% |
| Lazard GLB TTL Ret&incm FD I(XLGIX) | COM | 52106W103 | $299 | 21,764 | 0.0% |
| Zeltiq Aesthetics Inc | COM | 98933Q108 | $357 | 8,200 | 0.0% |
| Principal Real Estate Income(PGZ) | SHS BEN INT | 74255X104 | $393 | 24,600 | 0.0% |
| Franklin LTD Duration Inc TR(FTF) | COM | 35472T101 | $396 | 32,900 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $396 | 74,800 | 0.0% |
| Wells Fargo Advantage Multi(ERC) | COM SHS | 94987D101 | $409 | 31,900 | 0.0% |
| Nuveen All Cap ENE MLP Oppo | COM | 67075E108 | $426 | 42,400 | 0.0% |
| Keryx Biopharmaceuticals Inc | COM | 492515101 | $461 | 78,600 | 0.0% |
| Central Secs Corp(CET) | COM | 155123102 | $475 | 21,800 | 0.0% |
| Eaton Vance TX ADV GLB DIV O(ETO) | COM | 27828U106 | $514 | 24,676 | 0.0% |
| Nxstage Medical Inc | COM | 67072V103 | $532 | 20,300 | 0.0% |
| Syneron Medical LTD | ORD SHS | M87245102 | $543 | 64,700 | 0.0% |
| Bluebird BIO Inc | COM | 09609G100 | $555 | 9,000 | 0.0% |
| Pacholder High Yield FD Inc | COM | 693742108 | $560 | 77,800 | 0.0% |
| Morgan Stanley China A SH FD(XCAFX) | COM | 617468103 | $596 | 35,100 | 0.0% |
| Alexion Pharmaceuticals Inc(ALXN) | COM | 015351109 | $600 | 4,900 | 0.0% |
| Ishares TR(INDA) | MSCI INDIA ETF | 46429B598 | $619 | 23,100 | 0.0% |
| United Therapeutics Corp del(UTHR) | COM | 91307C102 | $645 | 4,500 | 0.0% |
| Duff & Phelps Slct Engy MLP | COM | 26433F108 | $657 | 86,700 | 0.0% |
| Baxter Intl Inc(BAX) | COM | 071813109 | $683 | 15,400 | 0.0% |
| Flaherty&crmn PFD SEC Incom(XFFCX) | COM | 338478100 | $697 | 37,000 | 0.0% |
| Clovis Oncology Inc(CLVSEUR) | COM | 189464100 | $702 | 15,800 | 0.0% |
| Corindus Vascular Robotics I(CVRSEUR) | COM | 218730109 | $707 | 1,012,054 | 0.0% |
| Pioneer High Income TR(PHT) | COM | 72369H106 | $708 | 69,300 | 0.0% |
| Doubleline Income Solutions(DSL) | COM | 258622109 | $708 | 37,300 | 0.0% |
| Goldman Sachs MLP Energy REN | COM | 38148G107 | $710 | 98,700 | 0.0% |
| Dreyfus High Yield Strategie | SH BEN INT | 26200S101 | $710 | 211,300 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $747 | 139,058 | 0.0% |
| Editas Medicine Inc(EDIT) | COM | 28106W103 | $818 | 50,400 | 0.0% |
| Tekla Life Sciences Invs(HQL) | SH BEN INT | 87911K100 | $825 | 48,545 | 0.0% |
| Wisdomtree TR(EPI) | INDIA ERNGS FD | 97717W422 | $832 | 41,200 | 0.0% |
| Netease Inc(NTES) | SPONSORED ADR | 64110W102 | $947 | 4,400 | 0.0% |
| Doubleline Opportunistic CR(DBL) | COM | 258623107 | $1.0K | 43,400 | 0.0% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $1.1K | 12,000 | 0.0% |
| Galapagos NV(GLPG) | SPON ADR | 36315X101 | $1.1K | 17,170 | 0.0% |
| Duke Energy Corp New(DUK) | COM NEW | 26441C204 | $1.1K | 14,800 | 0.0% |
| Goldman Sachs BDC Inc(GSBD) | SHS | 38147U107 | $1.2K | 53,000 | 0.0% |
| NMI Hldgs Inc(NMIH) | CL A | 629209305 | $1.3K | 120,300 | 0.0% |
| Alpine Global Premier Pptys | COM SBI | 02083A103 | $1.4K | 273,100 | 0.0% |
| Gabelli Equity TR Inc(GAB) | COM | 362397101 | $1.5K | 262,795 | 0.0% |