Q4 2016 Holdings
Filed 2017-02-13 | 622 holdings | $103.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-03-03) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Avista Healthcare PUB ACQ Co(AVA) | W EXP 99/99/999 | G0726L117 | $0 | 30,000 | 0.0% |
| GTY Technology Holdings Inc | W EXP 99/99/999 | G4182A128 | $0 | 10,000 | 0.0% |
| Calpine CorpCall | CALL | 131347904 | $0 | 75,000 | 0.0% |
| Capnia Inc | W EXP 11/12/201 | 14066L113 | $3 | 30,000 | 0.0% |
| Jensyn Acquisition Corp | W EXP 03/01/202 | 47632B110 | $4 | 40,000 | 0.0% |
| Double Eagle Acquisition COR | W EXP 09/16/202 | G28195116 | $5 | 10,668 | 0.0% |
| Stellar Acquisition III Inc | W EXP 03/22/202 | Y8172W115 | $5 | 25,000 | 0.0% |
| Jensyn Acquisition Corp | RIGHT 99/99/9999 | 47632B128 | $11 | 45,000 | 0.0% |
| Saban Capital Acquisition Co | W EXP 09/21/202 | 78516C114 | $12 | 12,500 | 0.0% |
| Rennova Health Inc | W EXP 06/30/202 | 759757123 | $13 | 564,260 | 0.0% |
| Harmony Merger Corp | W EXP 01/01/202 | 413247123 | $25 | 65,620 | 0.0% |
| Intellipharmaceutics Interna | COM | 458173101 | $28 | 10,000 | 0.0% |
| Delcath Systems Inc | COM | 24661P500 | $39 | 42,764 | 0.0% |
| Seanergy Maritime Hldgs Corp | W EXP 11/10/202 | Y73760145 | $43 | 125,300 | 0.0% |
| Sophiris BIO Inc | COM | 83578Q209 | $90 | 32,143 | 0.0% |
| Superconductor Technologies | COM | 867931503 | $109 | 88,326 | 0.0% |
| Cytrx Corp | COM | 232828509 | $110 | 296,102 | 0.0% |
| Fireeye IncCall | CALL | 31816Q901 | $119 | 10,000 | 0.0% |
| RXI Pharmaceuticals Corp | COM | 74979C501 | $153 | 214,406 | 0.0% |
| Liberty Tripadvisor HDG | SER A COM | 531465102 | $161 | 10,709 | 0.0% |
| Calpine Corp | COM | 131347304 | $189 | 16,500 | 0.0% |
| Yandex N V(NBIS) | CL A | N97284108 | $201 | 10,000 | 0.0% |
| Madison Square Garden Co NewPut | PUT | 55825T953 | $215 | 10,000 | 0.0% |
| Pacwest Bancorp delCall | CALL | 695263903 | $218 | 4,000 | 0.0% |
| NRG Energy IncCall | CALL | 629377908 | $219 | 17,900 | 0.0% |
| Priceline GRP Inc | COM | 741503403 | $220 | 150 | 0.0% |
| Oasis Petroleum Inc | COM | 674215108 | $227 | 15,000 | 0.0% |
| CF Industries Holdings Inc(CF) | COM | 125269100 | $229 | 7,280 | 0.0% |
| Staples Inc | COM | 855030102 | $235 | 26,000 | 0.0% |
| Fairmount Santrol Holdings Inc | COM | 30555Q108 | $236 | 20,000 | 0.0% |
| Tailored Brands Inc | COM | 87403A107 | $236 | 9,250 | 0.0% |
| U S Energy Corp - Wyoming | COM | 911805208 | $241 | 188,360 | 0.0% |
| Kroger Co(KR) | COM | 501044101 | $242 | 7,000 | 0.0% |
| Patriot National Inc | COM | 70338T102 | $242 | 51,971 | 0.0% |
| Stellar Acquisition III Inc | COM | Y8172W107 | $250 | 25,000 | 0.0% |
| Saban Capital Acquisition Co | COM | 78516C106 | $250 | 25,000 | 0.0% |
| Vulcan Materials STKPut | PUT | 929160959 | $250 | 2,000 | 0.0% |
| Concho Resources Inc(CXOEUR) | COM | 20605P101 | $265 | 2,000 | 0.0% |
| Anglogold Ashanti LTDPut | PUT | 035128956 | $266 | 25,300 | 0.0% |
| Cypress Semiconductor Corp(CYEUR) | COM | 232806109 | $271 | 23,652 | 0.0% |
| Ctrip.com International(CTRPUSD) | COM | 22943F100 | $292 | 7,300 | 0.0% |
| Columbia Sportswear Co(COLM) | COM | 198516106 | $292 | 5,000 | 0.0% |
| Superior Energy Services Inc | COM | 868157108 | $295 | 17,500 | 0.0% |
| M & T Bank Corporation(MTB) | COM | 55261F104 | $297 | 1,900 | 0.0% |
| Raytheon STK(RTN1USD) | COM | 755111507 | $298 | 2,100 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | CL A | G0726L125 | $302 | 30,000 | 0.0% |
| Canadian Solar IncPut | PUT | 136635959 | $305 | 25,000 | 0.0% |
| BB&T Corporation(BBTUSD) | COM | 054937107 | $324 | 6,885 | 0.0% |
| GTY Technology Holdings Inc | CL A | G4182A102 | $330 | 30,000 | 0.0% |
| Ecolab Inc(ECL) | COM | 278865100 | $330 | 2,811 | 0.0% |