Q1 2017 Holdings
Filed 2017-05-10 | 8339 holdings | $499.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Intel Corp | SDCV 12/1 | 458140AD2 | $48 | $35,000 | 0.0% |
| Live Nation Entertainment in | DBCV 2.500% 5/1 | 538034AJ8 | $48 | $44,000 | 0.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $49 | $34,000 | 0.0% |
| Regeneron Pharmaceuticals(REGN)Call | COM | 75886F107 | $49 | 20 | 0.0% |
| Procter and Gamble Co(PG)Call | COM | 742718109 | $49 | 60 | 0.0% |
| Proofpoint Inc | DBCV 0.750% 6/1 | 743424AD5 | $49 | $43,000 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $52 | $53,000 | 0.0% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $52 | $53,000 | 0.0% |
| Akamai Technologies Inc | DBCV 2/1 | 00971TAG6 | $53 | $54,000 | 0.0% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $55 | $44,000 | 0.0% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $55 | $60,000 | 0.0% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $56 | $49,000 | 0.0% |
| Brainstorm Cell Therapeutics(BCLIEUR) | COM NEW | 10501E201 | $57 | 13,333 | 0.0% |
| Wright MED Group Inc | NOTE 2.000% 2/1 | 98235TAE7 | $57 | $47,000 | 0.0% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $59 | $54,000 | 0.0% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $63 | $58,000 | 0.0% |
| Facebook Inc(META)Call | CL A | 30303M102 | $63 | 12 | 0.0% |
| Vonage Hldgs Corp | COM | 92886T201 | $64 | 10,075 | 0.0% |
| Eldorado Gold Corp New | COM | 284902103 | $65 | 19,009 | 0.0% |
| Travelcenters Amer LLC | COM | 894174101 | $70 | 11,465 | 0.0% |
| Seaspan Corp | SHS | Y75638109 | $73 | 10,512 | 0.0% |
| Apollo Invt Corp | COM | 03761U106 | $77 | 11,807 | 0.0% |
| Felcor Lodging TR Inc | COM | 31430F101 | $78 | 10,417 | 0.0% |
| Groupon Inc | COM | 399473107 | $79 | 19,989 | 0.0% |
| Zynga Inc(ZNGAEUR) | CL A | 98986T108 | $79 | 27,420 | 0.0% |
| Advanced Semiconductor Engr | SPONSORED ADR | 00756M404 | $80 | 12,337 | 0.0% |
| Mizuho Finl Group Inc(MFG) | SPONSORED ADR | 60687Y109 | $92 | 24,947 | 0.0% |
| Tahoe RES Inc | COM | 873868103 | $96 | 11,977 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $101 | 14,000 | 0.0% |
| Nuveen Preferred Securities | COM | 67072C105 | $102 | 10,683 | 0.0% |
| Aberdeen Australia Eqty FD I | COM | 003011103 | $102 | 16,790 | 0.0% |
| Companhia de Saneamento Basi(SAJA) | SPONSORED ADR | 20441A102 | $107 | 10,327 | 0.0% |
| Nuveen High Income 2020 Targ | COM | 67075L102 | $108 | 10,652 | 0.0% |
| New SR Invt Group Inc | COM | 648691103 | $112 | 11,000 | 0.0% |
| Voya Prime Rate TR | SH BEN INT | 92913A100 | $114 | 20,986 | 0.0% |
| Gold Resource Corp(GORO) | COM | 38068T105 | $114 | 25,275 | 0.0% |
| Mbia Inc(MBI) | COM | 55262C100 | $119 | 14,088 | 0.0% |
| Clear Channel Outdoor Hldgs | CL A | 18451C109 | $121 | 20,000 | 0.0% |
| BlackRock Intl Grwth & Inc T(XBGYX) | COM BENE INTER | 092524107 | $126 | 21,712 | 0.0% |
| Frontier Communications Corp | COM | 35906A108 | $128 | 59,755 | 0.0% |
| General FIN Corp del(GFN) | COM | 369822101 | $128 | 25,000 | 0.0% |
| Lexington Realty Trust(LXPUSD) | COM | 529043101 | $132 | 13,257 | 0.0% |
| Mobile Telesystems Pjsc | SPONSORED ADR | 607409109 | $134 | 12,126 | 0.0% |
| Dreyfus MUN Income Inc | COM | 26201R102 | $135 | 15,200 | 0.0% |
| Bioscrip Inc(BIOSEUR) | COM | 09069N108 | $136 | 80,000 | 0.0% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $141 | 12,183 | 0.0% |
| LMP Cap & Income FD Inc(XSCDX) | COM | 50208A102 | $142 | 10,011 | 0.0% |
| CBL & Assoc Pptys Inc | COM | 124830100 | $145 | 15,202 | 0.0% |
| China Unicom (Hong Kong) LTD | SPONSORED ADR | 16945R104 | $149 | 11,036 | 0.0% |
| Prudential GLB SHT DUR HG YL | COM | 74433A109 | $149 | 10,025 | 0.0% |