Q1 2017 Holdings
Filed 2017-05-12 | 2117 holdings | $286.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Time Inc New | COM | 887228104 | $0 | 16 | 0.0% |
| Veritiv Corp(VRTVEUR) | COM | 923454102 | $0 | 9 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $0 | 128 | 0.0% |
| Tekla Healthcare Invs(HQH) | SH BEN INT | 87911J103 | $0 | 1 | 0.0% |
| Westport Fuel Systems Inc | COM NEW | 960908309 | $0 | 420 | 0.0% |
| XG Technology Inc | COM PAR | 98372A705 | $0 | 209 | 0.0% |
| Celldex Therapeutics Inc New | COM | 15117B103 | $0 | 27 | 0.0% |
| Columbia ETF TR II(ECON) | EMRG MARKETS ETF | 19762B509 | $0 | 19 | 0.0% |
| Centrais Eletricas Brasileir(AXIA) | SPONSORED ADR | 15234Q207 | $0 | 80 | 0.0% |
| Cascadian Therapeutics Inc | COM NEW | 14740B606 | $0 | 8 | 0.0% |
| Celgene Corp | RIGHT 12/31/2030 | 151020112 | $0 | 52 | 0.0% |
| Asterias Biotherapeutics Inc | *W EXP 09/29/201 | 04624N115 | $0 | 165 | 0.0% |
| Ishares TR(EWU) | MSCI UK ETF NEW | 46435G334 | $0 | 13 | 0.0% |
| Abeona Therapeutics Inc(ABEO1EUR) | COM | 00289Y107 | $0 | 1 | 0.0% |
| Mallinckrodt PUB LTD Co | SHS | G5785G107 | $0 | 2 | 0.0% |
| Seadrill Limited | SHS | G7945E105 | $0 | 300 | 0.0% |
| Dynegy Inc New del | *W EXP 10/02/201 | 26817R116 | $0 | 11 | 0.0% |
| Anglogold Ashanti LTD(AU3EUR) | SPONSORED ADR | 035128206 | $0 | 26 | 0.0% |
| Blackstone GSO Strategic CR(BGB) | COM SHS BEN IN | 09257R101 | $0 | 9 | 0.0% |
| Leju Hldgs LTD | SPONSORED ADS | 50187J108 | $0 | 13 | 0.0% |
| Moneygram Intl Inc(MGIEUR) | COM NEW | 60935Y208 | $0 | 28 | 0.0% |
| Engility Hldgs Inc New | COM | 29286C107 | $0 | 2 | 0.0% |
| Galena Biopharma Inc | COM NEW | 363256504 | $0 | 37 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $0 | 1,112 | 0.0% |
| Bloomin Brands Inc(BLMN) | COM | 094235108 | $0 | 13 | 0.0% |
| Liberty Media Corp Delaware(LM05) | COM SER A FRMLA | 531229870 | $0 | 7 | 0.0% |
| Novavax Inc | COM | 670002104 | $0 | 100 | 0.0% |
| Rowan Companies PLC | SHS CL A | G7665A101 | $0 | 26 | 0.0% |
| NOW Inc(DNOW) | COM | 67011P100 | $0 | 13 | 0.0% |
| Aralez Pharmaceuticals Inc | COM | 03852X100 | $0 | 100 | 0.0% |
| Diana Shipping Inc | COM | Y2066G104 | $0 | 83 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $1 | 74 | 0.0% |
| Community Health SYS Inc New(CYH) | COM | 203668108 | $1 | 100 | 0.0% |
| Ibio Inc | COM | 451033104 | $1 | 2,000 | 0.0% |
| Penn West Pete LTD New | COM | 707887105 | $1 | 355 | 0.0% |
| Biotime Inc | *W EXP 10/01/201 | 09066L162 | $1 | 1,014 | 0.0% |
| Ishares(EWG) | MSCI GERMANY ETF | 464286806 | $1 | 39 | 0.0% |
| M D C Hldgs Inc(MDC1USD) | COM | 552676108 | $1 | 26 | 0.0% |
| Finish Line Inc | CL A | 317923100 | $1 | 53 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $1 | 87 | 0.0% |
| Ishares TR(IDGT) | NA TEC MULTM ETF | 464287531 | $1 | 23 | 0.0% |
| Pimco ETF TR(HYS) | 0-5 HIGH YIELD | 72201R783 | $1 | 11 | 0.0% |
| Amplify Snack Brands(BETREUR) | COM | 03211L102 | $1 | 135 | 0.0% |
| MFS High Yield MUN TR(CMU) | SH BEN INT | 59318E102 | $1 | 200 | 0.0% |
| Matador RES Co(MTDR) | COM | 576485205 | $1 | 36 | 0.0% |
| Eaton Vance Muni Income Trus(EVN) | SH BEN INT | 27826U108 | $1 | 108 | 0.0% |
| Jive Software Inc | COM | 47760A108 | $1 | 147 | 0.0% |
| Microvision Inc del(MVIS) | COM NEW | 594960304 | $1 | 375 | 0.0% |
| Mind C T I LTD | ORD | M70240102 | $1 | 300 | 0.0% |
| Enerplus Corp(ERFGBP) | COM | 292766102 | $1 | 170 | 0.0% |