Q1 2017 Holdings
Filed 2017-05-12 | 3068 holdings | $87.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Deutsche BK AG | A | D1T769565 | $0 | 41,628 | 0.0% |
| Dynegy Inc New del | *W EXP 10/02/201 | 26817R116 | $1 | 13,466 | 0.0% |
| Jason Inds Inc | *W EXP 06/30/201 | 471172114 | $1 | 11,038 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $1 | 312,324 | 0.0% |
| Axar Acquisition Corp | *W EXP 12/31/202 | 05455L110 | $1 | 14,611 | 0.0% |
| Cerecor Inc | *W EXP 04/20/201 | 15671L125 | $1 | 19,875 | 0.0% |
| Bioamber Inc | *W EXP 05/09/201 | 09072Q114 | $1 | 32,267 | 0.0% |
| Chanticleer Hldgs Inc | *W EXP 06/11/201 | 15930P131 | $1 | 13,984 | 0.0% |
| Rennova Health Inc | *W EXP 06/30/202 | 759757123 | $1 | 68,443 | 0.0% |
| Opexa Therapeutics Inc | *W EXP 04/13/201 | 68372T129 | $1 | 49,405 | 0.0% |
| Ricebran Technologies | *W EXP 12/18/201 | 762831113 | $2 | 13,207 | 0.0% |
| Opgen Inc | *W EXP 05/05/202 | 68373L117 | $2 | 23,633 | 0.0% |
| Origo Acquisition Corp | *W EXP 12/17/202 | G67789118 | $2 | 14,924 | 0.0% |
| Wheeler Real Estate Invt TR | *W EXP 04/29/201 | 963025119 | $2 | 59,349 | 0.0% |
| Origo Acquisition Corp | RIGHT 09/12/2017 | G67789134 | $2 | 12,916 | 0.0% |
| Copsync Inc | *W EXP 11/12/202 | 217712116 | $2 | 20,002 | 0.0% |
| Capnia Inc | *W EXP 11/12/201 | 14066L113 | $2 | 12,630 | 0.0% |
| Delta Technology Hldgs LTD | *W EXP 12/18/201 | G8477B113 | $2 | 28,312 | 0.0% |
| American DG Energy Inc | COM | 025398108 | $3 | 11,426 | 0.0% |
| Micronet Enertec Tech Inc | *W EXP 04/15/201 | 595117110 | $3 | 16,561 | 0.0% |
| Chanticleer Hldgs Inc | COM PAR $.0001 N | 15930P404 | $4 | 12,056 | 0.0% |
| Jensyn Acquisition Corp | *W EXP 03/01/202 | 47632B110 | $5 | 19,200 | 0.0% |
| Community Health SYS Inc New | RIGHT 99/99/9999 | 203668116 | $5 | 638,630 | 0.0% |
| Exco Resources Inc | COM | 269279402 | $6 | 10,313 | 0.0% |
| Enservco Corp | COM | 29358Y102 | $6 | 18,197 | 0.0% |
| Applied DNA Sciences Inc | *W EXP 11/21/201 | 03815U110 | $6 | 15,174 | 0.0% |
| Aoxing Pharmaceutical Co Inc(AOXG) | COM | 03740A106 | $6 | 16,012 | 0.0% |
| Magnegas Corp | COM NEW | 55939L202 | $6 | 13,639 | 0.0% |
| Ampliphi Biosciences Corp | COM NEW | 03211P202 | $6 | 13,163 | 0.0% |
| Threshold Pharmaceutical Inc | COM NEW | 885807206 | $6 | 10,418 | 0.0% |
| GP Invts Acquisition COR | *W EXP 05/19/202 | G40357108 | $6 | 11,921 | 0.0% |
| Infosonics Corp | COM | 456784107 | $6 | 10,236 | 0.0% |
| Fieldpoint Petroleum Corp(FPPP) | COM | 316570100 | $7 | 15,162 | 0.0% |
| Tanzanian Royalty Expl Corp | COM | 87600U104 | $7 | 16,165 | 0.0% |
| Arcadia Biosciences Inc | COM | 039014105 | $7 | 10,785 | 0.0% |
| Tengasco Inc | COM PAR | 88033R502 | $8 | 20,320 | 0.0% |
| Capstone Turbine Corp | COM NEW | 14067D409 | $8 | 10,762 | 0.0% |
| Rand Logistics Inc | COM | 752182105 | $8 | 12,410 | 0.0% |
| American Lorain Corp | COM | 027297100 | $8 | 14,755 | 0.0% |
| Biostage Inc | COM | 09074M103 | $9 | 25,466 | 0.0% |
| Rentech Inc | COM NEW | 760112201 | $9 | 17,284 | 0.0% |
| China Information Technology | COM | G21174100 | $10 | 14,302 | 0.0% |
| Rexahn Pharmaceuticals Inc | COM | 761640101 | $11 | 21,186 | 0.0% |
| Sify Technologies Limited | SPONSORED ADR | 82655M107 | $11 | 11,707 | 0.0% |
| Mechel PAO | SPON ADR PFD | 583840509 | $11 | 10,984 | 0.0% |
| Neptune Technologies Bioreso | COM | 64077P108 | $11 | 10,759 | 0.0% |
| Entree Gold Inc | COM | 29383G100 | $11 | 23,529 | 0.0% |
| Cytrx Corp | COM PAR | 232828509 | $11 | 23,800 | 0.0% |
| Synthesis Energy SYS Inc | COM | 871628103 | $11 | 12,542 | 0.0% |
| Pain Therapeutics Inc | COM | 69562K100 | $12 | 13,700 | 0.0% |